CrawlJobs Logo

Supervisory Control Specialist

https://www.wellsfargo.com/ Logo

Wells Fargo

Location Icon

Location:
United States , Saint Louis ▼

Category Icon
Category:
Finance

Job Type Icon

Contract Type:
Not provided

Salary Icon

Salary:

77000.00 - 133000.00 USD / Year
Save Job
Save Icon
Apply Position

Job Description:

Wells Fargo is seeking a Supervisory Control Specialist to join the Client Relationship Group within the Centralized Supervision Ad Hoc team, part of Wealth & Investment Management. This role supports key supervisory and oversight functions and contributes to maintaining strong risk management and control practices across the organization.

Job Responsibility:

  • Conduct iCapital and Bank Priority Credit Line (WF Bank PCL) reviews
  • Perform reviews of Alternative Investments and Securities‑Based Lending products
  • Participate in and provide consultation on policies, procedures, controls, tools, and training
  • Identify opportunities to enhance efficiencies and drive synergies within Integrated Brokerage
  • Review and analyze supervisory controls supporting high‑risk investment strategies and complex products
  • Evaluate resources used to monitor risk and exercise independent judgment to inform process improvements, process changes, and technology enhancements
  • Develop and present recommendations to resolve complex issues, aligned with current and emerging best practices
  • Gather and analyze data, identify trends, and present findings through meaningful metrics and statistics
  • Build and maintain expertise in firm, compliance, and regulatory policies and procedures
  • Collaborate and consult with Financial Advisors, Regional and Senior Management, Private Client Group, Branch Managers, Operations Managers, Supervision Managers, and cross‑functional Business Units

Requirements:

  • 2+ years of Supervisory Control, Corporate Insurance Risk, Risk Management Consulting, Property or Casualty Insurance, Insurance Brokerage experience, or equivalent demonstrated through one or a combination of the following: work experience, training, military experience, education
  • US Only: Successfully completed Financial Industry Regulatory Authority (FINRA) Series 7, 9/10, and 66 examinations (or FINRA recognized equivalents) sufficient to qualify for immediate FINRA registration

Nice to have:

  • Knowledge of Alternative Investments and Security-backed Lending products
  • Ability to navigate complex scenarios and nuanced regulatory considerations
  • Demonstrated ability to manage a high‑volume workload in a fast‑paced environment
  • Strong time management and organizational skills with the ability to prioritize competing deadlines
  • Effective conflict management and sound decision‑making capabilities
  • Strong negotiation and influencing skills
  • Intermediate proficiency in Microsoft Office (Word, Excel, and Outlook)
  • Excellent verbal, written, and interpersonal communication skills
  • Ability to effectively interact with all levels of branch associates and business units
  • High level of attention to detail and accuracy
  • Strong research, documentation, and analytical skills
  • Ability to work independently while balancing multiple projects and priorities
  • Ability to gather, organize, analyze, and interpret data to support risk and oversight activities
What we offer:
  • Health benefits
  • 401(k) Plan
  • Paid time off
  • Disability benefits
  • Life insurance, critical illness insurance, and accident insurance
  • Parental leave
  • Critical caregiving leave
  • Discounts and savings
  • Commuter benefits
  • Tuition reimbursement
  • Scholarships for dependent children
  • Adoption reimbursement

Additional Information:

Job Posted:
March 04, 2026

Expiration:
March 15, 2026

Employment Type:
Fulltime
Work Type:
On-site work
Icon
Wells Fargo - All Job Offers
Job Link Share:
Copy Link Icon
Facebook Icon Twitter Icon LinkedIn Icon

Looking for more opportunities? Search for other job offers that match your skills and interests.

Briefcase Icon

Similar Jobs for Supervisory Control Specialist

Supervisory Air Traffic Control Specialist

The Federal Aviation Administration (FAA) is a vital government agency responsib...
Location
Location
United States , Greeley
Salary
Salary:
205358.00 - 225700.00 USD / Year
oysterlink.com Logo
OysterLink
Expiration Date
Until further notice
Flip Icon
Requirements
Requirements
  • US citizenship is required
  • Selective service registration required for males born after 12/31/1959
  • Must submit an SF50
  • One-year supervisory/managerial probationary period may be required
  • Interviews conducted in accordance with FAA policy
  • Must meet qualification requirements by closing date of vacancy
  • Position may be subject to background investigation
  • May be required to file financial disclosure statement within 30 days of entry on duty
  • Commitment to improving federal government efficiency and upholding US Constitution
  • Not a bargaining unit position
Job Responsibility
Job Responsibility
  • Manage and coordinate air traffic operations and support activities within the assigned district
  • Share full managerial responsibility and act as General Manager in their absence
  • Ensure district operational and support plans integrate with ATS operational philosophy
  • Provide input on policies, standards, and procedures for district activities
  • Maintain connectivity with field facility operations and support quick response to emergency situations
  • Plan, direct, coordinate, and evaluate operational and support activities
  • Collaborate with labor-management, civil rights, legal, and security offices
  • Allocate budget, staff, and resources to meet organizational objectives
  • Review performance evaluations of subordinate managers and employees
  • Continuously review and improve operational performance across the district
What we offer
What we offer
  • Health Insurance
  • Dental Insurance
  • Paid Time Off
  • Retirement Plan
  • Life insurance
  • federal holidays
  • flexible spending accounts
  • Fulltime
Read More
Arrow Right
New

Senior Supervisory Control Specialist

Wells Fargo is seeking a Senior Supervisory Control Specialist to join our Clien...
Location
Location
United States , Westport
Salary
Salary:
104000.00 - 168000.00 USD / Year
https://www.wellsfargo.com/ Logo
Wells Fargo
Expiration Date
March 13, 2026
Flip Icon
Requirements
Requirements
  • 4+ years of Supervisory Control, Risk Management Consulting, Property or Casualty Insurance, Insurance Brokerage experience, or equivalent demonstrated through one or a combination of the following: work experience, training, military experience, education
  • US Only: Successfully completed Financial Industry Regulatory Authority (FINRA) Series 7, 9/10, and 63 examinations (or FINRA recognized equivalents) sufficient to qualify for immediate FINRA registration
  • US Only: Successfully completed Financial Industry Regulatory Authority (FINRA) Series 66 examinations (or FINRA recognized equivalents) sufficient to qualify for immediate FINRA registration
Job Responsibility
Job Responsibility
  • Conduct ongoing monitoring to ensure conformity with internal policies, applicable laws and regulations
  • Have responsibility to supervise the activities of representatives (e.g., financial advisors) to ensure their compliance with FINRA and SEC rules and regulations, as well as federal and state laws
  • Implement and monitor policies and procedures
  • Provide regular reporting to Governance Leadership, Markets and Division to ensure that the activity complies with all regulatory and firm policies
  • Make decisions and resolve issues regarding compliance, supervision policies, practices, hiring, disciplinary actions and training
  • Monitor sales review activities, coordinate proper staff and coverage and develop and implement training plans within CRG to meet business objectives
  • Meet regularly with risk and business partners as well as serve as a primary business contact on key initiatives with Wealth, Compliance, Risk, regional management, and other home office departments
  • Manage allocation of people and financial resources for Supervisory Control
What we offer
What we offer
  • Health benefits
  • 401(k) Plan
  • Paid time off
  • Disability benefits
  • Life insurance, critical illness insurance, and accident insurance
  • Parental leave
  • Critical caregiving leave
  • Discounts and savings
  • Commuter benefits
  • Tuition reimbursement
  • Fulltime
Read More
Arrow Right
New

Supervisory Control Specialist

Wells Fargo is seeking a Supervisory Control Specialist to join our Annuities an...
Location
Location
United States , SAINT LOUIS; CHARLOTTE; MINNEAPOLIS; SALT LAKE CITY
Salary
Salary:
77000.00 - 133000.00 USD / Year
https://www.wellsfargo.com/ Logo
Wells Fargo
Expiration Date
March 15, 2026
Flip Icon
Requirements
Requirements
  • 2+ years of Supervisory Control, Corporate Insurance Risk, Risk Management Consulting, Property or Casualty Insurance, Insurance Brokerage experience, or equivalent demonstrated through one or a combination of the following: work experience, training, military experience, education
  • US Only: Successfully completed Financial Industry Regulatory Authority (FINRA) Series 7 and 66 examinations (or FINRA recognized equivalents) sufficient to qualify for immediate FINRA registration
Job Responsibility
Job Responsibility
  • Provide remote sales supervision and support of annuities and insurance transactions and activities within assigned branches and/or regions for Wells Fargo Advisors
  • Support branch offices with on-going monitoring to ensure compliance with internal policies, applicable laws and regulations
  • Provide ongoing training and education of annuities and insurance when responding to questions from Financial Advisors
  • Work closely with the regional and branch staff on compliance and supervision policies, practices and resolution of issues
  • Supervise specific sales activities on behalf of retail branch managers such as Annuities and Insurance
  • Monitor sales activities using various technological tools and reports to ensure that the activity is in compliance with all regulatory and firm policies
  • Assist branch offices in resolution of sales activity issues where appropriate
  • Escalate issues to the appropriate management level for resolution
  • Conduct orientation programs on responsibilities for new branch managers and support managers where appropriate
  • Participate and consult regarding policies and procedures, controls, tools and training
What we offer
What we offer
  • Health benefits
  • 401(k) Plan
  • Paid time off
  • Disability benefits
  • Life insurance, critical illness insurance, and accident insurance
  • Parental leave
  • Critical caregiving leave
  • Discounts and savings
  • Commuter benefits
  • Tuition reimbursement
  • Fulltime
Read More
Arrow Right
New

Supervisory Control Specialist

Wells Fargo is seeking a Supervisory Control Specialist to join our Client Relat...
Location
Location
United States , Saint Louis; Charlotte; Minneapolis
Salary
Salary:
77000.00 - 133000.00 USD / Year
https://www.wellsfargo.com/ Logo
Wells Fargo
Expiration Date
March 08, 2026
Flip Icon
Requirements
Requirements
  • 2+ years of Supervisory Control, Corporate Insurance Risk, Risk Management Consulting, Property or Casualty Insurance, Insurance Brokerage experience, or equivalent demonstrated through one or a combination of the following: work experience, training, military experience, education
  • US Only: Successfully completed Financial Industry Regulatory Authority (FINRA) Series 7, 9/10, and 66 examinations (or FINRA recognized equivalents) sufficient to qualify for immediate FINRA registration
Job Responsibility
Job Responsibility
  • Participate and consult regarding policies and procedures, controls, tools and training
  • Identify opportunities for additional synergies and to maximize efficiencies within Integrated Brokerage
  • Review and analyze controls to manage high risk investment strategies and complex products
  • Evaluate resources to monitor risk and exercise independent judgment to guide process changes, process improvements, and technology enhancements
  • Present recommendations for resolving complex analysis in search of current and best practices
  • Gather and analyze data, identify trends and present analysis through meaningful statistics
  • Develop expertise in firm, compliance and regulatory policies and procedures
  • Collaborate and consult with Financial Advisors, Regional and more experienced Management, Private Client Group, Branch Managers, Operation Managers, Supervision Managers, and varying Business Units
What we offer
What we offer
  • Health benefits
  • 401(k) Plan
  • Paid time off
  • Disability benefits
  • Life insurance, critical illness insurance, and accident insurance
  • Parental leave
  • Critical caregiving leave
  • Discounts and savings
  • Commuter benefits
  • Tuition reimbursement
  • Fulltime
!
Read More
Arrow Right
New

Supervisory Control Specialist

Wells Fargo is seeking a driven and detail‑oriented Supervisory Control Speciali...
Location
Location
United States , Roseville;Fresno;Reno;Sacramento
Salary
Salary:
77000.00 - 145000.00 USD / Year
https://www.wellsfargo.com/ Logo
Wells Fargo
Expiration Date
March 14, 2026
Flip Icon
Requirements
Requirements
  • 2+ years of Supervisory Control, Corporate Insurance Risk, Risk Management Consulting, Property or Casualty Insurance, Insurance Brokerage experience, or equivalent demonstrated through one or a combination of the following: work experience, training, military experience, education
  • US only: Successfully completed Financial Industry Regulatory Authority (FINRA) Series 7, 9/10, and 66 examinations (or FINRA recognized equivalents) sufficient to qualify for immediate FINRA registration
Job Responsibility
Job Responsibility
  • Participate and consult regarding policies and procedures, controls, tools and training
  • Review and analyze controls to manage high risk investment strategies and complex products
  • Evaluate resources to monitor risk and exercise independent judgment to guide process changes, process improvements, and technology enhancements
  • Present recommendations for resolving complex analysis in search of current and best practices
  • Gather and analyze data, identify trends and present analysis through meaningful statistics
  • Develop expertise in firm, compliance and regulatory policies and procedures
  • Collaborate and consult with Financial Advisors, Divisional and more experienced Management, Market Leaders, Growth Leaders, Branch Managers, , Supervision Managers, and varying Business Units
What we offer
What we offer
  • Health benefits
  • 401(k) Plan
  • Paid time off
  • Disability benefits
  • Life insurance, critical illness insurance, and accident insurance
  • Parental leave
  • Critical caregiving leave
  • Discounts and savings
  • Commuter benefits
  • Tuition reimbursement
  • Fulltime
Read More
Arrow Right
New

FiNet Governance Senior Supervisory Specialist

Wells Fargo is seeking a Senior Supervisory Control Specialist to join our Clien...
Location
Location
United States , Saint Louis; Charlotte; Salt Lake City; Scottsdale
Salary
Salary:
Not provided
https://www.wellsfargo.com/ Logo
Wells Fargo
Expiration Date
March 14, 2026
Flip Icon
Requirements
Requirements
  • 4+ years of Supervisory Control, Risk Management Consulting, Property or Casualty Insurance, Insurance Brokerage experience, or equivalent demonstrated through one or a combination of the following: work experience, training, military experience, education
  • US only: Successfully completed Financial Industry Regulatory Authority (FINRA) Series 7, 9/10, and 63 examinations (or FINRA recognized equivalents) sufficient to qualify for immediate FINRA registration
  • US only: Successfully completed Financial Industry Regulatory Authority (FINRA) Series 66 examination (or FINRA recognized equivalents) sufficient to qualify for immediate FINRA registration
  • US only: Obtaining and/or maintaining appropriate FINRA license(s) is required for ongoing employment in this position
  • This role requires a FINRA supervisory license and may require working in the assigned office location for at least one year from the hire date
Job Responsibility
Job Responsibility
  • Conduct ongoing monitoring to ensure conformity with internal policies, applicable laws and regulations
  • Partner with peers and practices to support growth
  • Have responsibility to supervise the activities of representatives (e.g., financial advisors) to ensure their compliance with Financial Industry Regulatory Authority (FINRA) and Securities and Exchange Commission (SEC) rules and regulations, as well as federal and state laws and serve as a primary point of contact, a resource and point of escalation for the practices you supervise
  • Implement and monitor policies and procedures, conduct practice reviews
  • Provide regular reporting to Governance Leadership, Markets and Division to ensure that the activity complies with all regulatory and firm policies
  • Make decisions and resolve issues regarding compliance, supervision policies, disciplinary actions and training
  • Meet regularly with risk and business partners as well as serve as a primary business contact on key initiatives with Wealth, Compliance, Risk, regional management, and other home office departments
  • Fulltime
Read More
Arrow Right

First Line Client Specialist

West & Central Africa First Line Client Specialist role at Citi focuses on suppo...
Location
Location
Cameroon , Douala
Salary
Salary:
Not provided
https://www.citi.com/ Logo
Citi
Expiration Date
Until further notice
Flip Icon
Requirements
Requirements
  • 1-5 years of experience in Capital Markets or in Operations, Risk, Client On-boarding or Middle Office
  • Bachelor's degree with minimum Upper Second honors (or equivalent)
  • proficient with Microsoft Office, Bloomberg or credit risk and settlement systems
  • some knowledge of the products, clients, and business dynamics (flow derivatives, indices, single-stock, exotics, multi asset equity derivative products) will help
  • good understanding of Client Marketing needs
Job Responsibility
Job Responsibility
  • Proactively support West and Central Africa Corporate FX Sales to manage the ‘First Line of Defence’
  • ensuring post-trade processes are managed efficiently and effectively
  • monitoring of the desks first line controls
  • act as a point of escalation and own resolution of operational issues between sales and support functions
  • diagnose the root causes as issues arise and identify both tactical and strategic solutions owning the delivery
  • proactively mitigating client impact whilst enhancing the client experience
  • develop and maintain presentation and other material for internal purposes (Monthly Business Reviews, Senior Business Reviews, etc.)
  • assist with external presentation for client workshops, training, etc. with focus on formatting
  • help collate data to help the team in monitoring and analysing FX portfolio performance
  • compiling market updates from Citi research portal / Citi Velocity and by gathering info from local teams for specific markets
  • Fulltime
Read More
Arrow Right

Senior Control Management Specialist-Trade surveillance

Wells Fargo is seeking a Senior Control Management Specialist
Location
Location
India , Hyderabad
Salary
Salary:
Not provided
https://www.wellsfargo.com/ Logo
Wells Fargo
Expiration Date
March 22, 2026
Flip Icon
Requirements
Requirements
  • 4+ years of Risk Management or Control Management experience, or equivalent demonstrated through one or a combination of the following: work experience, training, military experience, education
  • Bachelor’s/master’s degree or any professional degree (CA/CS/CFA etc.) is required
  • Supervisory Control/Trade Surveillance/Transaction monitoring/ Information Barrier/Control room experience, or equivalent including direct experience reviewing alerts in Trade/Information Barrier/Control room in a Surveillance role
  • Extensive experience in the review of trade surveillance/transaction monitoring alerts across market conduct / market abuse behaviors as well as rules-based surveillance using surveillance applications (Actimize, OneTick, Protegent Market Abuse, Protegent Trading Compliance and Trading Hub)
Job Responsibility
Job Responsibility
  • Participate in identifying, assessing, managing, and mitigating current and emerging risk exposures within Control Management functional area
  • Provide risk management consulting to support the business in designing and implementing risk mitigation strategies, business processes, and business controls
  • Monitor moderately complex business specific programs and provide risk management consulting to support the business in designing and implementing risk mitigation strategies
  • Monitor, measure, evaluate, and report on the impact of decisions and controls to the relevant business group or functional area
  • Provide guidance to business groups on the development, implementation, and monitoring of business specific programs to identify, assess, and mitigate risk
  • Collaborate with relevant business group to identify current and emerging risks associated with business activities and operations
  • Surveillance Operations & Alert Disposition: Execute and review trade surveillance alerts across multiple scenarios and asset classes. Perform scenario disposition, case analysis, and prepare supporting documentation with accuracy and clarity. Conduct deep-dive investigations where required, using trade data, order books, market movements, and trader behavior analysis. Ensure proper escalation of potential market abuse or policy breaches to relevant stakeholders. Maintain high standards of quality, timeliness, and regulatory compliance while disposing alerts. Identify false positives, provide feedback to SMEs, and recommend scenario tuning opportunities
  • Stakeholder Management: Collaborate with onshore compliance teams, SMEs, and technology partners. Participate in monthly/weekly governance meetings and present updates on key metrics. Provide transparency on team performance, risk themes, and emerging issues
  • Risk, Controls & Governance: Ensure adherence to all surveillance procedures, SOPs, and audit controls. Support periodic testing and review of surveillance scenarios. Maintain evidence and documentation in accordance with regulatory expectations. Assist in regulatory inquiries, audits, and internal reviews when required
  • Process Improvement & Strategic Contribution: Drive automation, standardization, and efficiency improvements within BAU. Contribute to knowledge-sharing sessions, cross-training efforts, and scenario enhancement projects. Support implementation of new modules, alerts, or coverage expansions
  • Fulltime
Read More
Arrow Right
Jobs by Category
Art and Entertainment Jobs Banking Jobs Call Center Jobs Construction Jobs Consulting Jobs Customer Service Jobs Education Jobs Energy Jobs Finance Jobs Gastronomy Jobs Health and Beauty Jobs Hospitality and Tourism Jobs Human Resources Jobs Insurance Jobs IT - Administration Jobs IT - Software Development Jobs Legal Jobs Logistics Jobs Manufacturing Jobs Marketing, Digital Marketing, SEO, SEM Jobs Media Jobs Nursing Jobs Office Administration Jobs Pharmacy Jobs Physical Work Jobs Public Relations Jobs Public Sector Jobs Purchasing Jobs Quality Control Jobs Real Estate Jobs Research and Development Jobs Sales Jobs
Job Positions Jobs by Country
United States Jobs United Kingdom Jobs India Jobs Canada Jobs Australia Jobs Germany Jobs Ireland Jobs Poland Jobs
Company
Blog About Us Contact
Follow Us
Facebook
X (Twitter)
LinkedIn
Instagram
CrawlJobs Group
ITFlashcards AllDevBlogs
© 2026 CrawlJobs Ltd. All Rights Reserved
Terms & Conditions Privacy Policy