Senior Vice President, Regulatory Compliance, HSBC

HSBC

Location:
Singapore, Singapore

Category:
Banking

Contract Type:
Employment contract

Salary:

Not provided

Save Job

Apply Position

Job Description:

HSBC is seeking a Senior Vice President, Regulatory Compliance, to support the Corporate and Institutional Banking (CIB) sector in Singapore. The role involves maintaining an effective control framework, providing advisory services on regulatory compliance risks, overseeing compliance policy implementation, and staying at the forefront of regulatory changes while acting as a trusted advisor to the business.

Job Responsibility:

Primarily support the Head of Regulatory Compliance, Corporate and Institutional Banking (CIB) Singapore, to maintain an effective control framework and to ensure compliance with all relevant external laws & regulations, internal codes and policies and good market practices, with primary focus on the CIB area, including Investment Banking
Act as a strong partner to the CIB business to help them achieve their business strategy and growth plans, in a safe and sustainable manner
Provide advisory services to the CIB business to ensure clear understanding of regulatory compliance risk exposures with respect to clients, products and services
Support robust management of Regulatory Compliance risks, by providing senior management with analysis and reporting that is independent of the business
Oversee the implementation and adherence of Regulatory Compliance policies by the CIB business and provide the relevant support and challenge
Exercise risk steward challenge, act as independent trusted advisory in governance forums, issue management, fostering a compliance culture and optimising relations with risk owners and control owners
Stay at the forefront of regulatory changes impacting the CIB business and provide strong support to the business in developing appropriate policy and framework to manage the changes, including through proactive engagement with business stakeholders and training

Requirements:

Experienced regulator or regulatory compliance officer in the area of corporate and institutional banking, including investment banking
Excellent communication and interpersonal skills, with experience dealing with regulators or banking executives at all levels
Strong understanding of various regulations including Banking, Securities and Futures, Financial Advisory and Payment Services, as well as relevant regulations applicable to Investment Banking (e.g. Takeover Code, MAS Notice on Business Conduct Requirements for Corporate Finance Advisers), and how they are intended to be applied to different businesses, products and services
Ability to develop practical and cost-effective solutions to complex issues
Must be able to work both as a team player and independently, depending on circumstances
A legal or formal accountancy qualification or professional background in a relevant risk or audit discipline

What we offer:

Continuous professional development
Flexible working
Opportunities to grow within an inclusive and diverse environment

Additional Information:

Job Posted:
June 05, 2025

Expiration:
June 19, 2025

Employment Type:

Fulltime

Work Type:

Hybrid work

View All Jobs In This Company

Job Link Share:

Senior Vice President, Regulatory Compliance

HSBC

Location:Singapore, Singapore

Category:Banking

Contract Type:Employment contract