Surveillance Analyst, Citi

Citi

Location:
Philippines, City of Taguig

Category:
Finance

Contract Type:
Employment contract

Salary:

Not provided

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Job Description:

Citi’s Global Legal Affairs and Compliance (GLAC) team is seeking a Surveillance Analyst. This role involves compliance risk analysis, testing, and managing various portfolios such as trade surveillance, e-communications, and information barriers. Candidates will collaborate across Citi to address compliance issues, support legal and regulatory processes, and develop surveillance mechanisms while promoting compliance and ethical standards at Citi.

Job Responsibility:

Serves as a compliance risk analyst for ICRM's Surveillance team responsible for the design, implementation, and oversight for a suite of surveillances
Assisting team members with the reviewing and analyzing of surveillance alerts and/or reports relating to firm, employee and client trading activity
Properly documenting the review and disposition of the exceptions as well as escalating matters appropriately
Gathering and analyzing trade data to assist in the Firm’s response to inquiries received from governmental and exchange regulatory bodies
Supporting the compliance group in evaluating surveillance results for potential problems
Communicating surveillance findings to management in a clear and concise manner as well as interacting with legal and other compliance personnel
Responding to inquiries or requests from internal partners
Assisting with the design and implementation of new surveillances as well as the refinement of existing ones
Handling telephone hotlines and performing data entry
Appropriately assessing risk when business decisions are made and safeguarding Citi, its clients and assets

Requirements:

Proficiency in Mandarin, Cantonese, Tagalog and English
Excellent written and verbal communication skills
Must be a self-starter, flexible, innovative and adaptive
Demonstrated interpersonal skills with the ability to work collaboratively and with people at all levels of the organization
Proven project management and organizational skills and capability to handle multiple projects at one time
Proficient in MS Office applications (Excel, Word, PowerPoint)
Knowledge of Compliance laws, rules, regulations, risks and typologies
Some knowledge in area of focus
Bachelor’s degree
experience in a financial services firm, regulatory organization, or legal/consulting firm, or a combination thereof, Advanced degree preferred

What we offer:

Programs and services for physical and mental well-being including access to telehealth options, health advocates, confidential counseling
Expanded Paid Parental Leave Policy
Resources to manage financial well-being and plan for the future
Access to learning and development resources
Generous paid time off packages
Resources and tools to volunteer in communities

Additional Information:

Job Posted:
June 25, 2025

Employment Type:

Fulltime

Work Type:

Hybrid work

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Surveillance Analyst