Senior Institutional Investment Operations Specialist, Wells Fargo

Wells Fargo

Location:
India, Bengaluru

Category:
Finance

Contract Type:
Employment contract

Salary:

Not provided

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Job Description:

Senior Institutional Investment Operations Specialist role at Wells Fargo focusing on operational risk, RCSA, and supporting institutional trade flow lifecycle with emphasis on risk mitigation and compliance-driven culture.

Job Responsibility:

Assist in lifecycle support for institutional trade flow
Manage client account onboarding, cash payments, customer service, funding operations
Lead moderately complex initiatives and deliverables
Contribute to large scale planning related to process, procedures and efficiencies
Identify and recommend opportunities for process improvement and risk control development
Provide leadership to resolve multi-faceted complex issues
Serve as a leader on projects and internal initiatives
Execute Process review and Enhancement (PRE) Self Inspection program (SIP)
Manage Business Continuity Planning (BCP)
Weekly production of WFS Operations metric program
Monthly processing for Sub-Ledger Account Substantiation (SLAS)
Conduct Walk through sessions with operations teams
Perform process gap analysis, control testing, Metric Mapping
Interact with EMEA business partners
Support control testing, Incident Reporting, Risk reviews

Requirements:

4+ years of Institutional Investment Operations experience or equivalent
Understanding Capital Markets and different product taxonomies (FX, Derivatives, Brokerage)
Knowledge of Risk function deliverables like Key Risks & Controls
Experience in Capital Market operations/middle office operations
Good working experience in product classes like FX, equity, fixed income
Moderate experience in Operational risk
English language proficiency
Ability to work nights
Attention to detail
Understanding of processes flows, process gaps and controls
Knowledge of BCP and Risk Management
MS Office skills
Knowledge of systems: GMI, Intellimatch, Imagine, Broadridge, Calypso
Working experience in Corporate investment banking in operational risk role

Nice to have:

Good team player
Knowledge of specific systems: GMI, Intellimatch, Imagine, Broadridge, Calypso
Working experience in Corporate investment banking in operational risk role

What we offer:

Equal opportunity employment
Consideration without regard to race, color, religion, sex, sexual orientation, gender identity, national origin, disability, veteran status
Accommodation for applicants with disabilities available upon request

Additional Information:

Job Posted:
September 18, 2025

Expiration:
September 22, 2025

Employment Type:

Fulltime

Work Type:

On-site work

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Senior Institutional Investment Operations Specialist