Senior Securities Operations Specialist, Wells Fargo

Wells Fargo

Location:
United States, Saint Louis ▼
Charlotte

Category:
Banking

Contract Type:
Employment contract

Salary:

Not provided

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Job Description:

Senior Securities Operations Specialist role within the Risk Service Programs, Conduct and Insights team within Wealth Investment Management Operations. This team serves as governance for enterprise risk compliance programs and is responsible for execution of risk program processes including performance oversight, control execution, compliance monitoring, and offering credible challenge.

Job Responsibility:

Develop, implement, and execute reoccurring Self-Assurance activities
Support other enterprise risk assessments such as Risk Control Self-Assessment (RCSA)
Support cross functional groups to ensure comprehensive understanding of WIM Operations business process
Lead or participate in moderately complex lifecycle initiatives and support tasks
Review and analyze moderately complex operational tasks or challenges
Collaborate and consult with peers, colleagues and mid-level managers
Resolve moderately complex escalated issues within the scope of responsibility
Research moderately complex business risks
Lead or contribute to implementation of projects and new or revised processes
Partner with other risk support groups, program functional teams and business groups

Requirements:

4+ years of Securities Operations experience
Equivalent demonstrated through work experience, training, military experience, or education
2+ years of Wealth and Investment Management experience (desired)
2+ years of Operational Risk, Change Management, and/or Quality Assurance experience (desired)
Cross functional understanding of risk, policy management and controls
Strong management reporting skills
Ability to effectively multi-task and manage multiple projects
Ability to interact with all levels of an organization
Ability to work in a fast-paced environment
Knowledge of enterprise risk frameworks and related processes
Excellent verbal, written, and interpersonal communication skills
Strong analytical skills with high attention to detail
Advanced Microsoft Office skills

Nice to have:

2+ years of Wealth and Investment Management experience
2+ years of Operational Risk, Change Management, and/or Quality Assurance experience
Cross functional understanding of risk, policy management and controls
Strong management reporting skills
Ability to effectively multi-task and manage multiple projects
Ability to interact with all levels of an organization
Ability to work in a fast-paced environment
Knowledge of enterprise risk frameworks and related processes

What we offer:

Equal opportunity employment
Consideration without regard to race, color, religion, sex, sexual orientation, gender identity, national origin, disability, veteran status
Accommodation for applicants with disabilities available upon request

Additional Information:

Job Posted:
September 07, 2025

Expiration:
September 28, 2025

Employment Type:

Fulltime

Work Type:

Hybrid work

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Senior Securities Operations Specialist