Surveillance Manager, HSBC

HSBC

Location:
Poland

Category:
Finance

Contract Type:
Not provided

Salary:

Not provided

Save Job

Apply Position

Job Description:

We are currently seeking an experienced individual to join this team in the role of Surveillance Manager. The role involves identifying and investigating potential new forms of staff or counterparty misconduct, ensuring alerts from surveillance systems are resolved, and supporting the development of new surveillance controls.

Job Responsibility:

Identify and investigate potential new forms of staff or counterparty misconduct
Ensure that all alerts arising from electronic and voice surveillance systems are satisfactorily escalated and resolved
Undertake timely and accurate resolution of requests by Regulators, senior management and the businesses into certain practices, businesses, individuals, and events
Escalate, as appropriate, any material findings or incidents of misconduct highlighted by these investigations
Support the development of new trade and communications surveillance controls to identify misconduct and market abuse, including in the testing of next generation trade and communications systems
Partner with regulatory change and other regulatory SMEs to understand new and revised regulatory requirements, codes of practice and others, ensuring surveillance is correctly positioned to satisfy regulatory requirements and changes and that any impact is disseminated to the appropriate businesses
On occasion, delegate for Surveillance management at internal control and governance forums
Support management in the resolution of audit and control findings
Produce and present regular MI reports to key internal stakeholders including analysis of the MI

Requirements:

Experience in surveillance and/or business knowledge of Financial Industry is preferable, but not essential
Communications Surveillance experience, or an ability to rapidly upskill is essential
The ability to analyse and present complex information in a clear, concise, and precise written and verbal format is essential
A working understanding of the market abuse aspects of MAR, MIFID, FCA Handbook and other relevant global regulation
An ability to think strategically, with perspective, and demonstrate resilience, is critical
An ability to act in a pressurized, but supportive environment, is critical
An ability to self-motivate and ‘do the right thing’ is critical
The ability to maintain ‘grip’ and attention to detail on multiple and competing Surveillance team and personal priorities and ensure delivery through self and through or with others
Strong, practical experience of risk management in a multi-dimensional environment (for example, industry expectations, regulatory pressures, extensive internal scrutiny)

What we offer:

Competitive salary
Annual performance-based bonus
Additional bonuses for recognition awards
Multisport card
Private medical care
Life insurance
One-time reimbursement of home office set-up (up to 800 PLN)
Corporate parties & events
CSR initiatives
Nursery and kindergarten discounts
Language classes
Financial support with trainings and education
Social fund
Flexible working hours
Free parking

Additional Information:

Job Posted:
May 24, 2025

Expiration:
July 02, 2025

Employment Type:

Fulltime

Work Type:

Hybrid work

View All Jobs In This Company

Job Link Share:

Surveillance Manager

HSBC

Location:Poland

Category:Finance

Contract Type:Not provided