Senior Governance and Regulatory Assurance Lead Job at Allen Lane (London)

Risk and Controls Oversight Senior Lead - Third party and LRR Risk

Location

United Kingdom , London; Northampton

Salary:

Not provided

Barclays

Expiration Date

Until further notice

Requirements

Good understanding of Retail Banking Customer Journeys to identify and manage associated risks and controls
Proven experience in data analytics, data science, and driving automation and digitization within Risk Management processes
End-to-end third-party lifecycle risk management: onboarding, due diligence, ongoing monitoring, exit
Supplier dependency & concentration risk management (critical vendors, single points of failure)
Outsourcing / material service provider risk management and compliance with regulatory expectations
Fourth-party risk visibility (sub-contracting chains, hidden exposures)
Third-party performance & control assurance (SLAs, control attestations, audits)
Alignment of controls to LRR obligations and regulatory standards, ensuring correct applicability across journeys in Customer & Digital
Understanding of new LRRs impacting the business, with ability to work closely with Regulatory Engagement teams to ensure compliance
Ability to balance risk management with business goals when defining Risk Appetite, and effectively influencing or negotiating with stakeholders on risk acceptance

Job Responsibility

Develop and assess risk appetite, lead conversations on risk acceptance, ensure controls are designed and assessed properly, resolving any gaps and improving the control environment
Ensure ongoing monitoring of controls to keep the business audit ready, embed active risk management culture, assessing new business activities and leveraging tools KRIs and risk dashboards
Stay on top of market trends and emerging risks, driving continuous education based on internal and external themes and lessons learnt
Ensure compliance with relevant laws and regulations, preparing and enhancing governance papers and reports
Identify opportunities for data led controls monitoring and automation of controls
Ensure compliance with RCSA, Issue management and Risk events management process in line with Operational Risk framework

Fulltime

New

Compliance And Assurance Lead

Psychiatry UK is the UK’s leading provider of digital psychiatry services, worki...

Location

United Kingdom

Salary:

50000.00 GBP / Year

Psychiatry UK

Expiration Date

Until further notice

Requirements

Educated to degree level or equivalent experience in quality, governance, compliance, audit, healthcare management or a related field
Experience working within, or in partnership with, mental health services
Good understanding of mental health pathways, clinical governance and service quality standards
Good working knowledge of the Care Quality Commission (CQC) regulatory framework and assessment requirements
Experience supporting services to prepare for CQC inspections, assessments or regulatory information requests
Experience producing or coordinating Quality Accounts and other statutory quality reporting
Experience preparing governance papers, assurance reports or performance reports for senior leaders or committees
Experience of monitoring and tracking quality improvement, governance or Quality Strategy action plans to ensure timely delivery
Ability to review evidence, identify risks or gaps, and escalate issues appropriately to support regulatory compliance and continuous quality improvement
Strong problem-solving skills and attention to detail

Job Responsibility

Support delivery and monitoring of the Quality Strategy, ensuring progress against objectives, KPIs and CQC domains
Monitor quality improvement action plans, tracking milestones, evidence, risks and escalating issues where required
Analyse quality and compliance data to identify trends, risks and opportunities for service improvement
Lead and coordinate CQC inspection readiness, including self-assessments, evidence collation and regulatory action plans
Maintain knowledge of the CQC mental health assessment framework to ensure ongoing regulatory compliance
Produce and coordinate Quality Accounts, assurance reports and governance updates
Collate and interpret information from clinical audit, Internal Review and Risk Registers to support assurance reporting
Provide regular progress updates and assurance reports to senior leaders and governance committees
Work collaboratively with clinical and operational teams to ensure action plans are SMART, evidence-based and effectively implemented
Demonstrate experience in quality assurance, clinical governance or regulatory compliance, with excellent analytical, organisational and stakeholder management skills

What we offer

Health Cash Plan
Well Hub Subscription
Employee Assistance Programme
Annual Volunteering Day
Enhanced Sickness and Family Leave pay
Length of Service Bonus
Work from Home allowance
Pension options

Fulltime

Head of Risk and Regulatory Assurance

At Hyde, we’re committed to providing safe, high-quality homes across the social...

Location

United Kingdom , London Bridge

Salary:

80000.00 - 95000.00 GBP / Year

360 Resourcing Solutions

Expiration Date

Until further notice

Requirements

Significant experience leading risk, assurance or governance functions in a complex or regulated environment – housing is preferential
Strong knowledge of regulatory frameworks and compliance, ideally within housing, public sector or similar
Proven experience developing and embedding risk management frameworks and risk appetite
The ability to translate complex risk information into clear, meaningful insight for senior stakeholders
Experience of engaging, influencing and constructively challenging Executive and Board-level stakeholders
A track record of building strong risk and assurance cultures across organisations
Experience or exposure to information governance, data protection and internal controls

Job Responsibility

Lead and continuously improve Hyde’s Risk Management Framework, ensuring it is aligned to strategy and embedded across all directorates
Oversee strategic and operational risk registers, ensuring risks are clearly identified, managed and linked to decision making
Drive a strong risk-aware culture, providing challenge, insight and support to senior leaders
Lead regulatory compliance and assurance activity, including self-assessments and regulatory readiness
Deliver high-quality reporting to Executive, Board and Audit & Risk Committee, translating complex risk into clear insight
Oversee internal audit, ensuring plans are aligned to key organisational risks and actions are effectively delivered
Lead Hyde’s information governance framework, including data protection, data quality, and compliance with legislation such as the Data Protection Act
Act as a key point of escalation for governance and data-related issues, working closely with internal and external stakeholders
Ensure effective oversight of regulatory action plans and improvement activity
Build strong relationships with regulators, auditors and sector bodies, enhancing Hyde’s reputation for strong governance

What we offer

Bonus
Car allowance
Private Medical Insurance
Hybrid working and a commitment to work-life balance
Ongoing development and support

Fulltime

Senior Commercial Manager (Governance / Assurance)

Senior Commercial Manager (Governance / Assurance) role within the Directorates’...

Location

United Kingdom , Bristol

Salary:

Not provided

Morson Talent

Expiration Date

Until further notice

Requirements

A track record of managing and delivering Governance and/or Assurance related activities, preferably within a nuclear and/or major programme environment
Commercial management experience with NEC and/or FIDIC (preferably both) in complex infrastructure or energy projects
Experience of delivering board level insight reports and ownership of the reporting and data within those reports
Innovative in problem-solving, embracing new ideas to deliver successful results
Good communication and presentation skills
Good understanding of the UK regulatory framework
Ability to work with subject matter experts to take complex information and effectively distil this into key requirements for implementation
Ability to engage with individuals at all levels - including escalating matters to senior leadership where appropriate
Excellent communication skills
Problem solver who can understand wider strategic context and is prepared to take ownership and work autonomously to deliver requirements which meet these aims

Job Responsibility

Manage and deliver the yearly schedule of assurance activities in accordance with the Governance Framework
Oversee the delivery of Cost Verification audits, supporting review and development of approach, insights and any training or improvement work identified
Oversee the management of the Contract Document Change process
Represent the Client Team where required on Project Groups, Committees and Boards
Work with others across the Supply Chain Directorate to ensure appropriate levels of understanding around the delivery of these services, and consider different communication and training types to facilitate this
Oversee delivery of actions identified from assurance and cost verification reports, and follow up on these actions to make sure they are closed out in a timely manner
Escalate areas of Commercial Risk resulting from non-compliance, or ineffective process, to the Commercial Lead and via appropriate risk registers, with clear action plans for improvement
Review Directorate processes and procedures which are relevant to assurance and cost verification activity, and input any proposed changes to these (prior to technical review/owner approvals)
Report key updates to the Commercial Lead and Supply Chain Directorate Senior Leadership Team
Produce slide packs where required for relevant forums such as Risk and Audit Sub-committee or HPC GenCo Board

Quality Assurance, Monitoring & Testing Senior Lead Analyst

Technology & Business Enablement (T&BE) empowers Citi to achieve its day-to-day ...

Location

India , Mumbai

Salary:

Not provided

Citi

Expiration Date

Until further notice

Requirements

Strong experience in risk and control/ audit supervision, quality assurance / control and monitoring processes
In-depth subject matter expertise of technology process and risks
Experience in Enterprise Resilience and Operational Resilience is preferred
Ability to demonstrate critical thinking and lean towards solutioning
Meaningful knowledge of the risk management framework, including risk identification, risk appetite and strategy, risk-related decisions, processes and controls, risk analytics and governance
Experience working horizontally across an organization and participating in enterprise-wide implementations of major policy and relevant risk programs
Broad understanding of relevant banking regulation and supervisory expectations for large complex financial institutions
Well-developed listening skills and a strong ability to engage at the executive management level by providing proactive support and advice on a variety of risk matters
Superior oral and written communication skills, and in particular ability to assess and contribute to the content of key risk and control reporting and provide clear, timely and concise status updates to senior management
Strong ability to engage at the senior management level and demonstrated communication experience at different levels of organization

Job Responsibility

Manage, deliver, and supervise assigned QA portfolio to ensure on-time and quality execution of QA reviews in conformance with QA procedure
Design and lead QA reviews/assessments to provide independent assurance/check and challenge on the design and operating effectiveness and sustainability of the remedial actions
Support high severity issue and Transformation regulatory commitment owners towards effective and on-time remediation
When new issues are identified, support issue owner in defining the corrective action plans
Monitor progress of the remediation of issues within QA scope and support issue owner during issue validation period towards successful closure of the issue
Support Data QA Director (QAD) in fostering a strong partnership across T&BE, Data, Global Business Risk and Controls, 2nd, and 3rd line functions
Support QA management to escalate concerns timely, consistently and at the right levels by contributing to senior management reporting
Contribute to continued improvement in QA strategy, procedure, and coverage through the delivery of QA products
Support Data QAD to effectively plan and manage allocated resources and budgeted hours for the portfolio
Act as a mentor/coach to respective team members and provide training to QA team members as required

Fulltime

Regulatory Reporting Senior Analyst - Quality Assurance

The Quality Assurance Test Analyst supports end‑to‑end QA testing across regulat...

Location

India , Pune

Salary:

Not provided

Citi

Expiration Date

Until further notice

Requirements

8+ years in financial services, with significant experience in regulatory reporting, QA testing, or control functions
Strong exposure to U.S., EMEA, or APAC non-financial regulatory reporting frameworks
Familiarity with regulatory bodies and concepts such as ESMA, FCA, CFTC, MAS, HKMA, ASIC, JFSA, Basel III, or GAAP/SEC
Proven ability to translate intricate regulatory rules into practical test scenarios and logic
Advanced SQL proficiency for complex query writing and execution
Strong command of Microsoft Excel, including macros or VBA
Working proficiency in Python for automation and analytical tasks (preferred)
Experience with structured/unstructured datasets and data quality assessments
Exceptional written and verbal communication abilities
Highly analytical mindset capable of synthesizing large volumes of information

Job Responsibility

Execute test plans to perform completeness, accuracy and timeliness testing for non-financial regulatory reports and document outcomes with precision and completeness
Identify defects with clear reproduction steps and adequate detail for downstream investigation
Perform gap analysis, outcome validation, and traceability checks
Prepare test data and coordinate with technology teams to ensure appropriate test environments
Contribute to understanding regulatory requirements and translating them into testable scenarios
Provide timely updates during team meetings and maintain transparent communication during test cycles
Prepare Test Result summary, dashboard and QA heatmap for stakeholder reporting
Apply understanding of the end‑to‑end non‑financial regulatory reporting lifecycle and associated control frameworks
Translate regulatory rules into executable test logic across regimes in NAM, EMEA, APAC
Perform front‑to‑back and back‑to‑front testing to validate accuracy, data lineage and population completeness

Fulltime

Regulatory Risk MCA Governance Health Lead

An individual in Enterprise Risk Management plays a critical role in managing th...

Location

Costa Rica , Heredia

Salary:

Not provided

Citi

Expiration Date

Until further notice

Requirements

10+ years of experience in Operational Risk Management, Audit, Compliance or other control function
Experience in assessing risks and evaluating controls in collaboration with various teams
Proven ability to design and lead projects to enhance processes
Knowledge of evolving requirements and their impacts
Expertise in maintaining a robust Manager’s Control Assessment (MCA) in compliance with risk policies
Proficiency in applying requirements and implementing compliance policies
Experience in liaising with Compliance Assurance and Internal Audit for issue resolution
Ability to maintain oversight through metrics review and corrective action plans tracking
Proven ability in preparing presentations on developments and emerging risks for senior management
Experience serving as a primary contact for audit groups

Job Responsibility

Monitor the business changes and predict possible risk scenarios
Design and lead projects to execute control enhancements over processes
Document processes developed, actions taken and track matters to ensure resolution
Collaborate with ICRM regularly to ensure correct interpretation and application of requirements
Assess potential modifications to compliance policies, contemplate their effects, and collaborate with significant parties to ensure effective implementation
Liaise with Compliance Assurance and Internal Audit to facilitate resolution of any issues identified
Maintain oversight through review of metrics, monitoring of activity, and tracking of corrective action plans
Prepare presentations to update senior management and various governance committees on developments, emerging risks, control issues, and enhancements
Assist the Business in key policy adherence and monitoring
Update and maintain a robust Manager’s Control Assessment (MCA) in compliance with the Citi’s Risk Policy

Fulltime

Cyber / Tech 2nd LOD Senior Lead Analyst, Senior Vice President

The Technology and Cyber Compliance and Operational Risk Office (TCCORO) at Citi...

Location

Poland , Warsaw

Salary:

340990.00 - 580610.00 PLN / Year

Citi

Expiration Date

Until further notice

Requirements

Experience in technology and cyber risk assessments, metrics, enterprise technology services, risks, and controls within globally complex, dispersed, and diverse organizations
Advanced knowledge and experience leading control design and operating effectiveness evaluation, testing, and reporting with a track record of influencing effective risk mitigation strategies
Excellent presentation skills as well as the ability to effectively communicate complex topics to a broad audience
Advanced proficiency in creating written executive materials and mastery in verbal presentation to Executive audiences
Outstanding communication and influencing skills, with the ability connect with individuals throughout all levels of the organization and with external partners and vendors
Exceptional relationship management skills, including demonstrable experience managing through conflict and issue resolution with senior stakeholders
Proven ability to work within teams, manage cross-functional projects, influence executive-level strategic decision-making, and effectively translate technology / cyber risk insights to value-add risk mitigation solutions
Subject matter expert in one or more industry standard risk management frameworks (including ISO27001, COBIT, TOGAF and CRI for example), and an in-depth understanding of technology and cyber risk mitigation strategies
Deep knowledge of products within the coverage area (e.g, Markets, Banking), including a technical understanding of current and emerging trends as well as the ability to apply in-depth understanding of the business impacts of technical contributions
In-depth knowledge of technology and cyber risks and controls across various information system architecture and engineering domains including data protection, identity and access management, vulnerability management, network security, endpoint security, logging and monitoring, incident management, and third-party management

Job Responsibility

Manages internal projects on threat issues that support a variety of participants and stakeholders measuring the effectiveness and comprehensiveness of Citi’s first line defenses
Establishes and oversees the application of compliance and technology and cyber policies and procedures, technology and tools, and governance processes to provide credible challenge for minimizing losses from technology and cyber risks
Independently assesses technology and cyber risks and drive actions to address the root causes that persistently lead to operational risk losses by challenging both historical and proposed practices
Leads independent assurance activities to assess areas of concern including substantive and controls testing
Monitors, evaluates, and challenges Key Risks and associated Key Risk Indicators triggers and thresholds
Identifies potential risks associated with program/project delivery on a technical and detailed level
Leads various second line of defense technology and cyber assessments including risk assessments, control assessments, maturity assessments etc
Assesses technology and cyber risks associated with new initiatives and programs being proposed for implementation
Challenges the design, adequacy and strength of the control environment associated to technology and cyber and recommends actions to ensure the operational risk profile is in line with the technology and cyber risk appetite
Executes ad-hoc activities for the TCCORO organization, including but not limited to: researching and producing materials for presentations of deep dives into selected topics, coordinating deliverables related to audits and examinations, and maintaining associated data for executive reporting

What we offer

Employer paid Defined Contribution Pension Plan contribution of 6% of employee’s pensionable earnings (PPE Program)
Employer paid Private Medical Care Package for employees and Private Medical Care Packages for certain family members available at preferential rates
Employer paid Life Insurance Program for employees and Life Insurance for certain family members available at preferential rates
Employee Assistance Program financed by Employer
Paid Parental Leave Program (maternity and paternity leave
statutory and 2 weeks additional paid paternity leave)
Sport Card for employees subsidised via Social Benefits Fund and Sport Cards for certain family members available at preferential rates
Additional benefits from Company’s Social Benefit Fund, in particular: Holidays Allowance, support for sport and cultural activities, team building events
Additional day off for volunteering
Cafeteria/ flex benefit

Fulltime

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Senior Governance and Regulatory Assurance Lead

Job Description

Job Responsibility

Requirements

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