Wealth Manager Job at Robert Half (Mill Valley)

Sales Surveillance Senior Analyst (Wealth Management)

This role is part of the Asia Citi Wealth Risk and Control Team and is integral ...

Location

Malaysia , Kuala Lumpur

Salary:

Not provided

Citi

Expiration Date

Until further notice

Requirements

At least 2-3 years of relevant experience
Demonstrated organizational and follow-up skills
Ability to multi-task and maintain composure in a high-volume environment
Excellent time management skills
Effective communication skills (written and verbal)
Proven analytical/problem solving abilities
Proficient in Microsoft Office
Ability to work under pressure and manage deadlines or unexpected changes in expectations or requirements
Self-motivated and details oriented
Prior experience in sales, compliance or controls would be an advantage

Job Responsibility

Review and disposition of alert triggers based on investigation results
Document exception findings, tracking of corrective actions and its completion
Prepare trend analysis and surveillance reports for management reporting
Provide feedback and coaching on correct phone sales process to Sales Representatives
Provide consultations to other internal departments on sales process and branch operational matters
Report and document the Quality of Work / Exception / Observation report of Sales Representatives
Continuously seek process improvement to enhance efficiency of the surveillance monitoring process
Review and update of policies and unit procedures
Implementation of processes and procedures as per the compliance and business requirements
Updates documentation and communicating / training new processes and procedures to business partners

What we offer

Programs and services for physical and mental well-being including access to telehealth options, health advocates, confidential counseling
Access to an array of learning and development resources
Variety of programs that help employees balance their work and life

Fulltime

Wealth Manager

Full-time Wealth Manager for a multi-office regional accounting and financial se...

Location

United States , Cherry Hill

Salary:

100000.00 USD / Year

Alloy Silverstein

Expiration Date

Until further notice

Requirements

Excellent business communication skills with emphasis on a positive customer service experience
Ability to multi-task in a fast-paced environment while balancing and prioritizing daily responsibilities
Thorough and detail-oriented
Strong computer skills
Prior system and program knowledge a plus: Microsoft Office Suite and Redtail CRM, financial planning software
Ability to maintain confidentiality and conduct business professionally
Reliable and dependable with an excellent attendance and punctuality record
Work well independently and in a team with positive attitude and professional presence
Have a focus on acting in the best interest of clients and prospective clients
College degree, preferably in Accounting and/or Finance

Job Responsibility

Managing the client experience by greeting clients with both verbal communication and written correspondence
Analyzing data for client meetings, investment and insurance recommendations
Preparing financial plans to meet client needs and goals
Maintaining comprehensive and accurate records, documentation, and reports to assure full compliance as required by board standards and our broker dealer
Updating CRM and logging of all of the Wealth Manager’s client interaction
Making recommendations for new client accounts
Reviewing insurance applications that are initiated by your Administrative Assistants, as well as other relevant information in connection with account opening
Keeping current on various licensing and Compliance requirements, including continuing education required by our broker-dealer
Attending weekly status and strategy meetings to address planning of priorities
Working alongside Marketing to plan mail/email newsletters and client marketing materials

Fulltime

Wealth Management Associate

This role has perks that are unmatched by its competitors. Plus, this position d...

Location

United States , Chicago

Salary:

90000.00 - 100000.00 USD / Year

Robert Half

Expiration Date

Until further notice

Requirements

Detail orientated
outside of the box thinking
energetic
legally authorized to work in the United States

Job Responsibility

Answering phones/delivering messages
Scheduling client reviews and updating any changes prior to the client meeting
Client Reporting: Orion Software
Cash Balance Reports review with registered advisor/ monthly
Investment Policy Questionnaires with clients and recording results
Money Movement between accounts or institutions
New Account Opening/Ongoing Maintenance
First point of contact and return client service requests
529 College distributions to university payment centers
Client indirect marketing/ birthday gifts, center of influence small events

What we offer

Medical insurance
Vision insurance
Dental insurance
Life insurance
Disability insurance
401(k) plan
PTO

Fulltime

Integrated Wealth Manager

The Integrated Wealth Manager (IWM) wears multiple hats and switches between man...

Location

United States , Bloomington; Arden Hills

Salary:

90000.00 - 125000.00 USD / Year

Boyum Barenscheer

Expiration Date

Until further notice

Requirements

Bachelor’s degree in finance or a related field preferred
Series 65 licensure preferred
Knowledge of the RIA space
Desire to pursue CFP and/or other financial planning qualifications

Job Responsibility

Collect, enter, and analyze client data in eMoney to support financial plan development and ongoing updates
Execute client service tasks, including preparing and processing paperwork with accuracy and attention to detail
Coordinate and schedule client meetings, ensuring all materials and planning items are prepared in advance
Prepare for and participate in client meetings, summarizing action items and driving next steps to completion
Communicate and collaborate with external professionals (CPAs, attorneys, insurance specialists, etc.) on behalf of clients to keep planning aligned, coordinated, and consistent with firm expectations
Pursue ongoing education in financial planning

What we offer

Competitive base salary with year-end “true-up” based on production
Equity opportunity as part of the compensation package
Access to high-quality referrals and internal marketing support
Long-term career path with leadership potential

Fulltime

Private Bank and Wealth Management Off Cycle Internship

Join us on an off cycle internship for 3-6 months working within our Investment ...

Location

United Arab Emirates , Dubai

Salary:

Not provided

Barclays

Expiration Date

Until further notice

Requirements

To be considered for this programme, you must be in your penultimate or final year of your degree - in any discipline
Language requirements: fluent in English and Arabic desirable
Ideally, you'll have a keen interest in business and finance and a curiosity to learn
We value resourcefulness, teamwork, enthusiasm and an entrepreneurial spirit, all of which might be showcased through your involvement in extracurricular activities

Job Responsibility

Perform financial analysis of potential clients
Prepare presentations and memoranda for existing and new clients
Support credit and onboarding due diligence
Attend client meetings with experienced bankers
Network and build relationships across a global organisation
Execution of small research projects, research to support strategic decision making, preparation of presentations and reports to communicate research findings, collaboration with senior management to implement research findings for private bank and wealth management, working closely with high-net-worth clients and their advisors who have complex banking and investment needs
Collaboration with cross-functional teams to support business initiatives
Participation in training and development programmes to enhance skills and knowledge
Identification of opportunities, development of business cases, management of the deployment and launch of new products and services for private bank and wealth management
Management of the development and implementation of financial models and strategies that support in decision making in private bank and wealth management

What we offer

Paid holiday and vacation
Competitive pay
Private medical care
Disability assurance
Flexible working
Life assurance
Voluntary benefits
Retirement planning

Fulltime

Wealth Management Analyst

We are seeking a Wealth Management Analyst to join our large advisory team in th...

Location

United States , Cincinnati

Salary:

Not provided

Robert Half

Expiration Date

Until further notice

Requirements

Minimum of 5 years of professional experience in investment management, either as a portfolio manager or equity/fixed income analyst
CFA charter holder (or actively pursuing) and/or MBA preferred
Series 7 and 66 licenses are required
Proficiency in Microsoft Office products, particularly Excel, is required
Strong analytical and critical reasoning abilities
In-depth knowledge of fundamental equity and fixed income research methodologies
Exceptional oral and written communication skills, with the ability to effectively collaborate within a team
High attention to detail, with the ability to meet tight deadlines and manage complex situations under pressure

Job Responsibility

Manage equity and fixed income investment portfolios for the advisory team with a focus on performance and alignment with strategic objectives
Conduct in-depth research and analysis of both existing and potential portfolio holdings using fundamental methodologies
Provide ongoing updates on market, economic, and portfolio performance to the investment committee and collaborate on the development of strategic investment direction
Execute equity and fixed income trades across all managed accounts in compliance with policies and guidelines
Partner with the investment committee and portfolio management team to ensure the seamless implementation of investment strategies
Occasionally support client and prospect meetings by delivering insights into market and portfolio performance

What we offer

Medical, vision, dental, and life and disability insurance
Eligibility to enroll in company 401(k) plan

Fulltime

Wealth Regulatory Reporting Operations Manager

The Wealth Regulatory Reporting Operations Manager is an managerial role respons...

Location

Switzerland , Zurich

Salary:

Not provided

Citi

Expiration Date

Until further notice

Requirements

Minimum 9 years of experience in Operations, preferably in regulatory reporting space
Minimum 4 years of experience in leading team
Solid experience in transactional regulatory reporting
Proven experience working with demanding business stakeholders within a cross-functional matrix environment
Deep understanding of regulations and operational processes
Good understanding of Investments and Capital Market products as well as trade execution and settlement processes
Analytical thinking skills
Effective workload management
Effective, adjusted to recipient communication skills
Critical thinking and drawing logic conclusions

Job Responsibility

Preparation and submission of regulatory reports covering different jurisdictions and products
Analyzing regulatory reporting process front to back
Resolving issues related to regulatory reporting
Communicate operational changes arising from remediation or process or control enhancements to Operations & Technology
Develop Business Requirements for system-related enhancements and End to end management of implementation of new or amended regulations
Reconciliation of positions and ensuring of completeness, accuracy, and timeliness of reporting
Executing the road map to improve regulatory reporting operations efficiency, controls, and resilience
Streamlining process inconsistencies, mitigate risks, and process documentation
Sharing knowledge among team to manage regulatory reporting operations functions
Anticipate details of future regulations by communicating directly with key stakeholders and staying informed of relevant trends and industry new

Fulltime

Senior VP - Business Risk & Controls - Wealth Management Sales Advisory

Individuals in Assessment & design are responsible for developing, designing, an...

Location

United Arab Emirates , Dubai

Salary:

Not provided

Citi

Expiration Date

Until further notice

Requirements

10+ years of experience in operational risk management, compliance, audit, or other control-related functions in the financial services industry
Ability to identify, measure, and manage key risks and controls
Track record leading Control related projects and programs
Ability to see the big pictures with high attention to critical details
Develop and implement strategy and process improvement initiatives
Comprehensive knowledge of Citi’s businesses and functions and their risk profiles
Developing new ideas and improving current processes to proactively mitigate risks
Requires an ability to provide challenge and make recommendation for risk and controls remediation
Expert knowledge in the development and execution for controls
Proven experience in control related functions in the financial industry

Job Responsibility

Provides leadership and direction through a large team of professionals and/or junior managers
Provide leadership to drive optimization and efficiencies in projects
Assist management in guiding and influencing decisions that conform to business objectives
Manage the design, development, and implementation of Citi's comprehensive controls program
Assess the effectiveness of existing controls, identifying areas for improvement, and executing necessary changes
Continually manage controls enhancements geared towards increasing efficiency and reducing risk
Regularly assess the business/function risk appetite in line with changes in the business environment, regulatory requirements, and strategic objectives
Work closely with key stakeholders and process owners to drive management decisions aimed at maintaining operations within the firm’s Risk Appetite
Collaborate with key stakeholders to assess potential risks, develop risk mitigation activities, and define the acceptable level of risk across various areas of operation
Drive execution of Enterprise Risk Management Framework and adherence with Risk Mgmt. / Compliance Policies

Fulltime

Wealth Manager

Robert Half

Location:
United States , Mill Valley

Category:
Finance

Contract Type:
Not provided

Salary:

Job Description:

Job Responsibility:

Requirements:

Additional Information:

Job Posted:
February 20, 2026

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