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Brewin Dolphin Logo Brewin Dolphin · Finance

Senior Regulatory Analyst, Finance Regulatory Reporting & Control

United Kingdom, London · Job Posted May 04, 2026

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Job Description

What is the opportunity? This role will report into the Head of Regulatory Production (Associate Director/VP). You will be supporting the daily, monthly and quarterly Regulatory Reporting activity which includes monthly and quarterly submissions to the regulators for RBC EL, RBC EG, GAM, Paris branch as well as production of ICAAP and ICARA and external publications (Pillar 3). The role will also be involved in the supervision of daily monitoring of capital, leverage and large exposures limits. You will also be involved in the change work to produce or review business requirements and perform UAT. Should you be shortlisted, do please let us know if you have any specific requirements for the interview. This is a permanent full-time role and requires 4 days in the office at our 10 Fenchurch Avenue location.

Job Responsibility

  • Supervision of daily monitoring of capital, leverage and concentration risk for RBC EL and EG
  • Production or review of monthly ALCO papers
  • ICAAP and ICARA production (capital projections for base case and stress scenarios)
  • Ensure up to date documentation and controls
  • Involved in regulatory projects (e.g. Basel 3.1, CRD6)
  • Review of daily monitoring activities and communication to senior management
  • Actively managing internal limit breaches with businesses and escalating as required
  • Provide updates on ICAAP, ICARA at relevant Committees
  • Provide project updates on relevant Steering Committee and for ALCO

Requirements

  • Demonstrable experience of working in a reporting or control environment and experience of regulatory reporting requirements
  • Experience in dealing with regulatory change and enhancement projects
  • Knowledge of Capital Markets products notably: Securities, SFTs and derivatives
  • Understanding of regulatory rules e.g. Basel III, CRD V&VI, IFR
  • Excellent written and verbal communication and presentational skills
  • Good IT skills, including data manipulation in Excel and other applications
  • Strong emphasis on risk mitigation and controls
  • Problem solving abilities and a self-starter that can work on own initiative
  • Strong Excel skills

Nice to have

  • Finance qualification (ACA/CIMA/ACCA/CFA)
  • Use of Regulatory Reporting Software (Axiom)
  • Knowledge of financial products
  • Strong understanding of PRA standardised capital calculation rules and Basel 3.1
  • Experiences with COREP, IFR, ICAAP and Pillar 3 reporting

What we offer

  • A comprehensive Total Rewards Program including bonuses, flexible benefits and competitive compensation
  • Leaders who support your development through coaching and managing opportunities
  • Opportunities to work with the best in the field
  • Ability to make a difference and lasting impact
  • Work in a dynamic, collaborative, progressive, and high-performing team
  • A world-class training program in financial services
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