Trading Venue Management Officer

• Policy compliance: Drive adherence and own continuous enhancement of the Markets TVI Management Procedure ensuring full compliance with applicable laws, rules and regulations
• trade venue onboarding & ongoing management: Lead comprehensive and diligent review of onboarding questionnaires to ensure the completion of all required steps and approvals
• proactive control operation & oversight: Implement and oversee sophisticated control mechanisms to monitor and ensure that any trading activity identified on unapproved venues, brokers, or products is promptly escalated
• periodic TVI reviews: Lead regular, in-depth reviews to ensure the holistic completeness and accuracy of the TVI, encompassing all venue access methods such as Voice, Electronic, Chats, and third-party portals/platforms
• monitoring & reporting: Design, develop, and present advanced TVI Management metrics, comprehensive dashboards, and executive-level Risk and Control reports
• control gap identification & remediation: Take ownership of the end-to-end process for identifying, escalating, managing, reporting on, and effectively remediating complex control issues
• manager's Control Assessment (MCA) leadership: Lead the development, maintenance, and continuous improvement of a robust MCA framework
• cross-functional process and control enhancement: Proactively collaborate with senior stakeholders globally to identify opportunities and drive enhanced tools, processes, and controls
• TVI technology roadmap & innovation: Champion the evolution of the TVI technology roadmap, leading User Acceptance Testing and collaborating with technology partners
• access management: Administer TVI application access for relevant internal personnel
• audit queries: Serve as a primary point of contact for internal and external audits
• coaching: Provide expert guidance to junior team members.

• Minimum of 12 years of progressive experience in Operational Risk, Audit, or Compliance within a prominent banking or financial services firm, with a proven track record of managing risk and control environments
• comprehensive understanding of the Markets business across more than one of the following asset classes: Equities, FX, Rates, Commodities, Spread Products, or Markets Treasury
• working knowledge of various types of trading venues, including but not limited to securities/derivatives trading exchanges, alternative trading systems (ATS), multilateral trading facilities (MTF), organized trading facilities (OTF), swap execution facilities (SEF), central banks, primary dealers, auctions, auction platforms, or other direct access venues
• exceptional leadership and communication skills, with the ability to articulate complex concepts clearly and concisely to diverse audiences, including senior management
• superior analytical and problem-solving abilities, capable of interpreting large, complex datasets to identify systemic risks and drive strategic control improvements
• demonstrated ability to manage multiple, high-priority projects concurrently in a fast-paced, high-pressure global environment
• meticulous attention to detail combined with a strategic perspective to identify and mitigate risks
• advanced proficiency in Microsoft Office Suite, particularly MS Excel for data analysis and reporting, and PowerPoint for risk and control presentations.

Relevant professional certifications (e.g. ACA, FRM, CFA).