Senior Manager of IT Compliance Job at Robert Half (Eatontown, NJ)

It Senior Manager / It Manager, Risk Advisory Services

Forvis Mazars is a leader in audit, tax and advisory services worldwide, operati...

Location

Hong Kong , Hong Kong

Salary:

Not provided

Forvis Mazars

Expiration Date

Until further notice

Requirements

Bachelor's degree in computer science, Information Management, Accounting, or other related disciplines
Manager should possess 5+ years' working experience within IT Audit, Cybersecurity, IT Information Security or IT Risk
more experienced may be considered for the position of Senior Manager
Professionally qualified in CISA, CPA other specialist skills/qualifications
Strong command of written and oral communication skills (English, Mandarin & Chinese)
Strong teamwork ability and able to work independently
Good interpersonal, communication and problem-solving skills

Job Responsibility

Analyse and evaluate client's IT risks and controls, provide IT risk reduction recommendations, and assist in implementing solutions
Conduct benchmarking and gap analysis with IT risk-related industry frameworks (i.e. NIST, ISO, COBIT, C-RAF etc.) and provide recommendations
Assist with scoping, financial management, delivery risk management and the initial review of deliverables
Conduct fieldwork and manage small project teams to deliver value-added assurance services to clients
Identify and communicate IT audit findings to senior management and clients
Provide IT general controls and application controls audit support to external audit
Determine the objectives, scope and extent of each IT audit and ensure that the IT audit is professionally and efficiently completed within deadlines
Perform security and vulnerability assessment, assist in compliance monitoring review to identify control weaknesses and recommend remedial actions
Provide an advisory role to business units and IT groups to assess security requirements and controls
to enforce security control policies as planned

What we offer

medical and dental insurance
life insurance
5-day working week
discretionary performance bonus
birthday leave
marriage leave
employee activities

Fulltime

Senior Manager of Compliance

We’re looking for a Senior Manager of Compliance to help us build and maintain t...

Location

United States

Salary:

145000.00 - 170000.00 USD / Year

Acorns

Expiration Date

Until further notice

Requirements

FINRA Series 7 and 24 are required
Series 65 or 66 license or obtain it within the first 90 days
7+ years of compliance experience, SEC Registered Investment Adviser or Broker Dealer
BS / BA Degree or equivalent
Experience working with SEC and FINRA rules and regulations, specifically the SEC Marketing Rule and FINRA Rule 2210
Prior work experience with the SEC or FINRA is highly desirable
At least 2+ years of experience managing and developing team members
Demonstrated experience motivating, supporting, and developing team members
Ability to align compliance strategy with organizational goals
Strong ability to communicate compliance expectations and initiatives, clearly and effectively

Job Responsibility

Modify, update, and implement the investment adviser and broker-dealer written policies and procedures
Responsible for the annual review and refresh of the compliance department's Standard Operating Procedures (SOPs)
Identify, prioritize, and mitigate investment adviser and broker-dealer risks
Assist the CCO with SEC and FINRA examinations, inquiries, and requests
Collaborate with key business partners such as Legal, Marketing, Product, Support, and Invest Operations
Support the day-to-day compliance activities, including the review of customer complaints, marketing materials, referral program, and public communications
Develop risk management strategies and contribute to strategic compliance goals
Manage a small team of direct reports
Provide compliance insights to the CCO, CEO, and other key stakeholders
Serve as a role model by embodying and promoting the firm's cultural principles

What we offer

Competitive salary and stock options
A comprehensive benefits package to meet the needs of you and your family
Flexible paid time off
Numerous career possibilities that allow you to grow with Acorns
Talented and motivated team members who care deeply about one another, our mission, and our customers
The rare opportunity to create a new world

Fulltime

Senior Compliance Risk Manager - Product Compliance

As Mercury continues its rapid growth trajectory, navigating an increasingly com...

Location

United States; Canada , San Francisco; New York; Portland; Remote

Salary:

153900.00 - 213700.00 USD / Year

Mercury

Expiration Date

Until further notice

Requirements

5–7+ years of experience in a compliance advisory or product compliance role, ideally within fintech or financial services
Deep subject matter expertise in at least one product domain: Payments/ACH, Lending, or Credit Cards
Demonstrated experience partnering with product teams on regulatory and compliance matters across the product lifecycle
Strong working knowledge of applicable consumer protection, financial crime, licensing, reporting, and conduct risk requirements relevant to your domain
Proven ability to evaluate new or emerging products, identify compliance risk, and develop practical, business-enabling solutions
Strong project management skills, including the ability to define problems, create execution plans, and drive outcomes
Excellent written and verbal communication skills, with the ability to influence stakeholders at multiple levels
Comfort operating independently in a fast-paced, ambiguous environment, with sound judgment on when to escalate issues
Curiosity, adaptability, and a willingness to engage with new product types and regulatory challenges

Job Responsibility

Work closely with cross-functional risk and product teams to bring Mercury products to market in a way that meets all relevant financial partner and regulatory compliance obligations
Ensure all processes and products under your area of responsibility comply with applicable rules and regulations
Stay up to date with any changes to applicable regulations, and implement necessary updates to impacted products to maintain compliance
Support expansion for new product launches by scoping, defining and communicating product and compliance requirements
Work cross-functionally to drive remediation efforts for products within your defined scope
Support the compliance function in defining and achieving departmental initiatives, maintaining relevant policies and procedures, developing documentation solutions, and liaising with auditors
Contribute to building a strong culture of compliance across Mercury
Partner closely with Product, Risk, Operations, and Engineering to bring Mercury products to market in a manner that meets all relevant regulatory, financial partner, and network obligations
Advise product teams throughout the product lifecycle—discovery, design, launch, and iteration—to ensure products are compliant-by-design
Identify, assess, and document compliance risks associated with new and existing products, and work cross-functionally to design pragmatic mitigation strategies

What we offer

base salary
equity (stock options)
benefits

Fulltime

Senior Program Manager, AV Compliance - International Vehicle and Driver Compliance

Waymo is an autonomous driving technology company with the mission to be the wor...

Location

United Kingdom , London

Salary:

103000.00 - 108000.00 GBP / Year

Waymo

Expiration Date

Until further notice

Requirements

At least 5-6 years of experience in a regulatory compliance role, on a legal team, or in a dedicated partnership capacity, preferably within a safety-focused or transportation organization
Proven track record of managing complex vendor engagements or projects, including holding partners accountable to rigorous compliance and performance metrics
Exceptional communication skills, with the ability to distill complex regulatory requirements into actionable guidance for diverse audiences
Advanced gap-finding and risk-assessment abilities, with experience proactively mitigating issues before they impact operations
High-level organizational and project management skills, with a demonstrated ability to lead initiatives from concept to completion
Systems-thinking mindset, with the ability to transform manual, repetitive tasks into sophisticated, automated workflows at scale

Job Responsibility

Build relationships with regulators and lead the strategy to identify and secure contracts with potential vendors for scalable international vehicle compliance
Manage vehicle and driver compliance activities such as permitting and registration
Oversee vendor partnerships for autonomous vehicles and operators, monitoring the health and compliance of operations through high-level program management
Architect and scale internal vehicle and driver compliance frameworks and automated processes to meet regulatory requirements in rapidly evolving global markets, including through the use of artificial intelligence (AI) tools
Design and implement comprehensive KPI frameworks and reporting structures to monitor, assess, and drive improvements in operational and vendor performance
Establish documentation standards for compliance processes and lead communication strategies for vendors and executive stakeholders
Drive cross-functional collaboration with internal software development teams to build consistent, scalable technical solutions for evolving regulatory requirements

What we offer

Discretionary annual bonus program
Equity incentive plan
Generous Company benefits program
Health and wellness
Financial wellness
Flexibility and time off
Top-notch medical, dental and vision insurance
Mental wellness support
Gym membership
Special wellness programs

Fulltime

Senior Manager, Clinical Operations/ Senior Global Trial Manager - FSP

Parexel are currently recruiting for an experienced Global Study Operations Mana...

Location

Italy; United Kingdom , Remote; Remote

Salary:

Not provided

Parexel

Expiration Date

Until further notice

Requirements

Minimum of 7 years of relevant clinical trial management experience
Global trial management experience is essential
Experience managing CRO outsourced studies is essential
Excellent leadership, communication, and organizational skills
Able to multi-task under limited direction and on own initiative
M.S/M.A/Ph.D or B.A/B.S/nursing degree is essential
Prior and demonstrable experience working at a senior level within Study start up preferred

Job Responsibility

Accountable for the end-to-end clinical trial delivery
Providing operational leadership and oversight of cross-functional deliverables
Leading a cross functional trial team to build and deliver the trial operational plan
Responsible for leading the Cross functional trial team to influence and execute delivery of the operational plan and for end-to-end trial execution
Accountable for overall trial delivery, budget, timelines, quality, and milestones
Oversight of all aspects of CRO/vendor identification, set up, statement of work creation, budget oversight and performance (KPI’s and metrics)
Proactively ensure that trial deliverables and milestones are met according to corporate and study-level goals
Identify risks and ensure mitigations and contingencies are being initiated and followed through
Ensure trial Is operationalized in compliance with global health authority regulations and guidelines and internal operating procedures and processes
Participate in preparation for, and conduct of, Health Authority Inspections and internal QA audits

Compliance Senior Manager

We're looking for a Compliance Senior Manager to join our growing North America ...

Location

United States , Austin

Salary:

132000.00 - 185000.00 USD / Year

Assessfirst

Expiration Date

Until further notice

Requirements

7+ years of experience in Risk, Compliance (2LoD), or Internal Audit within the fintech or banking sectors
Knowledge of application state and Federal regulations, including but not limited to Regulation E, UDAAP, UCC 4A
Expertise in Issue Management lifecycles, including Root Cause Analysis, Corrective Action Plans , and validation testing
Proficiency using Jira and Audit board for tracking regulatory findings and workflow automation
Strong data visualization skills (e.g., Looker or excel) with the ability to design executive-level dashboards and define Key Risk Indicators (KRIs)
Direct experience working with internal cross-functional stakeholders including product, operation, finance, legal, and people teams
Communicating effectively with external stakeholders including auditors and regulators
Very detail oriented
Strong research and analytical skills
Excellent written and verbal communication

Job Responsibility

Ownership of the Issue Management Process: Track and trend all issues from issue identification, to issue closure/validation and remediation
Metrics and Reporting: Create metrics and reporting regarding issues in order to track timely completion rates and communicate issues with Senior Management
Develop an Issue Management procedure specific to NorthAm: create a procedure to outline all steps needed to create an issue, track an issue, close an issue, validate and remediate an issue
Conduct Root Cause Analysis: Support Compliance in conducting root cause analysis to determine why specific issues arise

Fulltime

IT Senior Manager - Back Office Applications

Why Valvoline Global Operations? At Valvoline Global Operations, we’re proud to ...

Location

United States

Salary:

Not provided

Valvoline

Expiration Date

Until further notice

Requirements

8–12+ years of progressive experience in enterprise application development, with 3–5+ years leading SAP ABAP engineering teams
Deep expertise in SAP ABAP development (ECC and/or S/4HANA) including performance engineering, code quality, and scalable design patterns
An understanding of the BTP Cloud Development and how it augments and enhances SAP solution delivery
Demonstrated experience delivering Fit-to-Standard outcomes in SAP programs, balancing business needs with standard capability adoption
Working knowledge of SAP Cloud ALM (CALM) for requirement-to-deploy traceability, testing, defect management, and release governance
Strong experience using ServiceNow (or comparable ITSM) for change management, approvals, and audit-compliant change documentation
Proven ability to lead across a matrixed organization, partnering with peer leaders and delivery teams to achieve shared outcomes
Strong stakeholder management, communication, and presentation skills
comfortable interfacing with business leaders, architecture, and delivery executives
Bachelor’s degree in Computer Science, Information Systems, Engineering, or related field required

Job Responsibility

Lead and develop a high-performing SAP ABAP, SAP BTP, and other Backoffice development teams, driving accountability, collaboration, and continuous improvement
Champion Fit-to-Standard delivery by aligning designs to standard SAP capabilities, minimizing customizations, and ensuring solution sustainability
Establish and enforce SAP engineering standards, code review practices, and quality controls that reduce technical debt and improve maintainability
Drive system and code performance through proactive performance engineering, tuning, and remediation to prevent regression and improve throughput
Partner with functional leads, process owners, and delivery leaders to translate requirements into secure, scalable technical designs and well-executed solutions
Own development discipline within the change lifecycle by leveraging SAP Cloud ALM (CALM) and ServiceNow for change, transport, release, and audit-ready documentation
Collaborate with peer leaders to provide development services that integrate seamlessly into their delivery models and roadmaps, supporting a matrixed operating environment
Coordinate with Architecture, Security, Platform Engineering, and Run/Ops teams to ensure interoperability, NFR compliance (performance, security, resilience), and stable deployments
Manage vendor and system integrator contributions where applicable, ensuring engineering quality, standards compliance, and effective knowledge transfer
Communicate effectively with technical and non-technical stakeholders, including executive-level audiences, through clear status, risk, and performance reporting

Fulltime

It Senior Manager - Back Office Applications

Why Valvoline Global Operations? At Valvoline Global Operations, we’re proud to ...

Location

United States

Salary:

Not provided

Valvoline Global

Expiration Date

Until further notice

Requirements

8–12+ years of progressive experience in enterprise application development, with 3–5+ years leading SAP ABAP engineering teams
Deep expertise in SAP ABAP development (ECC and/or S/4HANA) including performance engineering, code quality, and scalable design patterns
An understanding of the BTP Cloud Development and how it augments and enhances SAP solution delivery
Demonstrated experience delivering Fit-to-Standard outcomes in SAP programs, balancing business needs with standard capability adoption
Working knowledge of SAP Cloud ALM (CALM) for requirement-to-deploy traceability, testing, defect management, and release governance
Strong experience using ServiceNow (or comparable ITSM) for change management, approvals, and audit-compliant change documentation
Proven ability to lead across a matrixed organization, partnering with peer leaders and delivery teams to achieve shared outcomes
Strong stakeholder management, communication, and presentation skills
comfortable interfacing with business leaders, architecture, and delivery executives
Bachelor's degree in Computer Science, Information Systems, Engineering, or related field required

Job Responsibility

Lead and develop a high-performing SAP ABAP, SAP BTP, and other Backoffice development teams, driving accountability, collaboration, and continuous improvement
Champion Fit-to-Standard delivery by aligning designs to standard SAP capabilities, minimizing customizations, and ensuring solution sustainability
Establish and enforce SAP engineering standards, code review practices, and quality controls that reduce technical debt and improve maintainability
Drive system and code performance through proactive performance engineering, tuning, and remediation to prevent regression and improve throughput
Partner with functional leads, process owners, and delivery leaders to translate requirements into secure, scalable technical designs and well-executed solutions
Own development discipline within the change lifecycle by leveraging SAP Cloud ALM (CALM) and ServiceNow for change, transport, release, and audit-ready documentation
Collaborate with peer leaders to provide development services that integrate seamlessly into their delivery models and roadmaps, supporting a matrixed operating environment
Coordinate with Architecture, Security, Platform Engineering, and Run/Ops teams to ensure interoperability, NFR compliance (performance, security, resilience), and stable deployments
Manage vendor and system integrator contributions where applicable, ensuring engineering quality, standards compliance, and effective knowledge transfer
Communicate effectively with technical and non-technical stakeholders, including executive-level audiences, through clear status, risk, and performance reporting

Fulltime

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Senior Manager of IT Compliance

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