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Capital One is looking for a Senior Manager to support the Anti-Money Laundering (AML) Advisory Card and Enterprise Services team. The Senior Manager Compliance Advisor performs a key risk management role (second line of defense), to help ensure corporate initiatives and lines of business processes comply with applicable laws and regulations. While working within the Compliance Management Program framework, the Compliance Advisor Senior Manager is responsible for delivering quality results, providing compliance advice to lines of business as a subject matter expert, and executing or participating in corporate processes.
Job Responsibility:
Advise the Card and Enterprise Service lines of business on application of AML requirements
Act as the central point of governance and oversight for all issues, findings and remediations as well as enterprise-wide initiatives on behalf of Cards Advisory
Manage all Audit, Regulatory, and other reviews of the AML program relating to Cards
Evaluate Internal Audit, Regulatory Exam, and self-identified issues and events for compliance impacts
Analyze information to proactively identify risks, trends, and process improvements
supports reporting on risk topics to management
Identify trends in data and proactively advise on identified external and internal risks
Stay current on the changing AML regulatory landscape and understanding the impacts to the Card and Enterprise Services businesses
Participate in Compliance forums and contribute to continuous improvement of local AML risk management processes
Review inquiries from Card and Enterprise Services lines of business and provide guidance on remediation
Maintain subject matter expertise of applicable laws and regulations
Provide effective challenge and guidance on compliance risks and support lines of business through various interactions and forum engagements
Flexibility to travel to different Capital One locations, as necessary
Requirements:
Bachelor's Degree or military experience
At least 6 years of experience in Regulatory Compliance, Risk Management, or Anti-Money Laundering (AML) compliance
At least 2 years of advisory or consulting experience
Nice to have:
Master’s Degree or Juris Doctor
7+ years of experience in Regulatory Compliance, Risk Management, or Anti-Money Laundering (AML) compliance
Certified Anti-Money Laundering Specialist (CAMS)
Highly developed interpersonal, presentation, and communications skills (both verbal and written)
Proficiency with structuring slides and presentations in order to convey risk information
What we offer:
performance based incentive compensation, which may include cash bonus(es) and/or long term incentives (LTI)
comprehensive, competitive, and inclusive set of health, financial and other benefits that support your total well-being