CrawlJobs Logo

Wealth technology Risk and compliance lead

https://www.citi.com/ Logo

Citi

Location Icon

Location:
India , Chennai

Category Icon

Job Type Icon

Contract Type:
Not provided

Salary Icon

Salary:

Not provided

Job Description:

Wealth technology Risk and compliance lead in India to oversee all tech mandatory book of work and to keep the risk and compliance dashboards in green and healthy state. With centralizing the S&S / tech mandatory Book of work across wealth, this role will play a critical role in leading all the squads that are responsible for the keeping the platforms relevant and up to date. Fixing the vulnerabilities, software upgrades and any new build that involves code change working with all key stakeholders across wealth technology. Will be responsible for the ownership of all issues and Corrective Action Plans remediations across wealth technology. lead all initiatives that impacts critical tech upgrades across wealth. The Applications Development Senior Group Manager is a senior management level position responsible for accomplishing results through the management of a team or department in an effort to establish and implement new or revised application systems and programs in coordination with the Technology Team. The overall objective of this role is to drive applications systems analysis and programming activities.

Job Responsibility:

  • S&S lead in India to oversee all tech mandatory book of work and to keep the risk and compliance dashboards in green and healthy state
  • Lead all the squads that are responsible for the tech risk and cyber security risks
  • Responsible for the ownership of all issues and Corrective action plans remediations across wealth technology
  • Lead all initiatives that impacts critical tech upgrades across wealth
  • Tech Risk & Cybersecurity - Lead tech risk remediation and manage cybersecurity vulnerabilities across the domain
  • Oversee technology solutions from design to implementation including third party reviews and vulnerability assessments
  • Manage technology batches upgrades and security protocols aligned with cyber security standards and modern tech stacks
  • Stakeholder & Solution Management – Collaborate closely with senior stakeholders and regulators to manage expectations and deliver technology programs
  • Work closely with all CTI and CISo partners to accelerate the process and governance around tech risk and compliance
  • Risk mitigation & Compliance – Assess and manage wealth tech risk ensuring robust controls and regulatory compliance
  • Apply risk mitigation approaches for technology risk and manage audit cycle
  • Track KPIs, report to senior management and drive continuous improvement
  • Life Cycle & Security Management – Manage security vulnerabilities, breaches and third party risk ensuring compliance with security and regulatory standards
  • Oversee all development phases (analysis, design, construction, testing, implementation) and provide operational support for business applications
  • Team Development & collaboration – Build and mentor high performing cross functional teams
  • Foster collaboration between tech, business and support functions to align domain objectives
  • Engineering excellence and optimization – Identify opportunities for cost optimization and resource efficiency within the domain, balancing risk and performance goals
  • Focus on driving engineering patterns and solutions with or without AI to accelerate or reduce vulnerabilities proactively
  • Change Management & Adoption – Drive change management initiatives to ensure smooth adoption of new technologies or processes within the domain
  • Drive all migration projects including LSE, github etc
  • Drive adoption of devops best practices to keep the vulnerabilities to the minimum
  • Audit Management : Manage the Internal and external audits end to end from front facing the auditors to provide the required evidence and providing the right level of governance across wealth
  • Manage/develop multiple teams of professionals to accomplish established goals and conduct personnel duties for team (e.g. performance evaluations, hiring and disciplinary actions) as well as ensure team adheres to best practices and process
  • Develop vision for team around roles and responsibilities, and structure team to ensure greatest impact, efficient use of resource, and alignment to business structures
  • Prepare and present regular team/project reviews to senior management and business leaders
  • Drive the design and development of system architecture, work with end-users of the systems, and enhance the quality of deliverables
  • Ensure staff follows Citi documented policy and procedures as well as maintain desktop procedures and supporting documentation for filings on a current basis and in comprehensive manner
  • Monitor and manage approach/end results, budgeting, planning, policy formation, and contribute to future strategy of the area(s)
  • Ensure change is managed with appropriate controls, documentation, and approvals including implementation of new and revised regulatory reporting requirements
  • Research and resolve issues, provide recommendations, and escalate to senior management as needed
  • Manage and maintain all disaster recovery plans, oversee appropriate testing, and provide permit-to-operate for new applications
  • Lead and deliver local staff forums, present global, regional, and location news and updates to engage team in the progress of organization
  • Contribute to defining and implementing best practices and processes for the department and ensure transparency and consistency across teams
  • Appropriately assess risk when business decisions are made, demonstrating particular consideration for the firm's reputation and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying sound ethical judgment regarding personal behavior, conduct and business practices, and escalating, managing and reporting control issues with transparency, as well as effectively supervise the activity of others and create accountability with those who fail to maintain these standards

Requirements:

  • 15+ years of relevant experience
  • 8-10+ years of managerial experience
  • Strong technical background is a must
  • Risk and compliance background would be a good addition
  • Previous experience facing audits and regulators
  • PMP Certification, MBA, Specific to business Licenses and other
  • Experience with financial products
  • Working knowledge of the industry and competitors’ products and services
  • Advanced knowledge of strategic direction of the function within relevant part of the business
  • Proficient computer skills with a focus on Microsoft Office applications
  • Demonstrated leadership, management, and development skills
  • Bachelor’s degree/University degree or equivalent experience
  • Master’s degree preferred

Additional Information:

Job Posted:
March 20, 2026

Employment Type:
Fulltime
Work Type:
Hybrid work
Job Link Share:

Looking for more opportunities? Search for other job offers that match your skills and interests.

Briefcase Icon

Similar Jobs for Wealth technology Risk and compliance lead

Vp audit manager - ia uspb wealth compliance fair lending privacy and legal

The Audit Manager is an intermediate level role responsible for performing moder...
Location
Location
Canada , Mississauga
Salary
Salary:
Not provided
https://www.citi.com/ Logo
Citi
Expiration Date
Until further notice
Flip Icon
Requirements
Requirements
  • 6-10 years of relevant experience
  • Related certifications (CPA, ACA, CFA, CIA, CISA or similar) preferred
  • Effective comprehension of business side of audit function and subject matter expertise regarding technology application
  • Effective verbal, written and negotiation skills
  • Effective project management skills
  • Effective influencing and relationship management skills
  • Demonstrated ability to remain unbiased in a diverse working environment
Job Responsibility
Job Responsibility
  • Consistently develop, execute and deliver audit reports in a timely manner, in accordance with Internal Audit and Regulatory standards
  • Review and approve the Business Monitoring Quarterly summary and serve as lead reviewer for all reviews
  • Collaborate with teams across the business and determine impact on overall control environment and audit approach
  • Manage audit activities for a component of a product line, function, or legal entity at the regional or country level
  • Leverage a comprehensive expertise to manage a team
  • Advise the business on change initiatives, while advancing integrated auditing concepts and technology adoption
  • Recommend interventions to issues, propose solutions for risk and control problems, partner with Directors and Managing Directors to develop approaches for broader corporate issues
  • Apply in-depth understanding of Internal Audit standards, policies and regulations to a specific product or function area
What we offer
What we offer
  • Global Benefits
  • We bring the best to our people. We put our employees first and provide the best-in-class benefits they need to be well, live well and save well
  • Fulltime
Read More
Arrow Right
New

Engineering Group Manager

The Engineering Group Manager is a senior management level position responsible ...
Location
Location
India , Chennai; Pune
Salary
Salary:
Not provided
https://www.citi.com/ Logo
Citi
Expiration Date
Until further notice
Flip Icon
Requirements
Requirements
  • 10+ years of relevant experience in an Engineering role with commensurate experience in people management
  • Experience working in Financial Services or a large complex and/or global environment
  • Project Management experience
  • Consistently demonstrates clear and concise written and verbal communication
  • Comprehensive knowledge of design metrics, analytics tools, benchmarking activities and related reporting to identify best practices
  • Demonstrated analytic/diagnostic skills
  • Ability to work in a matrix environment and partner with virtual teams
  • Ability to work independently, multi-task, and take ownership of various parts of a project or initiative
  • Ability to work under pressure and manage to tight deadlines or unexpected changes in expectations or requirements
  • Proven track record of operational process change and improvement
Job Responsibility
Job Responsibility
  • Ensure the goals of functional area are delivered to appropriate Operations & Technology (O&T) organizations
  • Oversee O&T spending to ensure the firm's finances are budgeted and spent according to the Chief Technology officer’s (CTO) technology strategies
  • Manage overall execution of IT strategy and roadmap for the technology area
  • Lead operational readiness and conformance to global operational standards for ongoing operation and support
  • Utilize an in-depth understanding of how engineering integrates within technology and commercial awareness
  • Responsible for training and coaching team members, performance management activities, monitoring quantity and quality of work, and addressing development needs for assigned personnel
  • Make evaluative judgment based on analyzing information in complicated or unique situations
  • utilizing multiple sources of information
  • Impact engineering through overseeing planning, finances / budget, end results and policy setting
  • Negotiate with senior leaders across functions and with external parties, as required
  • Fulltime
Read More
Arrow Right
New

Engineering Group Manager

The Engineering Group Manager is a senior management level position responsible ...
Location
Location
India , Pune; Chennai
Salary
Salary:
Not provided
https://www.citi.com/ Logo
Citi
Expiration Date
Until further notice
Flip Icon
Requirements
Requirements
  • 10+ years of relevant experience in an Engineering role with commensurate experience in people management
  • Experience working in Financial Services or a large complex and/or global environment
  • Project Management experience
  • Consistently demonstrates clear and concise written and verbal communication
  • Comprehensive knowledge of design metrics, analytics tools, benchmarking activities and related reporting to identify best practices
  • Demonstrated analytic/diagnostic skills
  • Ability to work in a matrix environment and partner with virtual teams
  • Ability to work independently, multi-task, and take ownership of various parts of a project or initiative
  • Ability to work under pressure and manage to tight deadlines or unexpected changes in expectations or requirements
  • Proven track record of operational process change and improvement
Job Responsibility
Job Responsibility
  • Ensure the goals of functional area are delivered to appropriate Operations & Technology (O&T) organizations
  • Oversee O&T spending to ensure the firm's finances are budgeted and spent according to the Chief Technology officer’s (CTO) technology strategies
  • Manage overall execution of IT strategy and roadmap for the technology area
  • Lead operational readiness and conformance to global operational standards for ongoing operation and support
  • Utilize an in-depth understanding of how engineering integrates within technology and commercial awareness
  • Responsible for training and coaching team members, performance management activities, monitoring quantity and quality of work, and addressing development needs for assigned personnel
  • Make evaluative judgment based on analyzing information in complicated or unique situations
  • utilizing multiple sources of information
  • Impact engineering through overseeing planning, finances / budget, end results and policy setting
  • Negotiate with senior leaders across functions and with external parties, as required
  • Fulltime
Read More
Arrow Right

Senior Vice President, Digital Wealth Platforms

The Senior Vice President, Digital Project Management is a strategic professiona...
Location
Location
Hong Kong , Kowloon
Salary
Salary:
Not provided
https://www.citi.com/ Logo
Citi
Expiration Date
Until further notice
Flip Icon
Requirements
Requirements
  • Bachelor’s/University degree, Master’s degree preferred
  • Solid relevant experience with exposure in control, compliance, audit/risk management or relevant experience
  • Strong strategic, analytical, and problem-solving skills with attention to details
  • Good understanding of operational risk and control processes and procedures
  • Good understanding of various digital and customer engagement channels
  • Strong interpersonal & communication skills
  • Ability to work independently, interface and execute with a sense of urgency and deliver tasks effectively
  • Broad and in-depth knowledge in Consumer Banking and Wealth Management business related products, services, and activities
  • Good knowledge of the related regulations, policies, and standards
Job Responsibility
Job Responsibility
  • Develop and execute the strategic plan for digital banking product and services with focus on Wealth Management, aligning with the business goals and objectives
  • Champion a client centric approach, ensuring that the digital propositions exceed client expectations
  • Stay informed about industry trends, emerging technologies, and competitor strategies to maintain a competitive edge
  • Oversee the design and execution of the digital roadmap planned
  • Build and maintain strong relationships with key internal and external stakeholders, including regulatory bodies and FinTech’s
  • Serve as a thought leader and advocate for digital banking within the industry
  • Ensure all projects and activities comply with relevant policies and regulations
  • Lead Cross-functional teams to drive innovation and enhance digital platforms
  • Encourage collaboration across departments to achieve strategic objectives
  • Appropriately assess risk when business decisions are made, demonstrating particular consideration for the firm's reputation and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying sound ethical judgment regarding personal behavior, conduct and business practices, and escalating, managing and reporting control issues with transparency
What we offer
What we offer
  • Expanded Paid Parental Leave Policy
  • Programs to help employees balance their work and life, including generous paid time off packages
  • Resources to manage financial well-being and plan for the future
  • Fulltime
Read More
Arrow Right

Svp wealth business risk and controls governance escalation and reporting

Individuals in Risk Assessment & Controls design are responsible for developing,...
Location
Location
United Arab Emirates , Dubai
Salary
Salary:
Not provided
https://www.citi.com/ Logo
Citi
Expiration Date
Until further notice
Flip Icon
Requirements
Requirements
  • Minimum of 8-10 years of experience in Risk, Controls, compliance, audit, or other control-related functions in the financial services industry
  • Demonstrated experience with Escalation and governance protocols, regulatory inventory management and internal control programs
  • Strong understanding of relevant financial services regulations (e.g., AML, KYC, consumer protection, data privacy, prudential regulations) is highly valued
  • Exceptional analytical skills with the ability to interpret complex regulatory texts, assess their practical implications, and identify root causes of risk
Job Responsibility
Job Responsibility
  • Lead the strategic development and continuous enhancement of governance deck content and format for various senior management forums specific to the wealth management business
  • Define the key messages, data points, and insights required to effectively communicate the state of the wealth control environment, emerging risks, and control performance
  • Coordinate and collaborate extensively with various stakeholders across the Wealth business, including first line of defense control officers, operational risk, compliance, legal, finance, and technology teams, to gather relevant data and updates
  • Design and prepare visually compelling and executive-ready presentations that effectively convey complex risk and control information in a clear, concise, and impactful manner
  • Ensure all presentations adhere to established governance guidelines, branding standards, and regulatory expectations
  • Draft executive summaries, talking points, and accompanying documentation for presentations
  • Present governance decks to senior management forums and committees, articulating key findings, risks, control performance, and recommendations with confidence and clarity
  • Lead discussions, respond to challenging questions from senior leaders, and provide insightful perspectives on the wealth control landscape
  • Act as a subject matter expert during presentations, demonstrating a deep understanding of the wealth business and its control environment
  • Implement and maintain comprehensive escalation protocols for identifying, logging, assessing, reporting, and resolving risk events, control deficiencies, operational incidents, and compliance breaches within the wealth management business
  • Fulltime
Read More
Arrow Right

Financial Crime Lead

The Wealth Financial Crimes Manager is responsible for leading key Wealth AML, K...
Location
Location
United Kingdom , London
Salary
Salary:
Not provided
https://www.citi.com/ Logo
Citi
Expiration Date
Until further notice
Flip Icon
Requirements
Requirements
  • Strong subject matter expertise across Financial Crime regulation, guidance and risk mitigation strategies
  • Experience working across jurisdictions / geographies and regulatory environments, in particular UK, Europe and US
  • Strong Project Management skills
  • Strong organizational and analytical skills, including advanced Excel skills
  • Ability to work in a complex environment and meet aggressive deliverables and deadlines
  • Skillful co-ordination in working across a wide range of stakeholders both within and beyond the function
  • Excellent communication and presentation skills
  • Ability to work with all levels in the organization
  • 7-10 years of experience in AML, KYC and Sanctions
  • Experience in AML Compliance, Audit, Operational Risk or other control function
Job Responsibility
Job Responsibility
  • Lead the implementation of AML, KYC and Sanctions initiatives across Wealth globally
  • Partner with the regional Wealth teams to implement new AML, KYC and Sanctions requirements/procedure
  • Manage the reporting of AML, KYC and Sanctions metrics
  • Partner with the regional stakeholders teams to assess existing processes, identify enhancements, and implement consistent processes across Wealth
  • Partner with the regional stakeholders teams to identify control gaps and implement appropriate corrective action plans
  • Partner with the Control Partners (e.g., Compliance, Legal and Risk) to enhance processes and controls, including development of business requirements for technology enhancements
  • Represent Wealth on AML and Sanctions committee meetings
  • Prepare AML, KYC and Sanctions committee and meeting materials
  • Support in the on-boarding and assessment of high-risk clients, including determining any financial crime or reputational risk and coordinating the review by Senior Management
  • Support 2LOD colleagues in conducting investigations, reviews and assessments of potential money laundering, terrorist financing, sanctions or other financial crime related matters
What we offer
What we offer
  • Generous holiday allowance starting at 27 days plus bank holidays
  • increasing with tenure
  • A discretional annual performance related bonus
  • Private medical insurance packages to suit your personal circumstances
  • Employee Assistance Program
  • Pension Plan
  • Paid Parental Leave
  • Special discounts for employees, family, and friends
  • Access to an array of learning and development resources
  • Fulltime
Read More
Arrow Right

Wealth Lending Technology Team Lead

The Applications Development Senior Group Manager is a senior management level p...
Location
Location
India , Pune
Salary
Salary:
Not provided
https://www.citi.com/ Logo
Citi
Expiration Date
Until further notice
Flip Icon
Requirements
Requirements
  • 15+ years of relevant experience
  • 10+ years of managerial experience
  • Experience with wholesale and retail lending products
  • Experience adopting ML/AI solutions in the lending space
  • Working knowledge of the industry and competitors’ products and services
  • Advanced knowledge of strategic direction of the function within relevant part of the business
  • Demonstrated leadership, management, and development skills
  • Bachelor’s degree/University degree or equivalent experience
  • Master’s degree preferred
Job Responsibility
Job Responsibility
  • Own the end-to-end technology strategy, architecture, and delivery for large-scale wealth-lending platforms spanning securities-based lending, structured credit, mortgages, and bespoke lending products
  • Set the technical and architectural north star while remaining hands-on with critical designs, complex problem solving, code reviews, and high-impact delivery decisions
  • Apply exceptional analytical thinking and fluid intelligence to solve highly ambiguous, multi-dimensional business, risk, and regulatory problems with scalable technology solutions
  • Translate complex wealth-lending, collateral management, risk, capital, and regulatory requirements into resilient, extensible, and future-proof platform architectures
  • Lead and scale a large, globally distributed engineering organization, driving clear accountability, strong execution discipline, and a culture of engineering excellence
  • Partner as a trusted technology advisor to senior business, risk, operations, and compliance leaders, influencing product strategy and operating model decisions
  • Drive multi-year platform modernization initiatives, including system consolidation, cloud adoption, API-first and event-driven architectures, and automation of manual lending workflows
  • Balance near-term delivery commitments with long-term platform sustainability, ensuring technical debt, resiliency, and scalability are actively managed
  • Establish and govern engineering standards across security, resiliency, performance, data quality, and regulatory compliance in a highly controlled environment
  • Leverage deep domain expertise in wealth lending to identify opportunities for straight-through processing, cost reduction, risk mitigation, and increased lending penetration
  • Fulltime
Read More
Arrow Right
New

Chief Auditor Technology & Business Enablement International and Wealth International Technology

The Managing Director, Chief Auditor Technology & Business Enablement Internatio...
Location
Location
Singapore , Singapore
Salary
Salary:
Not provided
https://www.citi.com/ Logo
Citi
Expiration Date
Until further notice
Flip Icon
Requirements
Requirements
  • Minimum of 15 years of diversified management experience in audit or a related role with a focus on cyber, technology resilience and data
  • Demonstrable technology experience, including that related to the design and operation of risk and controls frameworks
  • Demonstrable product knowledge of Markets, Services, Payments Infrastructures, Corporate and Consumer Banking and Wealth Management, including the provision of technology services within these areas
  • International experience is preferred within highly respected, diversified and complex institutions
  • Proven experience working with regulators and managing regulatory audits or inspections
  • A strong level of technical knowledge related to cyber security, resilience, current and emerging technologies and systems development best practices
  • Strong knowledge of IT governance and control frameworks (e.g. COBIT, NIST, SANS)
  • Good understanding of AI and machine learning concepts, algorithms and techniques
  • Familiarity with data governance principles, data quality management and data privacy practices
  • Strong understanding of internal audit standards (e.g. IIA Standards) and risk management frameworks (e.g. COSO)
Job Responsibility
Job Responsibility
  • Timely development, risk assessment, and periodic refresh of the audit plan for the scope of the role’s area of responsibilities
  • Coordination and delivery of high-quality, value-add multiple concurrent risk-based audits
  • Engagement with senior stakeholders upon receipt of supervisory letters/other regulatory communications
  • Timely delivery of high-quality and comprehensive regulatory and internal audit issue validation
  • Support and endorse the IA Quality Assurance (QA) team to address and resolve issues found by QA
  • Ensure that IA activity is sufficient and relevant to delivering timely assurance
  • Appropriately assess risk when business decisions are made
  • In collaboration with the IA International team, ensure that country-specific technology, cyber and resilience regulatory requirements are understood
  • In collaboration with the Chief Auditor for US Wealth, USCC & Functions, support the integrated risk assessment, audit plan creation and opinion for the Global Wealth business
  • Working in close collaboration with the QA team, lead the processes across Technology & Business Enablement to assess the quality outcomes of assurance work
  • Fulltime
Read More
Arrow Right