Trade Compliance Manager Job at Enel (Andover)

Job Description

Reporting directly to Sr. Compliance Manager, FERC, CFTC, & Trade Surveillance, this position is responsible for overseeing and administering business activities across U.S. and Canada energy markets to ensure that related operations are compliant with FERC, EIA, CFTC, Dodd Frank, FPA and any other relevant laws and regulations affecting the wholesale energy business, as well as ISO market rules. This will entail being involved in all aspects of strategy formation and execution to identify areas of risk, as well as documenting all necessary information deploying compliance efforts, in order to design and deploy a duly adequate compliance plan.

Job Responsibility

Support and assist the Sr. Compliance Manager, FERC, CFTC, & Trade Surveillance to oversee trade surveillance in all areas of the Enel Trading North America
Ensure regulatory compliance with all applicable laws, including the requirements of various CFTC-Dodd Frank, US exchange and FERC Anti-Manipulation, ISO Market regulations
Escalate applicable trade surveillance alerts to the Director, Market & ISO Compliance and Trade Surveillance committee
Manage and develop staff overseeing daily market alerts produced by trading surveillance systems
Manage trading activity monitoring across all energy markets, including electricity, natural gas, and emissions
Conduct surveillance analyses to identify potential market manipulation or insider trading activity
Advise trading desks and other business units on compliance matters
Collaborate with internal and external stakeholders, including but not limited to regulators, exchanges, EGP Operations & Management, and Control and Monitoring Room
Oversee the validity and distribution of the Trade Surveillance quarterly report
Providing real time compliance advice to Front Office
Deep understanding of available products (physical energy, FTRs, financial bidding, etc.), financial swaps and the effects they have on each other across markets
Manage internal and external generation scorecards, critical for KPIs and performance optimization

Requirements

Bachelor’s degree in a relevant field
Prior experience in an energy trading environment with a working knowledge of multiple markets and related market abuse provisions and ISOs rules
Proven deep know how of market abuse discipline
Proven track record in developing and maintaining a leading compliance program
Demonstrated knowledge of ISO and Federal rules and regulations (FERC and EIA), including financial regulation (CFTC, Dodd-Frank, etc.)
Experience in managing ISO market compliance aspects of a trading portfolio
Understanding of the components of an effective, industry leading compliance program
Ability to lead cross-departmental initiatives and projects
Ability to translate regulatory and legal requirements into business processes and policies
Highly developed written communication skills
Self-motivated with the ability to work independently and as part of a group
Excellent communications, interpersonal, and organizational skills required
Demonstrated creativity, and independent thought when solving problems
Builds positive relationships with internal and external groups
Series 3 certification a plus
Python, R, SQL, and/or Git programming experience a plus

Nice to have

Series 3 certification a plus
Python, R, SQL, and/or Git programming experience a plus

What we offer

Affordable, quality healthcare for you and your family
Life insurance and disability benefits
Retirement benefits
Flexible spending accounts
Tuition reimbursement and professional development allowance
401k with match fully vested as of day one (Enel-NA matches 100% of the first 4% that you contribute up to set IRS limits)
Generous PTO including: 4 weeks annually of vacation as well as personal days, volunteer days, your birthday off, paid holidays, and sick time
Paid leave programs
The opportunity to grow and develop your career with the support and mentorship of senior leaders
The opportunity to work for one of the world’s most recognizable and respected brands in the energy industry

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Trade Compliance Manager

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