Supervisory Control Associate Manager, Wells Fargo

Wells Fargo

Location:
Philippines, Taguig City

Category:
Banking

Contract Type:
Not provided

Salary:

Not provided

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Job Description:

Wells Fargo is seeking a Supervisory Control Associate Manager to supervise registered individuals, ensure compliance with regulatory and firm policies, manage resources, and mentor team members.

Job Responsibility:

Supervise registered individuals, supervisory principals and reviewers in day to day operations
Monitor progress to ensure timely completion, quality and compliance in all regulatory and firm policies
Implement opportunities for department, firm or risk initiatives in regulatory and firm policies and day to day functionality operations
Make day to day compliance and supervisory decisions, resolve issues related to ensuring firm and regulatory requirements are met
Implement and monitor policies and procedures under direction of Supervisory Control
Collaborate and consult with market managers, regional and branch staff and potential interaction with support departments
Manage allocation of people and financial resources for Supervisory Control
Mentor and guide talent development of direct reports and assist in hiring talent

Requirements:

2+ years of Supervisory Control or Sales Supervision within Financial Services experience, or equivalent demonstrated through work experience, training or education
1+ years of leadership experience
Active FINRA Series 7 license
Willing to work US hours
Willing to work onsite (BGC office)
This role requires a FINRA supervisory license

Nice to have:

Minimum of 1 year in a people manager role in a compliance, financial services or global banking set up
Strong stakeholder management skills
Strong communication skills

Additional Information:

Job Posted:
October 10, 2025

Expiration:
October 17, 2025

Employment Type:

Fulltime

Work Type:

On-site work

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Supervisory Control Associate Manager