Transaction Trade Capture Risk Officer, Citi

Citi

Location:
India, Pune

Category:
Finance

Contract Type:
Not provided

Salary:

Not provided

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Job Description:

The role is part of the Markets Front Office organisation and will be a key part of the in-business Risk & Control team responsible for implementing specific controls within the broader Markets preventative booking control framework. This is an exciting opportunity for a practically minded, seasoned professional with an in-depth knowledge of traded products combined with a clear understanding of Front Office trading preventative controls.

Job Responsibility:

Responsible for managing and supporting multiple risk and control programs for the organization including defining the strategy, approach, processes, quality, tools and reporting that provide global risk management consistency and excellence
Establishes quarterly audit process of attributes to ensure proper calculation and control
Works closely with business partners on findings and makes recommendations on improving practices
Develops procedural implementation and change management process with Operations and Reporting team to ensure proper governance and controls exist
Examines procedures for consistency and gaps relative to regulations in addition to impacts on customer experience
Conducts internal testing of dispute processes to ensure control
Monitors exceptions to dispute policy and identifies drivers of exceptions
Leverages data to examine impacts to Customer Experience and Regulatory breaks
Has the ability to operate with a limited level of direct supervision
Can exercise independence of judgement and autonomy
Acts as SME to senior stakeholders and/or other team members
Appropriately assess risk when business decisions are made, demonstrating particular consideration for the firm's reputation and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying sound ethical judgment regarding personal behavior, conduct and business practices, and escalating, managing and reporting control issues with transparency
Investigate and analyse data and process flows to understand the availability, meaning and suitability of data to be used in trade booking controls
Define business requirements for reporting and metrics to support ongoing review of preventative controls
Work with Audit and other Control groups to investigate control failures and drive forward control enhancement initiatives
Define business requirements for proposed control enhancements to meet regulatory commitments and business objectives
Collaborate effectively with Sales/Trading, Technology, Operations and other functions
Conduct testing to ensure that delivered functionality meets business requirements
Provide quality assurance and monitoring of controls through data analysis
Partner with Business and Technology to review and follow up on defects through to resolution
Work within target timeframes in order to meet deliverable and task deadlines
Embed new monitoring tools into Manager Control Assessments (MCA)
Generate management information reports to demonstrate control performance and effectiveness
Ensure that relevant procedure guides for day to day reporting / data analysis tasks are kept up to date.

Requirements:

6-10 years relevant work experience in Trade Capture / Trade Life Cycle and Business Risk & Controls
MS Excel, MS Access, SAS, SQL, Visual Basic a plus. 5+ years’ experience in financial services
Consistently demonstrates clear and concise written and verbal communication skills
Effective organizational influencing skills required
Third party vendor management preferred
Demonstrated ability to lead global team efforts
Excellent problem solving skills
Ability to see the big pictures with high attention to critical details
Demonstrated ability to develop and implement strategy and process improvement initiatives
Bachelor’s/University degree or equivalent experience
potentially Masters degree
Relevant industry experience preferred in Markets or in-business management, operational risk, middle office, technology, product control or other relevant control function
Working knowledge and subject matter expertise in Markets traded products and related control principles
Experience in working on controls related change, working with technology, including writing detailed business requirements and overseeing technology implementation
Proven track record in collaboration across different businesses, regions and/or support functions
Strong problem solving and analytical skills – ability to think dynamically but with a Risk and Controls mindset at the forefront
A proactive and 'no surprises' approach in communicating issues and strength in sustaining independent reviews
Excellent communication skills up to senior level
Advanced Excel and strong database analysis/management skills
Experience in data analysis using python or visualisation tools such as Tableau would be considered an advantage
Strong Word and PowerPoint skill.

Nice to have:

Third party vendor management preferred
Experience in data analysis using python or visualisation tools such as Tableau would be considered an advantage.

What we offer:

Best-in-class benefits
Opportunity to build an in-depth knowledge of Markets’ businesses globally
Career development opportunities
Collaborative and inclusive work environment.

Additional Information:

Job Posted:
August 05, 2025

Employment Type:

Fulltime

Work Type:

On-site work

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Transaction Trade Capture Risk Officer