Senior Regulatory Compliance Manager, HSBC

HSBC

Location:
Hong Kong, Kowloon City

Category:
Finance

Contract Type:
Employment contract

Salary:

Not provided

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Job Description:

Regulatory Compliance ensures adherence to applicable regulations and standards by setting policies, mitigating conduct and reputational risks, and monitoring compliance deficiencies. The position focuses on providing compliance advisory services, managing regulatory relationships, and supporting a culture of compliance within Markets and Securities Services.

Job Responsibility:

Support the Head of Regulatory Compliance, Markets and Securities and Services, to maintain an effective control framework
Ensure compliance with all relevant external laws & regulations, internal codes and policies and good market practices
Provide advisory services to Markets and Securities Services business
Manage the relationship with relevant regulators
Be responsible for second line governance of Regulatory Compliance risks exposures
Exercise risk steward challenge, act as independent trusted advisor in governance forums, issue management, fostering a compliance culture and optimizing relations with risk and control owners
Assist the senior management of MSS Asia Pacific, the leadership of the Compliance function, and other colleagues on all material regulatory compliance-related matters

Requirements:

Significant experience as a regulator, or a senior compliance manager across all areas of Regulatory Compliance risk within a global firm, in the financial services industry
Detailed and extensive knowledge of the HSBC Group structure, its business and personnel, and HSBC’s corporate culture
Thorough understanding of Markets and Securities Services business with practical knowledge of broad range of relevant products and services and related regulations
Experience in participating and stewarding digital initiatives to completion and knowledge of relevant digital and tokenisation regulations for Hong Kong
An experienced strategic thinker
Excellent communication and inter-personal skills, with experience of dealing with executives at all levels
Ability to develop practical, cost effective solutions to complex issues
A legal or formal accountancy qualification or professional background in a relevant risk or audit

What we offer:

Flexible working
Inclusive and diverse environment
Continuous professional development
Opportunities to grow within HSBC

Additional Information:

Job Posted:
September 26, 2025

Expiration:
October 12, 2025

Employment Type:

Fulltime

Work Type:

Hybrid work

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Senior Regulatory Compliance Manager

HSBC

Location:Hong Kong, Kowloon City

Category:Finance

Contract Type:Employment contract