Senior Staff Auditor, Retail Bank Audit Job at Capital One (McLean)

Job Description

The Senior Auditor will execute professional internal auditing responsibilities across the Retail Bank line of business and associated functional areas, encompassing digital banking, branch/cafe experience, bank operations (including cash management, ATM, tax reporting, estate, and escheatment), contact center, and small business banking (including strategy and deposits, sales and servicing, and lending). This audit work involves conducting operational, financial, and compliance audit projects and contributing to the annual audit plan development. The Senior Auditor will be responsible for maintaining all organizational and professional ethical standards.

Job Responsibility

Assess risk of business activities, potential exposures, and materiality of loss
design and perform audit procedures to verify effectiveness
Design and execute internal control testing for moderately complex operations
Perform and often plan moderate difficulty audit tasks, demonstrating appropriate expertise
Utilize data and analytical tools during all phases of audit delivery
Establish and maintain strong client relations during engagements
Begin communicating audit results to management through written reports and oral presentations

Requirements

Bachelor’s Degree or military experience
At least 2 years of experience in auditing, at least 2 years of experience in accounting, at least 2 years of experience in financial analysis, at least 2 years of experience in compliance, or a combination

Nice to have

Certified Internal Auditor (CIA) or Certified Public Accountant (CPA) or Certified Regulatory Compliance Manager (CRCM) or Certified Information Systems Auditor (CISA) or Certified Bank Auditor (CBA)
2+ years of experience in banking or 2+ years of experience in financial services industry
2+ years of experience auditing in the areas of retail banking, consumer lending (i.e., card, auto, student, etc.), payments (i.e., wires, ACH, check, etc.), small business banking, vendor management, or any combination
2+ years of experience performing data analysis / data analytics techniques in support of internal auditing

What we offer

performance based incentive compensation, which may include cash bonus(es) and/or long term incentives (LTI)
comprehensive, competitive, and inclusive set of health, financial and other benefits that support your total well-being

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Senior Staff Auditor, Retail Bank Audit

Job Description

Job Responsibility

Requirements

Nice to have

What we offer

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