Wealth Planner

• To be responsible for the management of a portfolio of clients
• To be fully competent in providing holistic Wealth Planning advice
• To develop and implement an integrated Wealth Planning proposition which will result in the growth of fee income and assets under management for Brown Shipley
• To work closely with senior colleagues to ensure that high level Wealth Planning advice is provided to clients of the firm within the areas of: 1. Pensions, 2. Estate Planning, 3. Investment Structuring. 4. Insurance and 5. Cash Flow Planning
• To meet agreed revenue and business targets as required by Brown Shipley to meet the company’s agreed business plan
• To conduct your business in accordance with FCA Rules and Internal compliance requirements
• To manage and deliver high level Wealth Planning advice including pensions and tax based financial products to clients of Brown Shipley, in accordance with established Wealth Planning procedures and the T&C regime of the business
• Lives by a Risk Culture – has an excellent understanding of the business and related risks
• Provides holistic wealth management advice to support the achievement of the clients’ overall objectives
• Results focused, open for business enhancing and developing Quintet’s name and brand
• Creates a partnership culture within team and between teams to deliver Quintet’s overall business strategy
• To contribute to the development of relevant business strategies through participation in meetings and relevant committees
• To focus on the departments income target and assist in achieving this by generating income from the client base, helping to develop and obtain high quality clients
• To ensure you are fully aware of the legislative and internal compliance procedures relating to the role and that you act in accordance with those procedures at all times
• To ensure good lines of communication are maintained between the Bank, the client, and where appropriate, the clients professional advisor
• To keep informed of current financial planning practice and developments relevant to pension, financial planning and investment markets

• Relevant experience within a wealth planning role within financial services industry
• Likely to have background in wealth planning or other related functions
• Has built relationships with a portfolio of clients and prospects, and comfortable networking
• Familiar with defining the right advisory and investment solutions using a broad range of financial instruments, partnering with products and services teams
• Understands Risk within context of the role and meets the regulatory obligations, as applicable
• Qualified Adviser – Certified as an “Adviser” – specified as a Wealth Planner in accordance with the relevant Training & Competency Scheme. Level 4 as a minimum, Level 6/7 desirable
• Proven threshold competent and operate with a full understanding of Risk within a regulatory framework
• Fluent in English

any European language advantageous