Wealth Management Banking Coordinator Job at Wells Fargo (Taguig City)

Wealth Regulatory Reporting Operations Manager

The Wealth Regulatory Reporting Operations Manager is an managerial role respons...

Location

Switzerland , Zurich

Salary:

Not provided

Citi

Expiration Date

Until further notice

Requirements

Minimum 9 years of experience in Operations, preferably in regulatory reporting space
Minimum 4 years of experience in leading team
Solid experience in transactional regulatory reporting
Proven experience working with demanding business stakeholders within a cross-functional matrix environment
Deep understanding of regulations and operational processes
Good understanding of Investments and Capital Market products as well as trade execution and settlement processes
Analytical thinking skills
Effective workload management
Effective, adjusted to recipient communication skills
Critical thinking and drawing logic conclusions

Job Responsibility

Preparation and submission of regulatory reports covering different jurisdictions and products
Analyzing regulatory reporting process front to back
Resolving issues related to regulatory reporting
Communicate operational changes arising from remediation or process or control enhancements to Operations & Technology
Develop Business Requirements for system-related enhancements and End to end management of implementation of new or amended regulations
Reconciliation of positions and ensuring of completeness, accuracy, and timeliness of reporting
Executing the road map to improve regulatory reporting operations efficiency, controls, and resilience
Streamlining process inconsistencies, mitigate risks, and process documentation
Sharing knowledge among team to manage regulatory reporting operations functions
Anticipate details of future regulations by communicating directly with key stakeholders and staying informed of relevant trends and industry new

Fulltime

Director, Global Indian Team Lead, Private Bank

Join Relationship Management, to build and maintain relationships with customers...

Location

Singapore , Singapore

Salary:

Not provided

Barclays

Expiration Date

Until further notice

Requirements

Management of relationship management initiatives, including oversight of colleagues and their performance, implementation of departmental goals and objectives, oversight of department efficiency and effectiveness
Management of client relationships to identify the clients financial goals, challenges, and risk tolerance to support the analysis of data obtained from various sources, including the investment portfolio and cash flow, to identify trends, insights, areas for improvement and additional services to support client needs
Research and understanding of the client's industry trends, regulatory landscape, and competitive environment to inform strategic recommendations
Design of customised solutions that address the client's specific needs and objectives, incorporating a range of products and services from the bank's portfolio
Communication of the value proposition of proposed solutions, justification of recommendations, and negotiation of terms that are beneficial for both the client and the bank
Provision of guidance to clients to support their financial decisions, offering expert investment advice, risk management and wealth management strategies support, and updates on market trends to ensure a positive and continuous relationship
Assessment of financial, legal, and operational risks associated with client relationships, and implementation of measures to minimise potential losses
Documentation of all client interactions, transactions, and agreements to ensure transparency and auditability, and communicate findings effectively to support product development, service offerings, and the overall bank strategy
Monitoring of client satisfaction, revenue generated, and other relevant metrics to evaluate the effectiveness of relationship management efforts
To manage a business function, providing significant input to function wide strategic initiatives

Job Responsibility

Establish and nurture profitable partnerships with both corporate and individual clients
Be the bridge between the bank's offerings and clients' needs, ensuring mutual benefit and long-term success

What we offer

Structured approach to hybrid working
Supportive and inclusive culture and environment
Commitment to providing a supportive and inclusive culture and environment
Office is carefully designed to optimise the well-being of our colleagues
Integrated live-work-play development, with shops, restaurants, gyms and an alfresco dining area

Fulltime

IPB Assistant Relationship Manager

The IPB ARM (C10) is a developing professional role that applies specialty area ...

Location

Singapore , Singapore

Salary:

Not provided

Citi

Expiration Date

Until further notice

Requirements

0-2 years relevant experience
ability to multi-task with strong organizational and time management skills per the needs of banker teams and clients
ability to problem solve and analyze data with demonstration of attention to detail
strong verbal and written communication skills
client facing experience
strong background and interest in the fields of operations and compliance
previous sales referral experience
knowledge of investments, banking, and credit products
US: Licenses: Series 7/63 or 7/66 or willing to acquire within 120 days
bachelor's/university degree or equivalent experience

Job Responsibility

Deliver wealth management services to CITI PRIVATE BANK clients with guidance from the Banker teams
manage and execute client transactions with respect to business and individual banking, credit and investment products
ensure transactions are completed within audit and compliance standards as well as timely
take ownership of client investigations (e.g., statement reporting issues and pricing inquiries) and collaborate with operational and middle office teams to ensure effective resolution
coordinate account maintenance for all products and reporting on WINS including address changes, telephone number updates, account status changes, rates and fee waivers
enforce banking policies and procedures to ensure operational integrity while maintaining high client satisfaction
proactively arrange and participate in client visits and perform service quality check-in calls to clients
obtain banker/client appointments to build upon existing or establish new relationships
identify and document new business opportunities for referral to banker or product specialist
perform responsibilities through proficient use Citi applications

Fulltime

New

Analyst

Step into the role of Analyst where you will focus on monitoring Trade flow and ...

Location

India , Chennai

Salary:

Not provided

Barclays

Expiration Date

Until further notice

Requirements

Monitor Trade flow through internal systems ensuring accuracy and completeness of trades booked
Identify exceptions requiring manual booking or partial booking
Assess all amendment/rebooking requests and execute accurately
Investigate adhoc queries from stakeholders
Perform daily controls for manual bookings and completeness of exceptions checks
Strong understanding of trade lifecycle and trade settlements.
Data Analytica, AI Tools (Power Automate, Co Pilot etc)
Prior exposure to regulatory reporting and audits is an advantage.
Detail oriented with strong ownership of daily deliverables.
Ability to manage tight deadlines with accuracy.

Job Responsibility

Focus on monitoring Trade flow and ensuring trades are booked fully and accurately managing exceptions through the Trade Life Cycle.
Perform BAU and pick up daily reporting requirements, regulatory attestations, UAT testing, evidence gathering for audits etc.
To support PBWM with day-to-day processing, reviewing, reporting, and issue resolution.
Support with day-to-day Private Bank and Wealth Management initiatives including processing, reviewing, reporting, and issue resolution with regards to accounts, products and services.
Support the management of the banks client relations to clearly identify their needs and provide a service that meets expectations.
Collaboration with teams across the bank to align and integrate Private Bank and Wealth Management processes.
Identification of areas for improvement and providing recommendations for change in Private Bank and Wealth Management processes.
Development and implementation of Private Bank and Wealth Management procedures and controls to mitigate risks and maintain operational efficiency.
Development of reports and presentations on Private Bank and Wealth Management performance and communicate findings to internal senior stakeholders.
Identification of industry trends and developments to implement best practice in Private Bank and Wealth Management Services.

What we offer

Hybrid working
We’re committed to providing a supportive and inclusive culture and environment for you to work in. This environment recognises and supports your personal needs, alongside the professional needs of our business.
We have a structured approach to hybrid working, where colleagues work at an onsite location on fixed, ‘anchor’, days, as set by the business area.
We celebrate the unique perspectives and experiences each individual brings, believing our differences make us stronger and drive success.

Fulltime

Key Account Manager

You will be part of a commercial team managing client relationships and new busi...

Location

Singapore , Singapore

Salary:

Not provided

Avaloq

Expiration Date

Until further notice

Requirements

At least 8-12 years of relevant sales experience up-selling to Banks, preferably in software and/or wealth management products in both On-Premise and SaaS Models
Experience in several banking domains
Bachelor's/Masters’ from a recognized institute, preferably specializing in Business / Banking / Computer Science related disciplines
Prior experience in managing and selling banking software packages
Strong in creating trustworthy long-term relationships with demanding stakeholders in situations of conflicting interests
Savvy in networking
Exceptional problem-solving skills
Ability to maximize customer value and embrace intrapreneurship
Strong in communication, presentation and conflict management skills
Capable in generating trust and manage resources effectively

Job Responsibility

Manage and further develop our customer portfolio in the region
Manage and coordinate all commercial and contractual aspects between Avaloq and its customers
Master the upselling process for products and services
Ensure compliance with the various contracts
Oversee financials
Handle operational business
Foster fruitful collaboration
Build and maintain effective long-term relationships with key stakeholders of highly complex accounts
Build up in-depth knowledge of the customer’s business, build up and maintain a network within the customer on various levels
Identify the major decision-makers and maintain relationship

What we offer

Annual bonus
Flexible working
Instant recognition
Access to Udemy for professional and personal learning

Fulltime

Regulatory Change Reporting and Governance Specialist

The Compliance Business Management is accountable to operate an effective, high ...

Location

Luxembourg , Luxembourg

Salary:

Not provided

Quintet Private Bank

Expiration Date

Until further notice

Requirements

Further professional Education (Masters / Professional qualification)
More than 5 years experience in a similar role
Solid understanding of Private Banking business and Management Company activities (including applicable regulatory requirements)
Good understanding of financial crime, conduct-related and operational regulatory environment applicable to the private banking and wealth management industry
Strong understanding of the regulatory changes and ability to translate into impact analysis within the business
Communication (Verbal & Written)
Critical Thinking & Problem Solving
Collaborative Teamwork
Agility in a Matrix Organization
Excellent communicator

Job Responsibility

Preparation and presentation of Compliance reports for Quarterly boards and specific governance committees
Standardisation/harmonisation of the locations reporting framework
Coordinating the internal watch team meetings, which bring together various subject matter experts to consider applicability of new/changing regulation
Maintain the process for analysing and monitoring regulatory change across the locations, in particular through engagement with our regulatory change vendor
Communicate regulatory change matters to the various bank entities
Monitoring of functional owned Audit and risk items issued across all locations and insure closure on defined target dates
Support with the development, implementation and continuous improvement of operational risk controls for the compliance function
Act as the Group Compliance function SPOC for any arising topics/projects requiring Compliance Business Management inputs
Ensure in-scope functions are aware of the regulations and are conducting an impact analysis
Prepare updates on new regulation to the Group Regulatory Steering Committee, and serve as committee Secretary

New