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The Services Regulation Compliance Risk Management team exists to support the Services business globally through the governance and oversight of applicable Regulations and the execution of controls required for Compliance Risk Management. This is a senior role within the Services Compliance & Regulatory Risk Team which will not only supplement Citi’s newly implemented Regulatory Ownership & Accountability Framework but also support senior regional & global team members provide coverage for effective Regulation Compliance Risk Management.
Job Responsibility:
Perform end-to-end Regulatory Compliance Risk Management for Global Services businesses and functions through Regulatory Change Management, including Impact Assessments, Implementation planning through to controls alignment, testing, governance and reporting
Assist with Regulatory applicability assessments for Sales & Product Businesses and related Risk & Control functions
Assist with Regulatory control identification/development where necessary and conduct Compliance adequacy and appropriateness assessments
Assist with the timely identification and reporting of issues, escalations, emerging risks and subsequent resolution
Develop communication and governance material for presentation to a wide variety of audiences from stakeholders, peers and management
Liaise with stakeholders across multiple functions while establishing and maintaining solid relationships with our internal partners across enterprise
Driving innovative analysis and providing regular updates on management of risks and issues
Establish Global reporting standards to provide transparency for GAU Owners and Cluster and Country Levels
Proactively identify opportunities to optimize and streamline processes, propose solutions and lead implementation of improvements
Requirements:
Bachelor’s degree in law, Finance, Business Management or qualification in related discipline desired but not essential
Extensive experience in Regulatory Change Management, Implementation & on-going Governance for Financial Services Regulations (experience in related industry will also be considered)
Knowledge of Services products including related control principles
Demonstrated expertise of Microsoft Office product suite and proficiency in Microsoft Excel and PowerPoint
Excellent written and verbal communication and interpersonal skills
Excellent analytical and problem solving skills
Global mindset, with regional/product understanding
What we offer:
Best-in-class benefits to be well, live well and save well
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