Supervisory Control Specialist, Wells Fargo

Wells Fargo

Location:
United States, Multiple Locations (Minneapolis ▼
Charlotte
Saint Louis)

Category:
Finance

Contract Type:
Employment contract

Salary:

63600.00 - 113000.00 USD / Year

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Job Description:

The Supervisory Control Specialist is responsible for providing remote sales supervision and support within assigned branches and/or regions for the Private Client Group (PCG) and Wealth Brokerage Services (WBS) channels. The role includes managing risk, ensuring compliance with policies and procedures, and collaborating with Financial Advisors and management teams.

Job Responsibility:

Participate and consult regarding policies and procedures, controls, tools and training
Identify opportunities for additional synergies and to maximize efficiencies within the private client group
Review and analyze controls to manage high risk investment strategies and complex products
Evaluate resources to monitor risk and exercise independent judgment to guide process changes, process improvements, and technology enhancements
Present recommendations for resolving complex analysis in search of current and best practices
Gather and analyze data, identify trends and present analysis through meaningful statistics
Develop expertise in firm, compliance and regulatory policies and procedures
Collaborate and consult with Financial Advisors, Regional and more experienced Management, Private Client Group, Branch Managers, Operation Managers, Supervision Managers, and varying Business Units.

Requirements:

2+ years of Supervisory Control, Corporate Insurance Risk, Risk Management Consulting, Property or Casualty Insurance, Insurance Brokerage experience, or equivalent demonstrated through one or a combination of the following: work experience, training, military experience, education
Successfully completed FINRA Series 7 and 66 (or 63 and 65) exams to qualify for immediate registration (or FINRA recognized equivalents)
US Only: Obtaining and/or maintaining appropriate FINRA license(s) is required for ongoing employment in this position
Compliance with state law registration and licensing requirements is mandatory.

Nice to have:

Conflict management and decision-making skills
Strong organizational, multi-tasking and prioritizing skills
Ability to negotiate, influence, and collaborate to build successful relationships
Excellent verbal, written, and interpersonal communication skills
Strong attention to detail and accuracy skills
FINRA registration including Series 9/10 (or FINRA recognized equivalents).

What we offer:

Health benefits
401(k) Plan
Paid time off
Disability benefits
Life insurance, critical illness insurance, and accident insurance
Parental leave
Critical caregiving leave
Discounts and savings
Commuter benefits
Tuition reimbursement
Scholarships for dependent children
Adoption reimbursement.

Additional Information:

Job Posted:
July 08, 2025

Expiration:
July 13, 2025

Employment Type:

Fulltime

Work Type:

On-site work

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Supervisory Control Specialist