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Senior Manager of Compliance

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Acorns

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Location:
United States

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Category:
Finance

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Contract Type:
Not provided

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Salary:

145000.00 - 170000.00 USD / Year
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Job Description:

We’re looking for a Senior Manager of Compliance to help us build and maintain the trust our customers place in us every day. You’ll be instrumental in ensuring our products, communications, and everything we create meets regulatory standards as we work to accomplish our mission of looking after the financial best interests of the up-and-coming.

Job Responsibility:

  • Modify, update, and implement the investment adviser and broker-dealer written policies and procedures
  • Responsible for the annual review and refresh of the compliance department's Standard Operating Procedures (SOPs)
  • Identify, prioritize, and mitigate investment adviser and broker-dealer risks
  • Assist the CCO with SEC and FINRA examinations, inquiries, and requests
  • Collaborate with key business partners such as Legal, Marketing, Product, Support, and Invest Operations
  • Support the day-to-day compliance activities, including the review of customer complaints, marketing materials, referral program, and public communications
  • Develop risk management strategies and contribute to strategic compliance goals
  • Manage a small team of direct reports
  • Provide compliance insights to the CCO, CEO, and other key stakeholders
  • Serve as a role model by embodying and promoting the firm's cultural principles

Requirements:

  • FINRA Series 7 and 24 are required
  • Series 65 or 66 license or obtain it within the first 90 days
  • 7+ years of compliance experience, SEC Registered Investment Adviser or Broker Dealer
  • BS / BA Degree or equivalent
  • Experience working with SEC and FINRA rules and regulations, specifically the SEC Marketing Rule and FINRA Rule 2210
  • Prior work experience with the SEC or FINRA is highly desirable
  • At least 2+ years of experience managing and developing team members
  • Demonstrated experience motivating, supporting, and developing team members
  • Ability to align compliance strategy with organizational goals
  • Strong ability to communicate compliance expectations and initiatives, clearly and effectively
  • Passion for Acorns’ mission
  • Ability to align company vision and organizational goals with team execution
  • Commitment to upholding policy and procedures per company standards
  • Own strategic decision-making and effectively communicate direction to team members
  • Hunger to deliver game-changing products
  • Exceptional drive and precision in delivery
  • A belief that your work is tied to your life's mission
  • Optimistic about the potential of societal change
What we offer:
  • Competitive salary and stock options
  • A comprehensive benefits package to meet the needs of you and your family
  • Flexible paid time off
  • Numerous career possibilities that allow you to grow with Acorns
  • Talented and motivated team members who care deeply about one another, our mission, and our customers
  • The rare opportunity to create a new world

Additional Information:

Job Posted:
February 18, 2026

Employment Type:
Fulltime
Work Type:
Remote work
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