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Sr. Compliance Analyst

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Robert Half

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Location:
United States , San Francisco

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Category:
Finance

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Contract Type:
Not provided

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Salary:

Not provided
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Job Description:

We are looking for a Sr. Compliance Analyst to support regulatory oversight for financial product marketing activities in San Francisco, California. This Long-term Contract position focuses on reviewing materials and practices for alignment with federal banking and financial compliance standards while partnering closely with marketing and business stakeholders. The ideal candidate brings strong experience interpreting regulatory expectations, identifying risk, and helping teams maintain compliant processes in a fast-paced environment.

Job Responsibility:

  • Review marketing content and related financial product materials to ensure compliance with applicable federal regulations and internal policy standards
  • Partner with marketing and cross-functional teams to provide guidance before launch, helping reduce regulatory risk across campaigns and customer-facing communications
  • Evaluate business activities for potential compliance concerns involving banking regulations, anti-money laundering controls, and Bank Secrecy Act obligations
  • Conduct compliance assessments and document findings, recommendations, and required follow-up actions for stakeholders and leadership
  • Analyze regulatory requirements tied to financial products and translate them into practical review criteria for day-to-day business use
  • Use Excel formulas and reporting tools to organize review results, track issues, and support compliance monitoring activities
  • Collaborate with underwriting, risk, and operational teams when questions arise related to loan products or regulated marketing practices
  • Escalate high-risk items promptly and contribute to remediation efforts to strengthen controls and improve review quality
  • Review and approve all marketing materials (digital, web, email, social, and campaigns) for compliance with UDAAP, TILA, and related regulations
  • Partner closely with Marketing, Product, and Design teams to ensure compliant messaging across all financial product offerings
  • Evaluate disclosures, claims, rates/terms presentation, and promotional language to identify and mitigate regulatory risk
  • Provide clear, actionable feedback on marketing copy, layouts, and user flows to align with compliance standards
  • Review designs and marketing assets in Figma and manage feedback and approvals through Jira
  • Identify compliance gaps in marketing practices and recommend remediation or process improvements
  • Support development of marketing compliance guidelines, review frameworks, and approval processes
  • Assist with audit readiness, regulatory exams, and internal monitoring related to marketing activities
  • Stay current on regulatory changes and proactively advise Marketing on impacts to campaigns and messaging

Requirements:

  • 3+ years of experience in compliance, legal review, or risk within financial services or fintech, with a focus on marketing/advertising review
  • Strong working knowledge of UDAAP and TILA (required)
  • Experience reviewing consumer-facing marketing materials for financial products (lending preferred)
  • Familiarity with digital marketing environments and cross-functional collaboration with marketing and product teams
  • Experience using Figma and Jira (preferred)
  • Strong attention to detail, analytical thinking, and communication skills
  • Ability to balance regulatory requirements with marketing objectives and user experience

Nice to have:

  • Experience using Figma and Jira
  • Experience reviewing consumer-facing marketing materials for financial products (lending preferred)
  • Familiarity with digital marketing environments
What we offer:
  • medical
  • vision
  • dental
  • life and disability insurance
  • 401(k) plan

Additional Information:

Job Posted:
May 05, 2026

Employment Type:
Fulltime
Work Type:
On-site work
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