Front Line Regulatory Risk Execution Leader, Wells Fargo

Wells Fargo

Location:
United States, Charlotte ▼
New York

Category:
Finance

Contract Type:
Employment contract

Salary:

120400.00 - 287600.00 USD / Year

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Job Description:

Wells Fargo is seeking a Front-Line Regulatory Risk Execution Leader (Business Execution Senior Manager) in Corporate and Investment Banking (CIB) as part of the Chief Administrative Office (CAO). The opportunity will drive the strategic development and execution of centralized compliance risk programs. This role is critical to shaping and enhancing CIB’s compliance risk management framework, ensuring alignment with Enterprise risk transformation efforts, and partnering with business and functional leaders across CIB and the support functions.

Job Responsibility:

Lead and manage the CIB Front Line Compliance Risk Execution team
Oversee the execution and enhancement of CIB’s centralized compliance risk programs, driving operational excellence and risk transformation initiatives
Partner with CIB business leaders, COO’s, and Enterprise support partners to design and implement a front-line compliance risk framework that is integrated with the business strategy
Act as a thought leader, identify risks, and proactively develop solutions to strengthen compliance oversight
Provide strategic oversight execution on regulatory and policy requirements, including Reg W, Reg O, Reg K and other compliance programs ensuring adherence across CIB
Serve as a key liaison between CIB and Enterprise Compliance functions
Work with global partners and teams across APAC, EMEA, India and the US
Lead cross-functional initiatives to streamline compliance risk programs
Cultivate a culture of continuous improvements across the global team

Requirements:

6+ years of Business Execution, Implementation, or Strategic Planning experience, or equivalent demonstrated through one or a combination of the following: work experience, training, military experience, education
3+ years of Management or leadership experience
3+ years of experience as an acting leader in CIB as related to the business and or compliance functions supporting CIB
3+ years of experience driving large scale transformations with high impact across the three lines of defense

Nice to have:

Prior or existing Corporate & Investment Banking or related risk and compliance experience
Experience operating at an Executive Director level, managing a team and leading with impact
Ability to create relationships while navigating the regulatory, compliance and legal intricacies of working at a highly regulated business with multiple legal entities
Strong communication skills and experience presenting to senior leaders
A self-starter, with the ability to prioritize work and multi-task, meet deadlines, achieve goals and lead under tight deadlines in a dynamic and fast-paced environment
Strong listening and communications skills with the ability to convey complex information and ideas simply and clearly
Strong experience navigating a complex and large global banking organization
Demonstrated experience around inclusivity in leading and the ability to bring along all key stakeholders into the strategy to ensure the business is operating within our risk framework
Inquisitive and proactive mindset with the ability to think creatively to solve problems and anticipate potential questions and issues

What we offer:

Health benefits
401(k) Plan
Paid time off
Disability benefits
Life insurance, critical illness insurance, and accident insurance
Parental leave
Critical caregiving leave
Discounts and savings
Commuter benefits
Tuition reimbursement
Scholarships for dependent children
Adoption reimbursement

Additional Information:

Job Posted:
April 30, 2025

Expiration:
May 04, 2025

Employment Type:

Fulltime

Work Type:

On-site work

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Front Line Regulatory Risk Execution Leader