CrawlJobs Logo

Vice President - HR Compliance

https://www.wellsfargo.com/ Logo

Wells Fargo

Location Icon

Location:
India, Bengaluru

Category Icon
Category:
Human Resources

Job Type Icon

Contract Type:
Not provided

Salary Icon

Salary:

Not provided
Save Job
Save Icon
Job offer has expired

Job Description:

Wells Fargo is seeking a Lead Compliance Officer to provide oversight and monitoring of business group risk-based compliance programs, maintain compliance risk expertise, and ensure adherence to federal, state, agency, legal, and regulatory requirements. The role involves working with complex business units on moderate to high-risk compliance matters and interfacing with Audit, Legal, and regulatory bodies.

Job Responsibility:

  • Provide oversight and monitoring of business group risk-based compliance programs
  • Maintain compliance risk expertise and consulting for projects and initiatives with moderate to high risk, over multiple business lines
  • Establish, implement and maintain risk standards and programs to drive compliance with federal, state, agency, legal and regulatory and Corporate Policy requirements
  • Oversee the Front Line's execution and challenges appropriately on compliance related decisions
  • Develop, oversee, and provide independent credible challenge to standards with subject matter expertise
  • Provide direction to the business on developing corrective action plans and effectively managing regulatory change
  • Report findings and make recommendations to management and appropriate committees
  • Identify and recommend opportunities for process improvement and risk control development
  • Receive direction from leaders and exercise independent judgment while developing the knowledge to understand function, policies, procedures, and compliance requirements
  • Monitor the reporting, escalation, and timely remediation of issues, deficiencies or regulatory matters regarding compliance risk management
  • Oversee the Front Line's execution and challenges appropriately on compliance related decisions
  • Make decisions and resolve issues to meet business objectives
  • Interpret policies, procedures, and compliance requirements
  • Collaborate and consult with peers, colleagues and managers to resolve issues and achieve goals
  • Work with complex business units, rules and regulations on moderate to high-risk compliance matters
  • Interface with Audit, Legal, external agencies, and regulatory bodies on risk related topics
  • Oversee Compliances for Indian HR, Legal and CSR related laws and regulations
  • Accountable for monitoring compliance to all applicable policies, laws, regulations, RSCA and other Compliance program elements oversight
  • Reporting of Compliance matters to Regulators, Legal Entity Boards, Compliance Leadership and other key stakeholders

Requirements:

  • 5+ years of Compliance experience, or equivalent demonstrated through one or a combination of the following: work experience, training, military experience, education
  • Compliance SME knowledge for India & Philippines
  • In-country Laws & Regulations across areas of HR, Corporate Secretarial, Environment Health & Safety
  • Knowledge and exposure to India regulations both BFSI and Operations
  • Knowledge on US Regs and work on Policies and Procedure reviews and implementation would be good to have
  • Prior experience in Compliance Risk and Control functions will be required

Nice to have:

Knowledge on US Regs and work on Policies and Procedure reviews and implementation would be good to have

Additional Information:

Job Posted:
May 12, 2025

Expiration:
May 29, 2025

Employment Type:
Fulltime
Work Type:
On-site work
Job Link Share:
Welcome to CrawlJobs.com
Your Global Job Discovery Platform
At CrawlJobs.com, we simplify finding your next career opportunity by bringing job listings directly to you from all corners of the web. Using cutting-edge AI and web-crawling technologies, we gather and curate job offers from various sources across the globe, ensuring you have access to the most up-to-date job listings in one place.