Securities Operations Associate

• Participate in low complexity lifecycle support tasks and help identify opportunities for process improvements within Securities Operations
• review basic or tactical issues, policies or procedures for which answers can be quickly obtained, related to low risk tasks and deliverables with narrower impact
• receive direction from manager and exercise judgment within defined parameters related to resolving situations on a full process within a trade environment, while developing understanding of various functions, policies, and procedures
• provide information to, collaborate, and consult with peers, colleagues and managers, including internal and external customers, to resolve issues and achieve goals
• build expertise in operational processes including client account onboarding, cash payments, customer service, funding operations, custodial operations, securities settlement services, structured loan operations, and general ledger reconciliation
• assist in gathering data to support resolution of issues
• review and analyze functional operational tasks that require research and evaluation
• resolve low complexity escalated issues within the scope of responsibility in Security Operations
• research low complexity business risks, provide input into policies, enhance customer satisfaction, and review time sensitive documents and transaction requests
• support overall effectiveness of the team according to plans
• monitor daily securities and cash related production work
• contribute to implementation of projects, new or revised processes, and procedures that require coordination among operation teams and may perform analysis for initiatives that support business strategies

6+ months of Securities Operations experience, or equivalent demonstrated through one or a combination of the following: work experience, training, military experience, education

• Intermediate level analytical and reporting skills with high attention to detail and accuracy
• 6+ months of brokerage and/or securities operations experience
• knowledge or exposure to Wells Fargo Beta system of record, DTC (Depository Trust Company) or similar systems
• advanced Microsoft Access experience
• advanced Microsoft Excel experience
• experience in gathering, analyzing, and interpreting large datasets - ability to tell the story with the data
• expert level problem solving and technical troubleshooting capabilities
• excellent verbal, written, and interpersonal communication skills

• Hybrid work schedule (three days in office and two days remote)
• equal opportunity employer
• focus on risk compliance and governance
• potential for professional growth