Senior Investment Portfolio Control Consultant, Wells Fargo

Wells Fargo

Location:
United States, Saint Louis ▼
Charlotte

Category:
Finance

Contract Type:
Employment contract

Salary:

Not provided

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Job Description:

The WIM Investment Solutions Center of Excellence (IS COE) is looking for a Senior Investment Portfolio Control Consultant in the FA Directed Portfolio Analysis (FADPA) team. The FADPA team is responsible for monitoring of investment risk for advisors that have both discretion and a fiduciary responsibility. This group also provides portfolio analytics support for Advisors seeking analytics and assistance. The team is responsible for partnering with the relevant business group across the Wells Fargo Advisors (WFA) organization to identify, assess, manage and mitigate current and emerging investment risk.

Job Responsibility:

Work with advisors daily providing investment risk data, reviewing investment strategies and benchmarks, and identifying key risk in client accounts
Conduct proactive reach outs to advisors to help them reduce investment risk in client accounts
Help train advisors on the use of analytic tools and firm resources
Performs various moderately complex activities related to assessing portfolio risk exposures
Identify, assess, manage and mitigate current and emerging investment risk
Provides an aggregate view of portfolio risk and serves as a subject matter expert
Consults and provides input into investment processes and governance
Produces daily, monthly, quarterly and annual investment risk reports for Sr. Management
Utilizes multiple complex data sources
complies and mines sources to achieve data needs for analyses
Lead or partner with the relevant business group to identify, assess, manage and mitigate current and emerging investment risk
Collaborate and consult with peers, colleagues and mid-level managers to resolve issues and achieve goals
Potentially lead projects and team initiatives to advance risk monitoring

Requirements:

4+ years of investment portfolio control experience, or equivalent demonstrated through work experience, training, military experience, education
4+ years of Investment acumen and Investment risk experience
FINRA registration including Series 7 and Series 66 (or FINRA recognized equivalents)
Demonstrated leadership on cross-functional business initiatives
Experience implementing policies and procedures, oversight of controls, and conducting supervisory review tasks
Project management experience
Ability to prioritize work, meet deadlines, achieve goals and work under pressure
Experience with developing new control processes, understanding data file structure
Strong analytical skills with high attention to detail
Experience leading projects with third party vendors such as Blackrock Alladin, Morningstar Direct or FactSet
Intermediate Microsoft Office Skills, including Excel
Excellent verbal, written, and interpersonal communication skills
BS/BA degree or higher in accounting or finance, computer science, engineering or other scientific background

Nice to have:

Chartered Financial Analyst (CFA) designation or demonstrated progress toward the designation
Project Management Professional (PMP) Certificate

Additional Information:

Job Posted:
October 05, 2025

Expiration:
October 08, 2025

Employment Type:

Fulltime

Work Type:

Hybrid work

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Senior Investment Portfolio Control Consultant