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BlackRock's Compliance Department protects BlackRock’s reputation and provides advice to the business focused on ensuring the protection of our clients’ best interests. The department operates in a dynamic environment with the team focused on understanding evolving business strategy, as well as advising on the impact of regulation in our business. We are seeking a seasoned Compliance professional to play a leading role in the BlackRock Institutional Trust Company, N.A. (“BTC”) compliance team which contributes to the maintenance and enhancement of the BTC compliance program. This role may also manage engagements with the BTC’s primary regulator, the Office of the Comptroller of the Currency (“OCC”).
Job Responsibility:
Coordinate BlackRock’s meeting with U.S. federal regulators including driving the preparation and delivery of reports to regulators
Track and understand the changing regulatory environment to ensure policies, procedures and key stakeholders are kept current with relevant changes
Conduct and oversee compliance testing of the operative effectiveness of policies and procedures
Review, draft and make recommendations to enhance relevant compliance policies and procedures
Closely coordinate with multiple levels of BlackRock management and governance forums to help address regulatory requirements on a timely basis
Demonstrate the ability to work in a fast-paced, dynamic environment with multiple stakeholders and deadlines
Special projects as required
Requirements:
BS/BA required
JD or other relevant graduate degree is a plus
5 plus years of legal, regulatory, compliance or operational experience at a financial institution is preferred
Relevant experience at a large law firm or a federal regulator will also be considered
Demonstrate a proficiency about various areas of financial regulation and/or willingness to learn about the operations of a large asset management company
Investment management compliance or direct OCC, SEC, or ERISA regulatory experience is beneficial
Excellent organizational skills, attention to detail, project management, presentation, inter-personal and relationship building skills
Strong written and verbal communication skills across time zones and audiences, including communicating directly with senior stakeholders
Ability to make decisions and exercise discretionary authority necessary to successfully perform job duties
Candidate must be a team player with excellent inter-personal skills who is approachable and engaging in multiple settings
Proficient use of Microsoft Office including Word, Excel and PowerPoint, and have an interest in applying and being a student of technology
Nice to have:
Prior experience or knowledge of BlackRock’s Aladdin Platform and other technology tools or queries are beneficial