Supervisory Control Manager, Wells Fargo

Supervisory Control Manager

Wells Fargo

Location:
Philippines, Taguig City

Category:
Finance

Contract Type:
Not provided

Salary:

Not provided

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Job Description:

Wells Fargo is seeking a Supervisory Control Manager to manage and develop a team, ensure compliance with policies and regulations, and collaborate with various departments to meet business objectives.

Job Responsibility:

Manage and develop a team of analysts, principals, reviewers, supervisors and managers
Conduct ongoing monitoring to ensure conformity with internal policies, applicable laws and regulations
Identify and recommend opportunities for coordinating proper staffing and coverage
Implement and monitor policies and procedures
Provide regular reporting to branches, regions and channels to ensure that the activity is in compliance with all regulatory and firm policies
Make decisions and resolve issues regarding compliance, supervision policies, practices, hiring and training
Monitor sales review activities, coordinate proper staff and coverage and develop and implement training plans within Wealth Brokerage Services to meet business objectives
Collaborate and consult with more experienced management
Meet regularly with risk and business partners as well as serve as a primary business contact on key initiatives with Wealth, Compliance, Risk, regional management and other home office departments
Manage allocation of people and financial resources for Supervisory Control
Mentor and guide talent development of direct reports and assist in hiring talent

Requirements:

Experience in Supervisory Control, Risk Management Consulting, Property or Casualty Insurance, Insurance Brokerage, or equivalent demonstrated through work experience, training, education
2+ years of leadership experience

Nice to have:

Minimum of 2 years experience in a manager capacity
Active FINRA License Series 7
Active FINRA License Series 63 or 24
Strong communication skills and stakeholder management experience
Project Management

Additional Information:

Job Posted:
May 03, 2025

Expiration:
May 23, 2025

Employment Type:

Fulltime

Work Type:

On-site work

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