CrawlJobs Logo
Citi Logo Citi · Finance

VP, Product Compliance Officer, Wealth

Hong Kong, Kowloon · Job Posted March 21, 2025

Job offer has expired

Job Link Share

Job Description

Serves as a Wealth Market Product Compliance risk officer for Independent Compliance Risk Management (ICRM), responsible for assisting with internal strategies, policies, procedures, processes, and programs to prevent violations of law, rule, or regulation and design and deliver a risk management framework that maintains risk levels within the firm's risk appetite and protect the franchise.

Job Responsibility

  • Assisting in the design, development, delivery and maintenance of best-in-class Compliance, programs, policies and practices for ICRM
  • Providing guidance on rules and regulations relating to Consumer and Citi Private Bank ("Wealth") Market business/products which include Equity, Fixed Income, Structured Product and Derivatives, as well as provide transactional/product reviews and interpretation of internal compliance policies
  • Assisting with regulatory inquiries and/or examinations
  • Collaborating with other internal areas including: Legal, Business Management, Operations, Technology, Finance, other Control Functions, and In-Business Risk to address compliance issues which may impact the supported function/business/product
  • Supporting the function/business/product in performing timely compliance reviews of new products
  • Assisting in the development and administration of Compliance training for the supported function/business/product
  • Additional duties as assigned.

Requirements

  • Knowledge of Hong Kong and Singapore Compliance laws, rules, regulations, risks, preferably of Consumer banking
  • Must be a self-starter, flexible, innovative and adaptive
  • Strong interpersonal skills with the ability to work collaboratively and with people at all levels of the organization
  • Strong written and verbal communication and interpersonal skills
  • Ability to both work collaboratively and independently
  • ability to navigate a complex organization
  • Excellent project management and organizational skills and capability to handle multiple projects at one time
  • Demonstrated knowledge in area of focus
  • Bachelor’s degree
  • experience in compliance, legal or other control-related function in the financial services firm, regulatory organization, or legal/consulting firm, or a combination thereof
  • strong working knowledge of function/business/product supported and the related operations and financial requirements
  • Researching any new reform rules and rule changes and implementing policies, procedures or other controls necessary to comply with the rules.

What we offer

  • Extensive on-the-job training and exposure to senior leaders
  • Opportunity to grow your career, give back to your community and make a real impact
  • Resources to meet your unique needs, empower you to make healthy decisions and manage your financial well-being to help plan for your future.
Citi - All Job Offers

Looking for more opportunities?

Search for other job offers that match your skills and interests.

Suggested Tags: Frontend Developer Secretary Talent Manager Salesforce Administrator Data Analyst
Similar Jobs for

VP, Product Compliance Officer, Wealth

8 matching positions

Digital Software Engineer Lead Analyst VP

The Digital S/W Eng Lead Analyst is a strategic professional who stays abreast o...
Location
Location
United States , Irving
Salary
Salary:
138720.00 - 208080.00 USD / Year
https://www.citi.com/ Logo
Citi
Expiration Date
Until further notice
Flip Icon
Requirements
Requirements
  • 6-10 years of relevant experience
  • Exhibit expertise in all aspects of technology by understanding broader patterns and techniques as they apply to Citi’s internal and external cloud platforms (AWS, PCF, Akamai)
  • Lead resources and serve as a functional SME across the company through advanced knowledge of algorithms, data structures, distributed systems, networking, use of knowledge and experience to lead, architect, and drive broader adoption forward
  • Acquire relevant technology and financial industry skills (AWS PWS) and understand all aspects of NGA technology – including innovative approaches and new opportunities
  • Demonstrate knowledge on automating code quality, code performance, unit testing, and build processing in the CI/CD
  • Bachelor’s/University degree, Master’s degree preferred
  • 6-10 years of relevant professional experience, with a significant portion dedicated to technology leadership within Wealth Management or the broader Banking domain
  • Hands-on expertise in developing robust, enterprise-grade applications leveraging modern technology stacks, including: Frontend development using Angular or similar JavaScript frameworks
  • Backend development utilizing Java microservices architecture
  • Designing and implementing RESTful APIs
Job Responsibility
Job Responsibility
  • Accountable for executing and driving results on large-scale efforts or multiple smaller efforts and serving as a development lead for most medium and large projects. This includes expertise with application development methodologies and standards for program analysis, design, coding, testing, debugging and implementation
  • Accountable for exhibiting a strong understanding of client core business functions
  • Required to support situations in which end user consultation is required to identify system function specifications and incorporate them into overall system design and delivery. Additionally, utilize comprehensive knowledge of multiple areas within technology to achieve technological objectives
  • Independent work style, requiring little or no guidance by more senior developers. Decisions will make a significant, measurable impact on the business goals for the client organization. During team discussions you will play a significant role with TPMs and engineering managers to determine potential risks to a schedule
  • Assist in the planning and managing of application development assignments generally involving large budgets, cross functional projects or multiple projects. This includes effectively understanding and analyzing both technical and business risks and impact
  • Expected to effectively communicate those risks to the business owners, so that they can make informed decisions
  • Accountable for providing guidance on architecturally significant efforts during the preplanning phase, and ensuring principles and best practices are followed prior to initiation of work. In doing so, closely watch and evaluate Digital roadmaps, including impacts to support upcoming journeys
  • Publish design review extensions, and provide documented guidance aligned to sprint plans and timelines
  • Be part of the design review board that will focus on the design process, search for generic patterns, and, at the same time, share best practices across the organization
  • Publish design patterns across lines of business and domain commonalities. Drive design reviews for Next Gen Architecture (NGA) and Plan of Record (POR) projects, supporting design principles and best practices
What we offer
What we offer
  • medical
  • dental & vision coverage
  • 401(k)
  • life, accident, and disability insurance
  • wellness programs
  • paid time off packages, including planned time off (vacation), unplanned time off (sick leave), and paid holidays
  • Fulltime
Read More
Arrow Right
New

X-Ray Technologist

MedPro Healthcare Staffing, a Joint Commission-certified staffing agency, is see...
Location
Location
United States of America , Kissimmee
Salary
Salary:
Not provided
medprostaffing.com Logo
MedPro Healthcare Staffing
Expiration Date
Until further notice
Flip Icon
Requirements
Requirements
  • Completion of a two year approved School of Radiologic Technology
  • Valid state radiology registration as required by state law
  • Two years of X-Ray Tech experience preferred, ideally in a critical care setting
  • Registry by the American Registry of Radiologic Technology
Job Responsibility
Job Responsibility
  • Obtain useful diagnostic details that help the doctors to decide on further treatment for patients
  • Prep patient for diagnostic imaging exam
  • Produce x-ray films of parts of the human body for use in diagnosing medical problems such as cancer or fractures
  • Instruct the patients to undergo the appropriate positions to get accurate images
  • Assure compliance with federal, state, and local technical and professional regulations and accepted practiced guidelines
  • Delivers quality, cost effective patient care in a professional manner
  • Works effectively to maintain an environment of excellence, which is patient focused, providing timely, compassionate, quality patient care
  • Promotes and maintains a safe work environment for both staff and customers, incorporating national patient safety initiatives
What we offer
What we offer
  • Weekly pay and direct deposit
  • Full coverage of all credentialing fees
  • Private housing or housing allowance
  • Group Health insurance for you and your family
  • Company-paid life and disability insurance
  • Travel reimbursement
  • 401(k) matching
  • Unlimited Referral Bonuses up to $1,000
  • Fulltime
Read More
Arrow Right
New

System Development Engineer

The products which SYDE shall own include Inverter, boost, DCDC and OBC and othe...
Location
Location
China , Suzhou
Salary
Salary:
Not provided
borgwarner.com Logo
BorgWarner
Expiration Date
Until further notice
Flip Icon
Requirements
Requirements
  • Master's degree and major in power electrification and electronics or automation domain
  • 3+ years of power electronics develop experience on system/software/EE design
  • Proficient in power electronics especially inverter products
  • Proficient in vehicle or bench issue trouble-shooting
  • Familiar with hardware design and verify process
  • Familiar with ASPICE/EDF development process
  • Familiar with engineering tools like Vector CANalyzer/CANoe/CANape
  • Clear mind and excellent communication skills
  • Good writing & oral English
  • Good time management skills and prioritization abilities
Job Responsibility
Job Responsibility
  • Implement stakeholder requirement analysis and define system requirement specification including functions, performance goals, boundaries, application or even system strategies
  • Transmit system requirement specifications to SW/eHW engineering team and bring all engineering competencies into one technical and project information page
  • Further study eHW and SW architecture and design schemes, analyze and identify the gap between system requirements and products and try to find possible solutions to improve products performance
  • Responsible for high voltage product trouble-shooting and issue-solving
  • Own or coordinate with other competencies to find root cause and solve development, manufacture or production related issues
  • Support e-hardware and software to implement requirement and scheme design
  • Support definition of the System Integration and Qualification test cases if needed
  • Provide timely updates to the SYPL and line manager on the status of all system design-related topics
  • Prepare system design deliverables and support the execution of Gate Reviews
  • Prepare technical deliverables and materials for milestone review meetings
  • Fulltime
Read More
Arrow Right
New

X-Ray Technologist

MedPro Healthcare Staffing, a Joint Commission-certified staffing agency, is see...
Location
Location
United States , Kissimmee
Salary
Salary:
Not provided
medprostaffing.com Logo
MedPro Healthcare Staffing
Expiration Date
Until further notice
Flip Icon
Requirements
Requirements
  • Completion of a two year approved School of Radiologic Technology
  • Valid state radiology registration as required by state law
  • Two years of X-Ray Tech experience preferred, ideally in a critical care setting
  • Registry by the American Registry of Radiologic Technology
Job Responsibility
Job Responsibility
  • The primary responsibility of the X-Ray Tech is to obtain useful diagnostic details that help the doctors to decide on further treatment for patients
  • Prep patient for diagnostic imaging exam
  • Produce x-ray films of parts of the human body for use in diagnosing medical problems such as cancer or fractures
  • Instruct the patients to undergo the appropriate positions to get accurate images
  • Assure compliance with federal, state, and local technical and professional regulations and accepted practiced guidelines
  • Delivers quality, cost effective patient care in a professional manner
  • Works effectively to maintain an environment of excellence, which is patient focused, providing timely, compassionate, quality patient care
  • Promotes and maintains a safe work environment for both staff and customers, incorporating national patient safety initiatives
What we offer
What we offer
  • Weekly pay and direct deposit
  • Full coverage of all credentialing fees
  • Private housing or housing allowance
  • Group Health insurance for you and your family
  • Company-paid life and disability insurance
  • Travel reimbursement
  • 401(k) matching
  • Unlimited Referral Bonuses up to $1,000
  • Fulltime
Read More
Arrow Right
New

Med-Surg Registered Nurse

MedPro Healthcare Staffing, a Joint Commission-certified staffing agency, is see...
Location
Location
United States , Panama City
Salary
Salary:
Not provided
medprostaffing.com Logo
MedPro Healthcare Staffing
Expiration Date
Until further notice
Flip Icon
Requirements
Requirements
  • Active RN License
  • Degree from accredited nursing program
  • BLS Certifications
  • Eighteen months of recent experience in an Acute Care Med/Surg setting
  • Other requirements to be determined by our client facility
Job Responsibility
Job Responsibility
  • Care for primarily adult patients before and after surgical procedures
  • Attend to those who are being treated with pharmaceuticals to manage illness
  • Complete assignments made by physicians
  • Provide routine treatment and post-surgical care
  • Assess changes in patient's health status and perform various treatments
  • Administer medication
  • Meticulous documentation as to medication and treatment administration to ensure continuity of care between nursing staff, physicians and other treatment team members
What we offer
What we offer
  • Weekly pay and direct deposit
  • Full coverage of all credentialing fees
  • Private housing or housing allowance
  • Group Health insurance for you and your family
  • Company-paid life and disability insurance
  • Travel reimbursement
  • 401(k) matching
  • Unlimited Referral Bonuses up to $1,000
  • Fulltime
Read More
Arrow Right
New

Endoscopy Registered Nurse

Location
Location
United States , Pensacola
Salary
Salary:
Not provided
medprostaffing.com Logo
MedPro Healthcare Staffing
Expiration Date
Until further notice
Flip Icon
Requirements
Requirements
  • Active RN License
  • Degree from accredited nursing program
  • BLS Certifications
  • ACLS Certifications
  • Eighteen months of recent experience in an Acute Care Endoscopy setting
Job Responsibility
Job Responsibility
  • Performs assessment/data collection in an ongoing and systematic manner, focusing on physiologic, psychobiologic and cognitive needs of the patient/family. Utilizes assessment data in formulating nursing diagnoses.
  • Provides technical assistance during diagnostic and therapeutic Endoscopic procedures, ensuring safe working practice.
  • Maintains personal contact with patients and relatives, being sensitive to their needs for courtesy, dignity and privacy and ensuring a friendly environment at all times.
  • Stores, checks and administers medication in accordance with established standards and guidelines.
  • Maintains timely and accurate nursing records and ensuring that confidentiality is respected.
  • Works with minimal supervision during endoscopic procedures, admission and recovery of patients and other related procedures
What we offer
What we offer
  • Weekly pay and direct deposit
  • Full coverage of all credentialing fees
  • Private housing or housing allowance
  • Group Health insurance for you and your family
  • Company-paid life and disability insurance
  • Travel reimbursement
  • 401(k) matching
  • Unlimited Referral Bonuses up to $1,000
Read More
Arrow Right
New

Network Security Advisor

The Network Senior Specialist Advisor is responsible for the daily operations an...
Location
Location
India , Remote, Karnātaka
Salary
Salary:
Not provided
nttdata.com Logo
NTT DATA
Expiration Date
Until further notice
Flip Icon
Requirements
Requirements
  • Highly experienced Network and Security Architect with 12+ years of hands-on network troubleshooting experience, including at least 5 years in network and security administration
  • Extensive hands-on experience with Palo Alto Firewalls, Prisma Access / Prisma SASE, Cisco routing and switching, F5, SD-WAN, and AWS networking
  • Strong expertise in routing protocols including EIGRP, BGP, along with hands-on exp with switching technologies
  • CCIE(Routing & Switching) & PCNSE certification
  • Proven ability to analyze complex technical issues and design optimal, scalable solutions
  • Deep understanding of Palo Alto architecture, including templates, stacks, Global Protect, and advanced troubleshooting using packet captures and debugs
  • Network design experience is a strong advantage
  • 12+ years of hands-on experience in Network and Security administration around Architecture, Design and operations
  • Strong understanding of Palo Alto architecture, including templates and stack configurations
  • Excellent time management and organizational skills, with the ability to manage multiple operational priorities effectively
Job Responsibility
Job Responsibility
  • Act as a Subject Matter Expert (SME), providing advanced technical escalation support to L2/L3 engineers
  • Deliver end-to-end operational support for enterprise Network and Security environments across multiple customers
  • Troubleshoot and resolve complex issues related to Palo Alto Firewalls, Prisma/GlobalProtect, Routing &Switching, F5 and associated network traffic flows
  • Perform advanced troubleshooting using packet captures, logs, and debugs on Palo Alto firewalls
  • Write custom queries and generate operational and security reports using Palo Alto reporting tools
  • Support daily steady-state operations, including request fulfillment, change management, and participation in weekly on-call rotations
  • Conduct weekly and monthly health checks across all supported network security platforms
  • Perform system maintenance activities, including upgrades, patching, and configuration updates
  • Assist in firewall rule set reviews to enhance customers’ overall security posture and compliance
  • Detect, investigate, and respond to security incidents
Read More
Arrow Right
New

Ct Technologist

MedPro Healthcare Staffing, a Joint Commission-certified staffing agency, is see...
Location
Location
United States , Fort Walton Beach
Salary
Salary:
Not provided
medprostaffing.com Logo
MedPro Healthcare Staffing
Expiration Date
Until further notice
Flip Icon
Requirements
Requirements
  • Eighteen months prior experience in a health care setting as a CT Tech
  • must be ARRT (CT) or ASRT certified
  • Most states require licensure
  • Ability to work independently as well as in a team environment.
Job Responsibility
Job Responsibility
  • CT technologists, operate CT equipment, which produces cross-sectional images of patients' bones, organs and tissue that are used to diagnose medical conditions.
  • Positioning patients for CT scans using immobilization and protective equipment as necessary
  • Appropriately setting the controls of the related equipment, monitoring equipment and patient, making adjustments as necessary
  • Assisting radiologist with imaging procedures, starting IVs, and injecting contrast, if applicable
  • Dispensing oral contrast to patients for CT scans
  • Assisting radiologist with interventional CT procedures
  • Evaluating CT scans for technical quality, collating processed images in sequence of exposure and appropriately labeling
  • Scheduling patients for procedures and assisting with some clerical functions
  • Charging procedures and supplies used to the patient record
  • Loading and operating power injections for contrast media administration
What we offer
What we offer
  • Weekly pay and direct deposit
  • Full coverage of all credentialing fees
  • Private housing or housing allowance
  • Group Health insurance for you and your family
  • Company-paid life and disability insurance
  • Travel reimbursement
  • 401(k) matching
  • Unlimited Referral Bonuses up to $1,000
  • Fulltime
Read More
Arrow Right