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Join our Client Asset Protection team within the Wealth Management COO office. We are a collaborative team of eight subject matter experts seeking a Senior Associate to oversee CASS compliance and regulatory reporting.
Job Responsibility:
CASS 8 Oversight: Manage mandate lists and perform extractions/validations
Reporting: Produce key MI and support CMAR submissions via the FCA RegData portal
Audit & Control: Manage CASS Resolution Pack (RP) attestations and assist with audit requests
Advisory: Review regulatory policy statements and provide oversight for new business programs
Representation: Deputise for the manager in committees and forums
Requirements:
Minimum 2 years of UK Client Assets (CASS) experience is essential
Self-starter with a collaborative mindset
Knowledge of Avaloq, RegData, or PwC Connect is a plus (training provided)
Nice to have:
Knowledge of FSCS/Depositor protection or data analytics