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Supervisory analyst

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The Muse

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Category:
Finance

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Contract Type:
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Salary:

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Job Description:

Responsible for ensuring that research reports and other research materials meet compliance, regulatory and internal department requirements. Candidates must have strong industry and Supervisory Analyst expertise in fixed income and equity research.

Job Responsibility:

  • Provide high quality review of all research reports and marketing materials ensuring compliance with internal policy and regulatory requirements
  • Exhibit a high level of professionalism and a service ethos
  • Help troubleshoot queries from Research Analysts, Research Management and others regarding research workflow
  • Responsible for testing new technology/enhancement roll outs and working on research-related projects
  • Participate in recommendation and new research review meetings

Requirements:

  • Series 16 registration and experience as a Supervisory Analyst required
  • Other registrations encouraged (Series 4, 53)
  • Strong financial services background in all asset classes
  • CFA preferred
  • Possess and exhibit strong analytical abilities
  • Excellent communication skills
  • Must be service oriented, flexible and willing to adapt to ever-changing demands of the business
  • Detail oriented
What we offer:
  • FSA
  • HSA
  • Health Insurance
  • Dental Insurance
  • Vision Insurance
  • Life Insurance
  • Short-Term Disability
  • Long-Term Disability
  • Pet Insurance
  • Mental Health Benefits
  • Non-Birth Parent Or Paternity Leave
  • Birth Parent Or Maternity Leave
  • Adoption Assistance Program
  • Adoption Leave
  • Family Support Resources
  • Leave Of Absence
  • Personal/Sick Days
  • Paid Holidays
  • Paid Vacation
  • Sabbatical
  • Volunteer Time Off
  • 401(K) With Company Matching
  • 401(K)
  • Financial Counseling
  • Tuition Reimbursement
  • Internship Program
  • Associate Or Rotational Training Program
  • Mentor Program
  • Access To Online Courses

Additional Information:

Job Posted:
March 21, 2026

Employment Type:
Fulltime
Work Type:
On-site work
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