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Senior Counsel - Wealth & Investment Management

https://www.wellsfargo.com/ Logo

Wells Fargo

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Location:
United States , BOSTON ▼

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Category:
Legal

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Contract Type:
Not provided

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Salary:

139000.00 - 260000.00 USD / Year
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Job Description:

Wells Fargo is seeking a Senior Counsel to join the legal team supporting its Wealth and Investment Management (WIM) division. This Senior Counsel will be responsible for: (i) providing advice and guidance on WIM’s Regulation Best Interest obligations; (ii) updating and drafting disclosure in support of WIM’s investment advisory wrap programs; (iii) analyzing the import of regulatory trends impacting the provision of investment advice in the wealth management space; and (iv) supporting evolving WIM and the Legal department priorities.

Job Responsibility:

  • Serve as the WIM Legal Division subject matter expert on Regulation Best Interest, which will entail engagement with senior members of WIM’s Distribution, Compliance, and Risk organizations.
  • Collaborate across WIM to update and enhance Regulation Best Interest and investment advisory program disclosures (including Form ADV 2A’s).
  • Provide advice on legal and regulatory issues impacting the provision of investment advice in the wealth management space, including matters involving dual registrants and banks.
  • Support evolving WIM business and Legal department priorities involving Regulation Best Interest, investment advisory wrap programs, and bank managed accounts.
  • Collaborate closely with lawyers across the WIM Legal Division as well as members of the Compliance and Risk teams.
  • Lead complex initiatives with broad impact and act as a key participant in large scale planning
  • Identify and analyze complex legal issues, develop conclusions and make recommendations for issue resolution
  • Partner with business leaders and management of other corporate departments to develop and implement risk management programs

Requirements:

  • 4+ years of Legal experience, or equivalent demonstrated through one or a combination of the following: work experience, training, military experience, education
  • Active State Bar membership or the equivalent in a country outside the United States

Nice to have:

  • Prior experience at a dually registered broker-dealer/investment adviser or law firm advising on: Regulation Best Interest
  • the Investment Advisers Act
  • or fiduciary investment management matters subject to 12 C.F.R Part 9.
  • Demonstrated ability to collaborate effectively with legal subject matter experts, Compliance, Risk, regulatory relations, and business stakeholders.
  • Demonstrated ability and interest in learning new areas of the law and financial services industry.
  • Demonstrated flexibility to adapt to dynamic scope of role to support changing business and Legal department priorities.
What we offer:
  • Health benefits
  • 401(k) Plan
  • Paid time off
  • Disability benefits
  • Life insurance, critical illness insurance, and accident insurance
  • Parental leave
  • Critical caregiving leave
  • Discounts and savings
  • Commuter benefits
  • Tuition reimbursement
  • Scholarships for dependent children
  • Adoption reimbursement

Additional Information:

Job Posted:
March 20, 2026

Expiration:
March 29, 2026

Employment Type:
Fulltime
Work Type:
Hybrid work
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