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As Trade Desk Manager, you'll be the heartbeat of our internal trading operation—guiding execution across equities, fixed income, ETFs, options, and mutual funds while ensuring accuracy, compliance, and best execution. You'll partner closely with internal stakeholders, custodial partners, and leadership to keep our trading operations running smoothly and continuously improving.
Job Responsibility:
Lead and manage the day-to-day operations of the trading desk, overseeing trade execution and monitoring for retail and advisory accounts
Ensure strict adherence to regulatory requirements (FINRA, SEC, SROs) and Voya's Written Supervisory Procedures
Serve as the escalation point for complex trading issues, delivering confident, timely resolutions
Oversee daily reconciliation, accounting, and documentation processes with a strong focus on accuracy and timeliness
Partner with custodians, transfer agents, and internal teams (Principal Review, Brokerage Operations, New Accounts, Money Desk) to execute large-dollar and high-volume trades
Continuously refine desk workflows, procedures, and controls to improve efficiency, risk management, and scalability
Lead, coach, and develop Traders and Senior Traders, fostering a high-performance, growth-oriented team culture
Analyze trading activity and provide insights to leadership on trends, risks, and process improvement opportunities
Act as a subject-matter expert for trading platforms such as Pershing NetX360 and Orion Eclipse, ensuring team proficiency
Conduct best-execution reviews and clearly communicate outcomes and insights to senior leaders
Requirements:
Active FINRA Series 7, Series 24, and Series 66 licenses
5+ years of experience in trade execution within brokerage and/or fee-based advisory accounts
At least 2 years of leadership or supervisory experience in a trading environment
Deep knowledge of trading platforms, advisory workflows, and operational controls
Proven ability to lead teams, manage escalations, and make sound decisions under pressure
Strong communication, leadership, and organizational skills with meticulous attention to detail
A calm, confident approach in a fast-paced, deadline-driven environment
Nice to have:
FINRA Series 4 and/or Series 53 licenses
Experience designing and implementing trading desk policies and procedures
Background in advisory platforms and model-based trading
Demonstrated success building, mentoring, and retaining high-performing trading teams
What we offer:
Health, dental, vision and life insurance plans
401(k) Savings plan – with generous company matching contributions (up to 6%)
Voya Retirement Plan – employer paid cash balance retirement plan (4%)
Tuition reimbursement up to $5,250/year
Paid time off – including 20 days paid time off, nine paid company holidays and a flexible Diversity Celebration Day