Senior Institutional Investment Operations Specialist, Wells Fargo

Senior Institutional Investment Operations Specialist

Wells Fargo

Location:
United Kingdom, City of London

Category:
Finance

Contract Type:
Not provided

Salary:

Not provided

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Job Description:

Wells Fargo is looking for a Senior Institutional Investment Operations Specialist to join the transaction reporting team within CIB operations on a fixed-term contract. The position requires expertise in MiFID, EMIR, transaction reporting methodologies, and related regulations. The role involves ensuring regulatory compliance, managing change projects, and improving internal infrastructure for transaction reporting processes.

Job Responsibility:

Monitor and when needed perform the daily exceptions management process in a timely and accurate manner to meet Wells Fargo’s reporting obligations
Further enhance the control framework around transaction reporting processes
Maintain and enhance the governance documents (eg. Process flows and procedures)
Provide analytical support to regulatory change projects
Act as the link between business requirements and technology solutions
Co-ordinate testing support to regulatory change projects with local SMEs
Work with Traders and Salespeople to work through potential trade issues and violations
Work with Compliance and Legal team partners on rule interpretations for regulatory change
Delivery timely and accurate MI to Operations & Compliance management
Issue Management and write ups
Liaise with senior regional stakeholders through Senior Stakeholder meetings
Help drive and close out items on the TR BOW, own and steer issues until resolution

Requirements:

Knowledge of transaction reporting operations including EMIR, MiFIR, SFTR
Ability to understand and translate regulatory rule changes and map to requirements
Working product knowledge in OTC Derivatives/Fixed Income and Equities spaces
Experience of working with project stakeholders to deliver change
Proven track record of process improvements and project delivery
Solid communication and organizational skills – to work with local and remote Operations, Technology and Compliance stakeholders
Proficient with Microsoft Excel (VBA preferred)

Additional Information:

Job Posted:
April 28, 2025

Expiration:
May 01, 2025

Employment Type:

Fulltime

Work Type:

On-site work

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