HSBC Corporate and Institutional Banking (CIB) is a markets-led, financing-focused business that provides investment and financial solutions. Within CIB, Securities Services provides robust and reliable solutions that help clients mitigate risk and enhance their performance. Working with institutional investors, banks, insurance companies, governments, and multinational corporations, Securities this team a range of fund administration, global custody, sub-custody and clearing, and corporate trust and loan agency services.
职位职责:
Trade settlement: Check customer’s account sufficiency on securities and cash positions
ensuring it is accurately and timely communicated with customer/customer’s counterparty
Matching broker’s confirmation and clients’ instructions
Prepare relevant application forms and affix FINI chops
Instruct FS HK for local customers' overseas investment
Liaise with internal and external customers for updated trade status and trouble trade shooting
Reporting/Billing: Prepare customized and on-request reports
Prepare controlling reports for products with investment ceiling
Prepare reports to regulators
Prepare billing for foreign customers’ SBL trading and local customers’ investment
Prepare brokers’ commission report and follow up with brokers for timely payment
Prepare ad-hoc charges
System maintenance: Input customers’ instructions in GHSS and HSBCnet
Upload/input alleged trades in GHSS
Perform trade settlement in GHSS
Maintain customers’ payment records in GHSS and HFE2
Operate TDCC system for share transfer, share positions checking, transaction records download and report printing
Access TAIFEX website for consolidation FINIs’ futures activity
Assist in system testing
Tax: Prepare foreign customers’ trade confirmations to tax guarantor
Prepare tax voucher and effect tax payment to tax bureau
Prepare tax voucher re-issuance to SBL client’s counterparty
Administrative work: Print and distribute incoming SWIFT messages
Work with IT and vendor for printer problem
Read confirmation/letters from customers’ counterparties
Record retention, disposal and stockroom management
