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Wells Fargo Logo Wells Fargo · Finance

Supervisory Control Specialist

United States, Saint Louis Employment contract 77000.00 - 133000.00 USD / Year · Job Posted May 30, 2026
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Job Description

Wells Fargo is seeking a Supervisory Control Specialist to join the Client Relationship Group within the Centralized Supervision Ad Hoc team, part of Wealth & Investment Management. This role supports key supervisory and oversight functions and contributes to maintaining strong risk management and control practices across the organization.

Job Responsibility

  • Conduct iCapital and Bank Priority Credit Line (WF Bank PCL) reviews
  • Perform reviews of Alternative Investments and Securities‑Based Lending products
  • Participate in and provide consultation on policies, procedures, controls, tools, and training
  • Identify opportunities to enhance efficiencies and drive synergies within Integrated Brokerage
  • Review and analyze supervisory controls supporting high‑risk investment strategies and complex products
  • Evaluate resources used to monitor risk and exercise independent judgment to inform process improvements, process changes, and technology enhancements
  • Develop and present recommendations to resolve complex issues, aligned with current and emerging best practices
  • Gather and analyze data, identify trends, and present findings through meaningful metrics and statistics
  • Build and maintain expertise in firm, compliance, and regulatory policies and procedures
  • Collaborate and consult with Financial Advisors, Regional and Senior Management, Private Client Group, Branch Managers, Operations Managers, Supervision Managers, and cross‑functional Business Units

Requirements

  • 2+ years of Supervisory Control, Corporate Insurance Risk, Risk Management Consulting, Property or Casualty Insurance, Insurance Brokerage experience, or equivalent demonstrated through one or a combination of the following: work experience, training, military experience, education
  • US Only: Successfully completed Financial Industry Regulatory Authority (FINRA) Series 7, 9/10, and 66 examinations (or FINRA recognized equivalents) sufficient to qualify for immediate FINRA registration

Nice to have

  • Knowledge of Alternative Investments and Security-backed Lending products
  • Ability to navigate complex scenarios and nuanced regulatory considerations
  • Demonstrated ability to manage a high‑volume workload in a fast‑paced environment
  • Strong time management and organizational skills with the ability to prioritize competing deadlines
  • Effective conflict management and sound decision‑making capabilities
  • Strong negotiation and influencing skills
  • Intermediate proficiency in Microsoft Office (Word, Excel, and Outlook)
  • Excellent verbal, written, and interpersonal communication skills
  • Ability to effectively interact with all levels of branch associates and business units
  • High level of attention to detail and accuracy
  • Strong research, documentation, and analytical skills
  • Ability to work independently while balancing multiple projects and priorities
  • Ability to gather, organize, analyze, and interpret data to support risk and oversight activities

What we offer

  • Health benefits
  • 401(k) Plan
  • Paid time off
  • Disability benefits
  • Life insurance, critical illness insurance, and accident insurance
  • Parental leave
  • Critical caregiving leave
  • Discounts and savings
  • Commuter benefits
  • Tuition reimbursement
  • Scholarships for dependent children
  • Adoption reimbursement
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