Supervisory Analyst

• Responsible for the ongoing assessment of operational risks associated with the role and inherent in the business, taking account of changing economic or market conditions, legal and regulatory requirements, operating procedures and practices, management restructuring and the impact of new technology
• Demonstrates compliance with HSBC standards, manuals and policies, and adheres to the defined work practices, internal controls and risk management standards associated with the role
• Maintains HSBC internal control standards, including the timely implementation of internal and external audit points together with any issues raised by external regulators
• Understands, follows and demonstrates compliance with all relevant internal and external rules, regulations and procedures that apply to the conduct of the business activities associated with the role, specifically global research’s internal controls and compliance policies and manuals
• Dependable and will do the right thing
• Open to different ideas and cultures

• BA/BS degree required
• Active Series 16 license required
• Series 3 or 4 license a plus
• Proven experience as a Supervisory Analyst
• Proactive and able to work both autonomously and collaboratively
• able to multi-task and work efficiently against tight deadlines in a globally joined up environment
• Ability to communicate clearly and effectively, both verbally and in writing
• Prior exposure to financial statement analysis, good quantitative skills and excellent writing skills
• Applicants must be legally authorized to work in the U.S.

Series 3 or 4 license

• Competitive pay and benefits package
• Robust Wellness Hub
• Diverse and inclusive work environment
• Tailored professional development opportunities
• Employee Resource Groups
• Industry-leading volunteerism policy
• Generous matching gift program
• Comprehensive Sustainability and Climate Change Initiatives