Surveillance Analyst, Citi

Citi

Location:
Philippines, City of Taguig

Category:
-

Contract Type:
Employment contract

Salary:

Not provided

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Job Description:

Serves as a compliance risk analyst for Independent Compliance Risk Management (ICRM)’s Surveillance team. Responsibilities include design, implementation, and oversight for surveillance processes to detect behaviors potentially violating regulations or internal policies. Additional duties include analyzing trade data, responding to inquiries from regulatory bodies, assisting with new surveillance designs, and handling data-related tasks.

Job Responsibility:

Assisting team members with the reviewing and analyzing of surveillance alerts and/or reports relating to firm, employee and client trading activity
Properly documenting the review and disposition of the exceptions as well as escalating matters appropriately
Gathering and analyzing trade data to assist in the Firm’s response to inquiries received from governmental and exchange regulatory bodies
Supporting the compliance group in evaluating surveillance results for potential problems, communicating surveillance findings to management in a clear and concise manner as well as interacting with legal and other compliance personnel
Responding to inquiries or requests from internal partners (e.g. ICRM Assurance, Internal Audit, and Legal)
Assisting with the design and implementation of new surveillances as well as the refinement of existing ones
Handling telephone hotlines and performing data entry
Appropriately assess risk when business decisions are made, demonstrating particular consideration for the firm's reputation and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying sound ethical judgment regarding personal behavior, conduct and business practices, and escalating, managing and reporting control issues with transparency
Additional duties as assigned

Requirements:

Excellent written and verbal communication skills
Must be a self-starter, flexible, innovative and adaptive
Demonstrated interpersonal skills with the ability to work collaboratively and with people at all levels of the organization
Proven project management and organizational skills and capability to handle multiple projects at one time
Proficient in MS Office applications (Excel, Word, PowerPoint)
Knowledge of Compliance laws, rules, regulations, risks and typologies
Some knowledge in area of focus
Bachelor’s degree
experience in a financial services firm, regulatory organization, or legal/consulting firm, or a combination thereof
Advanced degree preferred
Proficiency in Mandarin, Cantonese, Tagalog and English

What we offer:

Citi provides programs and services for your physical and mental well-being including access to telehealth options, health advocates, confidential counseling and more
Citi offers expanded Paid Parental Leave Policy
Resources to help employees manage their financial well-being and plan for the future
Access to learning and development resources to help broaden and deepen your skills
Programs to help employees balance work and life, including generous paid time off packages
Resources and tools to volunteer in communities around the world

Additional Information:

Job Posted:
May 28, 2025

Employment Type:

Fulltime

Work Type:

Hybrid work

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Surveillance Analyst