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As the Senior Regulatory Business Analyst, you will act as a critical architect of the firm's regulatory integrity. You will lead workstreams that ensure the seamless delivery of US Regulatory Services, effectively communicating high-level strategy to senior stakeholders and global leadership. This role sits at the intersection of Regulatory Compliance, Data Science, and Change Management. You will be responsible for navigating the complexities of the trade life cycle—from initial order to final settlement—ensuring every data point is captured, validated, and reported accurately. You will serve as the primary liaison on Steering Committees, ensuring that firm-wide system changes never compromise the logic of our regulatory reporting engines.
Job Responsibility:
Drive US Regulatory Services workstreams and serve as a senior analyst to align operations with the Regulatory Services Target Operating Model (TOM)
Identify and lead initiatives to enhance reporting automation and system integration, evaluating emerging technologies to phase out manual processes
Produce and deliver executive-level presentations detailing achievements, regulatory risks, data insights, and the progress of change management initiatives
Represent Regulatory Services on Project Steering Committees and management working groups to assess the impact of firm-wide developments on existing reporting logic
Develop and monitor KPIs for daily, weekly, and monthly reporting accuracy across CAT, TRACE, MSRB, QFC, LOPR, and Electronic Blue Sheets
Conduct deep-dive reviews of new business initiatives and rule changes
perform associated testing, UAT, and system checkouts
Coordinate the resolution of reporting anomalies by raising JIRAs, documenting technical requirements, and validating fixes
Requirements:
Bachelor’s Degree (or equivalent) required
preferred fields include Engineering, Business, or Data Science
10+ years of experience as a Senior Business/Data Analyst within Regulatory Operations
2+ years of Big 4 Consulting or Advisory experience is highly preferred
Strong proficiency in MS Office (Excel, PowerPoint, Visio)
Working knowledge of SQL and VBA is a significant plus
Experience with Vendor OMS such as Fidessa or Broadridge
Extensive understanding of financial products including Equities, Fixed Income, and Derivatives
Deep knowledge of the Trade Life Cycle (Orders, Executions, Allocations) and Middle Office processing
Familiarity with data governance and analytics initiatives
What we offer:
Strategic Influence: You will have a "seat at the table" on major Steering Committees, influencing how a global firm handles data and technology
Cutting-Edge Environment: Opportunity to work with modern data strategies and implement automation in a complex, high-stakes regulatory environment
Professional Pedigree: Work for a top-tier financial institution with a culture that values Big 4 consulting experience and technical excellence
Visibility: Direct exposure to senior leadership through the reporting of regulatory metrics and strategic roadmaps