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Senior Staff Auditor, Financial Crimes Compliance

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Capital One

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Location:
United States , Charlotte ▼

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Category:
Finance

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Contract Type:
Not provided

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Salary:

87700.00 - 120100.00 USD / Year
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Job Description:

Capital One’s Audit function is a dedicated group of professionals focused on delivering top-quality assurance services to the organization’s Audit Committee. Audit professionals are experienced, well-trained and credentialed, and operate within a collaborative, agile environment to deliver value-added opinions and recommendations. Audit's vision to provide high value, independent, proactive insights, to innovate with technology, and to be a top-notch talent destination, creates a dynamic and challenging atmosphere for both personal growth and professional opportunity. Capital One is seeking an energetic, self-motivated Senior Auditor interested in becoming part of our Financial Crimes Compliance (FCC) Audit team. As a member of the Financial Crimes Compliance Audit team, you will focus on engagements involving BSA/AML, Sanctions, and Fraud Compliance related audit projects that provide input to the annual audit plan. The Senior Auditor will be responsible for maintaining all organizational and professional ethical standards.

Job Responsibility:

  • Participate in major components of BSA / AML, Sanctions, and Fraud Compliance audits
  • Assist in performing risk assessments of business activities and perform relevant testing based on the risks and processes associated with the area being audited
  • Assist in communicating issues, risks and recommendations to all levels of management
  • Operate independently and ensure work is completed on schedule and meets our high-quality standards
  • Develop and maintain strong and effective working relationships with key business partners and the extended Audit group
  • Leverage available data and analytical tools during the planning and fieldwork phases of audit delivery
  • Proactively follow-up on agreed audit actions to ensure management delivers their commitments within the agreed timescales
  • Proactively seek out learning opportunities to enhance skills and competencies related to role

Requirements:

  • Bachelor's Degree or military experience
  • At least 2 years of experience in auditing
  • At least 2 years of experience in accounting
  • At least 2 years of experience in financial analysis
  • At least 2 years of experience in compliance
  • At least 2 years of experience in Anti-Money Laundering, Fraud or Sanctions, or a combination

Nice to have:

  • Master’s Degree in Auditing, Master’s Degree in Accounting, Master’s Degree in Information Systems or Master of Business Administration
  • Certified Fraud Examiner (CFE), Certified Anti-Money Laundering Specialist (CAMS), Certified Internal Auditor (CIA), Certified Public Accountant (CPA), or relevant certification
  • 2+ year of experience in banking, in the financial services industry, in a professional services firm serving clients in large banks, or a combination
  • 2+ years of experience performing data analysis in support of internal auditing
What we offer:
  • comprehensive, competitive, and inclusive set of health, financial and other benefits that support your total well-being
  • performance based incentive compensation, which may include cash bonus(es) and/or long term incentives (LTI)

Additional Information:

Job Posted:
March 03, 2026

Employment Type:
Fulltime
Work Type:
Hybrid work
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