CrawlJobs Logo

Sr Risk & Controls Analyst

https://www.roberthalf.com Logo

Robert Half

Location Icon

Location:
United States , Tampa

Category Icon
Category:
Finance

Job Type Icon

Contract Type:
Not provided

Salary Icon

Salary:

Not provided
Save Job
Save Icon
Apply Position

Job Description:

We are seeking experienced Control Testing professionals to join our Corporate & Investment Bank (CIB) Markets Operations organization. This role focuses on SOX and operational control testing, evaluating the design and effectiveness of controls executed by Operations teams across multiple lines of business within Markets and Payments. This role is 5 days on site. The ideal candidate brings a strong combination of control testing expertise, operational banking knowledge, and sales & trading product understanding. This is not a technical testing role; rather, it is focused on assessing whether operational controls are designed appropriately, executed effectively, and mitigating risk as intended. Senior-level hires may also be responsible for team oversight, stakeholder management, and governance escalation.

Job Responsibility:

  • Execute and/or oversee SOX and operational control testing across Markets and Payments Operations within the CIB
  • Assess the design and operating effectiveness of controls run by Operations teams across multiple business lines
  • Perform testing on controls related to: Daily reconciliations and break management
  • Fund transfers and payment controls
  • NFA and regulatory checks
  • Call box controls, queues, dashboards, and monitoring processes
  • Design, document, and maintain testing scripts and procedures in accordance with the firm’s control framework
  • Review written procedures to assess risk coverage, control intent, and adequacy of mitigation
  • Validate that controls are performed within established SLAs, including timely escalation of aged breaks and issues
  • Partner closely with Operations, Sales & Trading, Risk, and Governance teams to discuss findings and remediation
  • Lead walkthroughs, testing discussions, and stakeholder calls with clear executive presence and communication
  • Escalate control deficiencies and themes to governance committees as required
  • (Senior/VP level) Manage or mentor junior testers and support team growth initiatives

Requirements:

  • 5–10+ years of experience in control testing, SOX testing, internal audit, or operational risk within a large financial institution
  • Demonstrated experience testing operational controls (not IT or technical controls)
  • Strong understanding of bank operations, including front office vs. back office functions
  • Hands-on experience with reconciliations, payment processing, fund transfers, and operational workflows
  • Proven ability to design, execute, and document control testing scripts
  • Excellent written and verbal communication skills, including the ability to document issues clearly
  • Ability to manage multiple testing activities simultaneously and meet deadlines in a high-volume environment

Nice to have:

  • Sales & Trading / Markets product knowledge
  • Understanding of the trade lifecycle (trade booking, confirmation, settlement)
  • FINRA Series 7 or familiarity with licensed back-office functions
  • Background as a former auditor, SOX tester, or internal controls professional
  • Experience working within CIB, Markets, or Payments organizations
  • Proficiency in Excel and data analysis tools such as Alteryx
  • Prior experience leading teams or acting in a manager/VP-level capacity
What we offer:
  • medical, vision, dental, and life and disability insurance
  • eligible to enroll in our company 401(k) plan

Additional Information:

Job Posted:
February 13, 2026

Work Type:
On-site work
Icon
Robert Half - All Job Offers
Job Link Share:
Copy Link Icon
Facebook Icon Twitter Icon LinkedIn Icon

Looking for more opportunities? Search for other job offers that match your skills and interests.

Briefcase Icon

Similar Jobs for Sr Risk & Controls Analyst

Business Risk and Control Sr Analyst

The Business Risk and Control Sr Analyst is a seasoned professional role. Applie...
Location
Location
Singapore , Singapore
Salary
Salary:
Not provided
https://www.citi.com/ Logo
Citi
Expiration Date
Until further notice
Flip Icon
Requirements
Requirements
  • 5-8 years of experience
  • Experience managing Regulatory Exams, Audits – both Internal and External
  • Familiar with Industry Standards/Certifications, including PCI & ISO
  • Technology Control / IT Risk & Control
  • Strong Program/Project Mgmt skills required – coordination of complex cross-functional exams across geographies
  • Strong interpersonal skills, including the ability to partner with others and deal effectively with multiple projects and changing priorities
  • Strong analytical and problem-solving skills with excellent follow-up and strong attention to detail
  • Exemplary written and oral communication skills required, ability to succinctly synthesize key messages and themes
  • Experience and ease in interfacing with Senior Management
  • Excellent influencing and negotiation skills and ability to work effectively with all levels of the organization as well as geographically disbursed/matrix teams
Job Responsibility
Job Responsibility
  • Coordinate Technology regulatory, audit and Industry certification (PCI/ISO) interaction activities across Asia region, in partnership with Global teams, to ensure consistency and excellence in execution of deliverables
  • Drive the examination process as a lead or support contact/central point of communication with regulators/auditors for examinations and requests – schedule, objectives, etc.
  • Oversee exam preparatory activities and provide feedback to management and the team regarding deliverable request and meeting materials
  • Provide coaching to the management and team in advance of exam meetings to ensure consistency, applicability of the message and the materials meet regulatory request/expectations
  • Lead the collection, review and delivery of all deliverables and follow-up requests required for successful completion of the examination process
  • Responsible for communicating exam status and updates to Senior Management and the team
  • Utilize strong analytical skills to evaluate controls, identify control issues, review project plans and corrective actions to identify missing milestones and tasks
  • Analyze regulatory requirements and help define and/or validate the controls that address these requirements
  • Review relevant regulatory publications and guidelines to determine possible impact on Technology controls and form a view on expectations to be communicated to senior management
  • Provide regional reporting to Senior Management on regulatory/audit focus areas, themes and trends and items for escalation
  • Fulltime
Read More
Arrow Right

Business Risk & Control Sr Analyst - AVP

Join Citi's Markets Controls team to support several critical control and govern...
Location
Location
United Kingdom , Belfast
Salary
Salary:
Not provided
https://www.citi.com/ Logo
Citi
Expiration Date
Until further notice
Flip Icon
Requirements
Requirements
  • Relevant work experience in financial services
  • Experience in risk management / risk and controls, compliance or internal audit
  • Experience in project work, process re-design and change management
  • Excellent relationship-building, problem solving and communications skills (written / verbal)
  • Results/task orientated with excellent attention to detail, an analytical mindset and follow through to deliver results
  • Ability to manage and prioritize effectively and resolve conflicting priorities
  • High level of computer literacy, specifically Excel and PowerPoint
  • Ability to analyze data sets in Excel, summarize and communicate results
  • Excellent academic background educated to a minimum of degree level or sufficient industry experience
Job Responsibility
Job Responsibility
  • Support the risk assessment process, including the analysis of operational and compliance risks, reviewing global monitoring results and preparation of management metrics and presentations
  • Support the In-Business Risk & Control and Business Management teams to maintain and enhance the control environment and the continuous development of the RCSA content
  • Support the mapping and tracking of Operational Risk Events and Issues impacting the RCSA Program
  • Support the RCSA’s Continuous Risk Management (CRM) Program in maintaining the ongoing identification, assessment and residual risk management of all Operational and Compliance risks and the Key Controls that mitigate them
  • Provide support in execution oversight of the RCSA Program through defined escalation pathways to governance forums on residual risk, new and existing Risk Acceptances, KRI breaches, most significant risks, control Issues, emerging Operational and Compliance Risks impacting business objectives, and on the timeliness and effectiveness of corrective actions taken to improve controls
  • Interact with Markets 1LOD teams, Operational Risk Management, Compliance, Internal Audit and other functions to provide deliverables and business insight
  • Participate as required in ad-hoc reviews and regulatory / supervisory examinations of the Markets business
  • Support other ad-hoc initiatives where required
What we offer
What we offer
  • Generous holiday allowance starting at 27 days plus bank holidays
  • increasing with tenure
  • A discretional annual performance related bonus
  • Private medical insurance packages to suit your personal circumstances
  • Employee Assistance Program
  • Pension Plan
  • Paid Parental Leave
  • Special discounts for employees, family, and friends
  • Access to an array of learning and development resources
  • Fulltime
Read More
Arrow Right

Business Risk and Control Sr Analyst

The Business Risk and Control Sr Analyst is a seasoned professional role. Applie...
Location
Location
Philippines , City of Taguig
Salary
Salary:
Not provided
https://www.citi.com/ Logo
Citi
Expiration Date
Until further notice
Flip Icon
Requirements
Requirements
  • 5-8 years of experience
  • Experience with work-flow systems
  • Excellent project management and organizational skills
  • Outstanding relationship building and relationship management skills
  • Consistently demonstrates clear and concise written and verbal communication skills
  • Proficient in Microsoft Office with an emphasis on MS Excel
  • Self-motivated and detail oriented
Job Responsibility
Job Responsibility
  • Help coordinate governance and the facilitation of the execution of the Manager Control Assessment (MCA)
  • Assist in contributing to the quality, completeness, and accuracy of the implementation of the Control Framework
  • Provide support in the identification of issue root cause
  • Support on the implementation of the Lessons Learned Policy
  • Influence decisions on the review and challenge process
  • Perform analysis to support with the timeliness, accuracy and completeness of the MCA through controls
  • Support and contribute to Operational and Compliance Risk
  • Work with the team to identify, assess, escalate, and manage risk exposures
  • Perform analysis to support Risk Appetite
  • Provide support to identify, assess, record and response to Operational and Compliance Risk events
  • Fulltime
Read More
Arrow Right

Product Control Sr. Analyst

The Prod Ctrl Sr. Analyst is an intermediate level position responsible for ensu...
Location
Location
Philippines , City of Taguig
Salary
Salary:
Not provided
https://www.citi.com/ Logo
Citi
Expiration Date
Until further notice
Flip Icon
Requirements
Requirements
  • 5-8 years of relevant experience
  • Bachelor’s degree/University degree or equivalent experience
  • Consistently demonstrates clear and concise written and verbal communication
Job Responsibility
Job Responsibility
  • Ensure the completeness, accuracy and integrity of the bank's books and records
  • Control and support data integrity and general ledger reconciliation, profit attribution and new activity analysis, valuation control and product P&L and balance sheet reporting
  • Apply in-depth industry knowledge towards the development of new techniques and improving processes or work-flow for the Finance department
  • Serve as a subject matter expert within Finance
  • Evaluate moderately complex issues utilizing data, and select the best action between potentially conflicting situations
  • Analyze data by filtering, prioritizing, and validating moderately complex information from multiple sources
  • Have the ability to operate with a limited level of direct supervision
  • Exercise independence of judgement and autonomy
  • Act as SME to senior stakeholders and /or other team members
  • Appropriately assess risk when business decisions are made, demonstrating particular consideration for the firm's reputation and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying sound ethical judgment regarding personal behavior, conduct and business practices, and escalating, managing and reporting control issues with transparency
What we offer
What we offer
  • Access to telehealth options, health advocates, confidential counseling
  • Expanded Paid Parental Leave Policy
  • Resources to manage financial well-being
  • Access to an array of learning and development resources
  • Generous paid time off packages
  • Resources and tools to volunteer in the communities
  • Fulltime
Read More
Arrow Right

Cross-disciplinary Controls Sr. Lead Analyst

This role involves managing operational risk and control processes with a strong...
Location
Location
Colombia , Bogotá
Salary
Salary:
Not provided
https://www.citi.com/ Logo
Citi
Expiration Date
Until further notice
Flip Icon
Requirements
Requirements
  • 15+ years of experience in operational risk management, compliance, audit, or other control-related functions in the financial services industry
  • Ability to identify, measure, and manage key risks and controls
  • Track record leading Control related projects and programs
  • Ability to see the big pictures with high attention to critical details
  • Develop and implement strategy and process improvement initiatives
  • Comprehensive knowledge of Citi’s businesses and functions and their risk profiles
  • Developing new ideas and improving current processes to proactively mitigate risks
  • Requires an ability to provide challenge and make recommendation for risk and controls remediation
  • Expert knowledge in the development and execution for controls
  • Proven experience in control related functions in the financial industry
Job Responsibility
Job Responsibility
  • Develop and maintain robust MIS reports and dashboards to monitor key risk indicators (KRIs) and control performance indicators (CPIs)
  • Provide insightful analysis of risk data to support strategic decision-making
  • Contribute to the development and implementation of AI governance frameworks, ensuring ethical use, transparency, fairness, and accountability of AI systems
  • Perform assurance activities over AI models and their associated data
  • Stay abreast of industry trends in risk management, MIS technologies, and artificial intelligence to continuously enhance risk and control capabilities
  • Support the safe growth and management of the Citi Markets business line and its associated higher risk segments through robust risk mitigation
  • Identify and assess risk, vulnerabilities, and opportunities for efficient and effective risk coverage
  • Work within team and across business/functional line management to assess complex issues, structure potential solutions, and drive effective resolution within permissible statutory and regulatory frameworks
  • Evaluate and respond to escalated matters and further escalate as required
  • Advise senior management on next steps as needed
What we offer
What we offer
  • Global benefits to support well-being, growth and work-life balance.
  • Fulltime
Read More
Arrow Right

Cross-disciplinary Controls Sr. Lead Analyst

Individuals in Cross Disciplinary Controls are responsible for multiple activiti...
Location
Location
Colombia , Bogotá
Salary
Salary:
Not provided
https://www.citi.com/ Logo
Citi
Expiration Date
Until further notice
Flip Icon
Requirements
Requirements
  • 15+ years of experience in operational risk management, compliance, audit, or other control-related functions in the financial services industry
  • Ability to identify, measure, and manage key risks and controls
  • Track record leading Control related projects and programs
  • Ability to see the big pictures with high attention to critical details
  • Develop and implement strategy and process improvement initiatives
  • Comprehensive knowledge of Citi’s businesses and functions and their risk profiles
  • Developing new ideas and improving current processes to proactively mitigate risks
  • Requires an ability to provide challenge and make recommendation for risk and controls remediation
  • Expert knowledge in the development and execution for controls
  • Proven experience in control related functions in the financial industry
Job Responsibility
Job Responsibility
  • Provide PM/ BA support for global payments related project, focusing on identification & documentation of regional payments activities
  • Perform root cause analysis of payment related Operational Risk Events and how these will be resolved through identified solutions, identifying any gaps requiring further solutioning
  • Lead complex audit and operations monitoring reviews across all Markets operation entities in LATAM
  • Support Ops SME’s in determining key business requirements for identification of payments flows
  • Identifying and documenting key data elements within processing systems to enable rules-based controls to be set for management of large and anomalous payments
  • Continually drive and manage controls enhancements focused on increasing efficiency and reducing risk
  • Foster and maintain relationships with global, regional and local business and technology stakeholders and support engagement in working groups, steercos, and workshops where required
  • Drive execution of Enterprise Risk Management Framework and adherence with Risk Mgmt. / Compliance Policies
  • Responsible for the assessment of activities and processes as per required Policies, Standards and Procedures to strengthen risk management quality
  • Responsible for the coordination and comprehensive management of issues with key stakeholders
  • Fulltime
Read More
Arrow Right

Non-Trading Market Risk Mgmt Sr. Analyst

The BSM NTMR Senior Analyst will support the production needs in various workstr...
Location
Location
India , Mumbai
Salary
Salary:
Not provided
https://www.citi.com/ Logo
Citi
Expiration Date
Until further notice
Flip Icon
Requirements
Requirements
  • 5+ years experience in Financial Services, Treasury, and bank global liquidity investment portfolio
  • Strong Excel and PowerPoint skills for report building and presentations
  • Basic knowledge in debt investment securities and non-trading market risk such as FXRBB, commodity risk, private equity risk and CSRBB, QMMF and CCAR for Pensions, ATM/AFS portfolios, etc.
  • Fundamental understanding of regulatory, compliance, risk management and financial management, and data governance concerns
  • Intermediate understanding of Bank ALM, Capital, and Liquidity considerations
  • Basic experience in debt investment securities analytics, measurement, metrics and methodologies
  • Demonstrated ability to collaboratively solution complex and dynamic processes
  • Ability to work under pressure in ambiguous environments
  • Strong oral and written communications skills with ability to synthesize complex concepts
  • Strong technical problem-solving skills
Job Responsibility
Job Responsibility
  • Support analysis in the implementation of BSM’s process by providing key analytical insights across BSM functions with a primary focus on asset allocation, FXRBB, OCI stress testing analytics for (CCAR) and QMMF for pensions and AFS /HTM securities, Commodity/Equity/CSRBB risk
  • Provide accurate analysis to be used for enhancing BSM’s analytics and methodologies and establishing Citi's first-line NTMR management framework (Policy/Standard/Procedures, models, methodologies, reporting, controls, processes, analytics, data and documentation)
  • Develop key management review presentations
  • Oversee the data results and management report metrics for decision processes
  • Support subject matter experts on the team to aid senior leaders in aligning governance and management framework, procedures and controls for all legal entities that have OCI Risk, FX risk, commodity risk, credit spread risk in the Banking Book
  • Liaise with businesses, legal entity treasury, CTI and Markets Treasury, and Controllers teams to ensure both an understanding and the ability to manage other non-trading market risks
  • Support the team and assist Manager with remediation gap efforts in other non-trading market risk (excl IRRBB) as required by Tier 1 regulations and help to remediate regulatory/audit self-identified issues concerning other non-trading market risks in the banking book and achieve target state framework
  • Applies in-depth disciplinary knowledge, contributing to the development of new techniques and the improvement of processes and work-flow for the area or function
  • Integrates subject matter and industry expertise within a defined area
  • Contributes to enhancing processes to manage these exposures in a well governed environment
  • Fulltime
Read More
Arrow Right

Quality Assurance, Monitoring & Testing Sr. Analyst

Individuals in Quality Assurance, Monitoring & Testing are responsible for the a...
Location
Location
India , Chennai
Salary
Salary:
Not provided
https://www.citi.com/ Logo
Citi
Expiration Date
Until further notice
Flip Icon
Requirements
Requirements
  • Minimum of 10+ years of experience in operational risk management, compliance, audit, or other control-related functions in the financial services industry
  • Ability to identify, measure, and manage key risks and controls
  • Strong knowledge in the development and execution for controls
  • Proven experience in control related functions in the financial industry
  • Proven experience in implementing sustainable solutions and improving processes
  • Understanding of compliance laws, rules, regulations, and best practices
  • Understanding of Citi’s Policies, Standards, and Procedures
  • Strong analytical skills to evaluate complex risk and control activities and processes
  • Strong verbal and written communication skills, with a demonstrated ability to engage at the senior management level
  • Strong problem-solving and decision-making skills
Job Responsibility
Job Responsibility
  • Help support for the assessment of activities and processes as per required Policies, Standards and Procedures to strengthen risk management quality
  • Help conduct routine testing of internal activities and processes to ensure adherence to established quality standards and identify areas of risk or non-compliance
  • Assist to review stakeholder/client feedback and respond to any quality assurance complaints or issues in a timely and efficient manner
  • Support quality testing performed for business function quality control and transformation lead quality control post completion of an activity/process
  • Help develop and execute Monitoring and Testing for controls, including control design assessment and design of operational effectiveness for monitoring & testing tools, monitoring/testing design assessment, and execution of monitoring/testing tool
  • Support reporting on quality control outcomes and control effectiveness to top management and relevant stakeholders
  • Have a good understanding of the Citi Risk & control framework and the underlying fundamentals on Risk Management
  • Help teams involved in the end-to-end monitoring of the controls as defined in Risk Management policy
  • Participate in strategic initiatives for control performance enhancements
  • Participate in leadership meetings to analyze documentation and processes to ensure risks and control points are properly addressed
What we offer
What we offer
  • Top benefits for well-being, growth, and work-life balance
  • Fulltime
Read More
Arrow Right
Jobs by Category
Art and Entertainment Jobs Banking Jobs Call Center Jobs Construction Jobs Consulting Jobs Customer Service Jobs Education Jobs Energy Jobs Finance Jobs Gastronomy Jobs Health and Beauty Jobs Hospitality and Tourism Jobs Human Resources Jobs Insurance Jobs IT - Administration Jobs IT - Software Development Jobs Legal Jobs Logistics Jobs Manufacturing Jobs Marketing, Digital Marketing, SEO, SEM Jobs Media Jobs Nursing Jobs Office Administration Jobs Pharmacy Jobs Physical Work Jobs Public Relations Jobs Public Sector Jobs Purchasing Jobs Quality Control Jobs Real Estate Jobs Research and Development Jobs Sales Jobs
Job Positions Jobs by Country
United States Jobs United Kingdom Jobs India Jobs Canada Jobs Australia Jobs Germany Jobs Ireland Jobs Poland Jobs
Company
Blog About Us Contact
Follow Us
Facebook
X (Twitter)
LinkedIn
Instagram
CrawlJobs Group
ITFlashcards AllDevBlogs
© 2026 CrawlJobs Ltd. All Rights Reserved
Terms & Conditions Privacy Policy