Senior Staff Auditor, Finance Job at Capital One (Plano, Texas)

Senior Staff Auditor, Finance

Capital One’s Audit function is a dedicated group of professionals focused on de...

Location

United States , Richmond; Plano; Riverwoods; McLean

Salary:

Not provided

Capital One

Expiration Date

Until further notice

Requirements

Bachelor's Degree or military experience
At least 2 years of experience in auditing, in treasury, in accounting, in financial analysis, in compliance, or a combination

Job Responsibility

Audit major components of business units
Assist in developing engagement planning documentation for assigned areas, including risk-based rationale for scoping decisions
Design and execute internal control testing for operations of varying complexity
Perform audit tasks of moderate difficulty, demonstrating a degree of audit expertise consistent with experience level
Prepare clear, organized and complete documentation to support work performed
Establish and maintain good client and team relations during engagements
Effectively communicate information and audit progress to team, clients and auditor-in-charge
Perform various aspects of engagement administration as assigned by auditor-in-charge, including hours and budget tracking
Self prioritize and effectively plan own work activities managing multiple priorities and tasks across the team to deliver quality results
Proactively take on additional work to support the team when possible

What we offer

Performance based incentive compensation, which may include cash bonus(es) and/or long term incentives (LTI)
comprehensive, competitive, and inclusive set of health, financial and other benefits

Fulltime

Staff / Senior Auditor Trust / Fiduciary

We are seeking an experienced Staff or Senior Auditor I with strong banking, tru...

Location

United States , Abilene

Salary:

Not provided

MMC Group LP

Expiration Date

Until further notice

Requirements

Bachelor's degree in Accounting, Finance, or related field required
Equivalent financial institution experience may be considered in lieu of degree
Minimum of 3 years of experience in internal audit, external audit, risk management, or related financial services role required
Experience within a regulated financial institution and/or Big Four public accounting firm required
Prior audit experience supporting: Banking Operations, Credit and Lending, Banking Products, Finance, Trust and Fiduciary Services, Asset Management
Strong understanding of financial institution regulatory environments and compliance requirements
Experience evaluating internal controls and identifying operational and regulatory risk exposures

Job Responsibility

Execute internal audits across finance, credit, banking operations, banking products, human resources, and trust and asset management functions
Evaluate the effectiveness of the internal audit program to ensure compliance with regulatory and industry standards
Assist in the planning and execution of the Internal Audit Program in alignment with internal controls, financial industry standards, and federal and state regulations
Assess risks and internal control environments to determine adequacy and operational effectiveness
Perform testing of internal controls to identify regulatory violations, policy deviations, and operational risks
Support audits related to trust and fiduciary services, ensuring compliance with trust administration and asset management standards
Serve as liaison between the bank and external auditors, regulators, and third-party reviewers
Coordinate audit schedules, information gathering, and regulatory examination preparation
Review the quality and completeness of outsourced and co-sourced audit engagements, including workpaper assessments
Prepare clear, concise, and timely audit reports including findings, audit opinions, and recommendations

What we offer

Medical, dental, and vision coverage
Life and disability insurance
Additional voluntary benefits

Fulltime

Senior Staff Auditor

Help drive organizational integrity, strengthen operational performance, and del...

Location

United States , Salisbury

Salary:

89000.00 - 133000.00 USD / Year

Perdue Farms

Expiration Date

Until further notice

Requirements

Bachelor's Degree in Accounting, Finance, or a closely related field requiring advanced coursework in accounting and auditing principles
5+ years of professional auditing, accounting, or financial analysis experience
Advanced knowledge of accounting principles, financial reporting standards, and auditing methodologies
Strong understanding of internal control frameworks such as the COSO Internal Control Framework
Ability to independently analyze complex financial and operational data and evaluate risk exposure
Demonstrated ability to apply professional skepticism and analytical reasoning in evaluating audit evidence
Strong project management and organizational skills for coordinating multiple audit assignments
Ability to provide guidance and mentorship to junior audit staff
Excellent written and verbal communication skills for preparing professional reports and presenting findings to management
Proficiency with spreadsheet tools, accounting systems, and audit management software

Job Responsibility

Plan and execute financial, operational, and compliance audits in accordance with professional auditing standards and internal audit methodologies
Conduct risk assessments and assist in developing audit plans and audit programs
Evaluate internal control systems to determine adequacy, effectiveness, and compliance with organizational policies and regulatory requirements
Analyze financial statements, accounting transactions, and operational data to identify risks, trends, and potential control deficiencies
Exercise professional judgment in selecting audit procedures, evaluating evidence, and drawing conclusions
Lead portions of audit engagements, coordinate fieldwork activities, and review work performed by staff auditors
Prepare and review detailed audit workpapers documenting procedures, analyses, and findings
Identify operational inefficiencies, internal control weaknesses, and compliance risks, and develop practical recommendations for improvement
Draft audit reports summarizing findings, risk implications, and recommended corrective actions
Present audit results and recommendations to management and participate in audit closing meetings

What we offer

medical/Rx
401(k) with employer match after 1 year
critical illness
accident insurance
dental
vision
life insurance
optional group life insurance
short-term and long-term disability protection
flexible spending accounts

Fulltime

Staff or Senior Auditor I – Banking Operations & Internal Audit

Location

United States , Abilene

Salary:

Not provided

MMC Group LP

Expiration Date

Until further notice

Requirements

Bachelor's degree in Accounting, Finance, or related field required
Equivalent financial institution experience may be considered in lieu of degree
Minimum of 3 years of experience in internal audit, external audit, risk management, or a related financial services role required
Experience within a regulated financial institution and/or Big Four public accounting firm required
Prior audit experience supporting: Banking Operations, Credit and Lending, Finance, Banking Products, Operational Risk, Internal Controls
Strong understanding of financial institution regulatory environments and compliance requirements
Experience evaluating internal controls and identifying operational and regulatory risk exposures
CPA, CIA, or similar professional certification preferred
Experience reviewing outsourced or co-sourced audit engagements
Exposure to audit automation, data analytics, and continuous improvement initiatives

Job Responsibility

Execute internal audits across finance, credit, banking operations, banking products, human resources, and other business functions
Ensure the internal audit program remains effective and aligned with regulatory and industry standards
Assist in the planning and execution of the Internal Audit Program in accordance with internal controls, financial industry standards, and federal and state regulations
Assess operational and financial risks and evaluate the adequacy and effectiveness of internal controls
Perform testing of controls to identify compliance gaps, policy deviations, and operational risks
Support audits related to banking operations, lending, finance, and product management functions
Serve as liaison between the bank and external auditors, regulators, and third-party reviewers
Coordinate audit schedules, documentation requests, and examination preparation activities
Review the quality and completeness of outsourced and co-sourced audit engagements, including workpaper assessments
Prepare clear, concise, and timely audit reports including findings, audit opinions, and recommendations

What we offer

Medical, dental, and vision coverage
Life and disability insurance
Additional voluntary benefits

Fulltime

Senior Auditor

We are part of fast growing network of firms and you will have chance for rapid ...

Location

United States , Chicago

Salary:

95000.00 - 110000.00 USD / Year

Robert Half

Expiration Date

Until further notice

Requirements

3+ years of work experience in another public accounting firm
Bachelor's Degree required
CPA licensure achieved or eligibility to sit for the exam a plus

Job Responsibility

Serve as the engagement lead on specific client accounts
Take responsibility for pre-engagement planning, execution, and final deliverables
Develop detailed engagement work plans
Illustrate budgets and schedules
Actively participate in proposals
Manage a team of staff associates, including interns, while providing regular performance coaching and feedback

What we offer

medical
vision
dental
life
disability insurance

Fulltime

Staff Auditor

This is where your insights influence change. As a member of the Baxter Finance ...

Location

Poland , Warsaw

Salary:

112000.00 PLN / Year

Baxter

Expiration Date

Until further notice

Requirements

Bachelor’s degree in accounting, finance, or other relevant field
Technical and financial knowledge, including internal control frameworks (e.g., COSO) and accounting principles (e.g., GAAP/IFRS)
1+ years of progressive relevant experience, preferably audit experience in the Big 4 or other public accounting firms
Ability to perform data analysis, reconcile information, identify potential risks, and test controls
Working knowledge of Microsoft applications, audit software, and data tools (i.e., Excel, Word, PowerPoint, Optro, PowerBI, etc.)
Strong professional skepticism, time management, effective cross‑time zone and cross‑geography coordination, and the ability to independently execute assigned tasks

Job Responsibility

Under the supervision of the senior auditor or manager assist in performing a variety of financial, operational and other projects according to the internal audit plan by understanding processes, identifying key risks, and contributing to scoping discussions
Evaluate the design and effectiveness of internal controls and identify risks, control gaps, deficiencies, or opportunities for improvement
Conduct testing of transactions and internal controls
Leverage audit software and data tools (e.g., Excel, Power BI, Optro) to perform testing and analytics
Validate adherence to company policies, procedures, or other relevant requirements
Document audit procedures, findings, and evidence in workpapers accurately and completely
Draft clear and concise audit findings and help communicate preliminary observations to audit seniors or manager
Escalate issues to senior auditors or manager when appropriate
Embed a culture of dedication and continuous improvement within the Internal Audit department and auditees
Support with SOX testing activities, as needed

What we offer

Permanent contract after 3-months
Competitive salary
Annual bonus
Medical Care
Life Insurance
Christmas bonus
Co-financing for corrective glasses and lenses
Newborn baby bonus (one-off benefit)
Employee Stock Purchase Program ESP
PPE program with very attractive conditions available for each employee after 3 months

Fulltime

Staff Auditor

This is where your insights influence change. As a member of the Baxter Finance ...

Location

Poland , Warsaw

Salary:

112000.00 PLN / Year

Baxter

Expiration Date

Until further notice

Requirements

Bachelor’s degree in accounting, finance, or other relevant field
Technical and financial knowledge, including internal control frameworks (e.g., COSO) and accounting principles (e.g., GAAP/IFRS)
1+ years of progressive relevant experience, preferably audit experience in the Big 4 or other public accounting firms
Ability to perform data analysis, reconcile information, identify potential risks, and test controls
Working knowledge of Microsoft applications, audit software, and data tools (i.e., Excel, Word, PowerPoint, Optro, PowerBI, etc.)
Accounting or audit certification and foreign language skills are preferred
Interest in learning or working with emerging technologies (e.g., AI-enabled tools, automation, data analytics)
Strong professional skepticism, time management, effective cross‑time zone and cross‑geography coordination, and the ability to independently execute assigned tasks

Job Responsibility

Assist in performing a variety of financial, operational and other projects according to the internal audit plan
Evaluate the design and effectiveness of internal controls and identify risks, control gaps, deficiencies, or opportunities for improvement
Conduct testing of transactions and internal controls
Leverage audit software and data tools (e.g., Excel, Power BI, Optro) to perform testing and analytics
Validate adherence to company policies, procedures, or other relevant requirements
Document audit procedures, findings, and evidence in workpapers accurately and completely
Draft clear and concise audit findings and help communicate preliminary observations to audit seniors or manager
Escalate issues to senior auditors or manager when appropriate
Embed a culture of dedication and continuous improvement within the Internal Audit department and auditees
Support with SOX testing activities, as needed

What we offer

Permanent contract after 3-months
Competitive salary
Annual bonus
Medical Care
Life Insurance
Christmas bonus
Co-financing for corrective glasses and lenses
Newborn baby bonus (one-off benefit)
Employee Stock Purchase Program ESP
PPE program with very attractive conditions available for each employee after 3 months

Fulltime

Senior Auditor

We are seeking a Senior Auditor to join our Internal Audit team. This role is id...

Location

United States , Work From Home

Salary:

85900.00 - 128900.00 USD / Year

Sysco

Expiration Date

Until further notice

Requirements

Bachelor's degree in Accounting, Finance, Business required. MBA is a plus
3–6+ years of experience in internal Operational audit, process improvement, consulting, or a related field required
2+ years of experience in Data Analysis. SQL is highly preferred
Review large data sets
Strong operational audit experience or hands‑on operational experience in a large, complex organization
Proven problem solver with strong analytical and critical‑thinking skills
Comfortable working independently and navigating ambiguity, self-starter
Ability to coach and mentor less‑experienced auditors while maintaining ownership of complex work
Proficiency in data analysis tools (e.g., SQL, Excel, Power BI, Tableau, audit analytics platforms)
Lean Six Sigma (Green or Black Belt), is a plus

Job Responsibility

Lead operational audits across functions such as Operations, Supply Chain, Food Safety, Cash and Carry, Financial processes and Transportation
Analyze unstructured and incomplete data to identify risks, inefficiencies, and improvement opportunities
Break down complex, ambiguous issues into clear, actionable insights
Assess operational effectiveness and process performance, not just compliance
Communicate clear, practical recommendations to business leaders, including root cause and improvement opportunities
Collaborate effectively with business partners while maintaining independence and professional skepticism
Independently manage audit workstreams, adapting scope and approach as risks and insights emerge
Provide day‑to‑day guidance, coaching, and on‑the‑job development to Staff Auditors assigned to engagements
Review staff workpapers and analyses, providing constructive feedback to strengthen audit quality and analytical thinking
Support the development of audit staff by modeling strong judgment, operational mindset, and professional communication

Fulltime

Select Country

Senior Staff Auditor, Finance

Job Description

Job Responsibility

Requirements

Nice to have

What we offer

Looking for more opportunities?

Senior Staff Auditor, Finance

Senior Staff Auditor, Finance

Staff / Senior Auditor Trust / Fiduciary

Senior Staff Auditor

Staff or Senior Auditor I – Banking Operations & Internal Audit

Senior Auditor

Staff Auditor

Staff Auditor

Senior Auditor

Our AI answers in your language