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Wells Fargo is seeking a Senior Control Management Specialist
Job Responsibility:
Participate in identifying, assessing, managing, and mitigating current and emerging risk exposures within Control Management functional area
Provide risk management consulting to support the business in designing and implementing risk mitigation strategies, business processes, and business controls
Monitor moderately complex business specific programs and provide risk management consulting to support the business in designing and implementing risk mitigation strategies
Monitor, measure, evaluate, and report on the impact of decisions and controls to the relevant business group or functional area
Provide guidance to business groups on the development, implementation, and monitoring of business specific programs to identify, assess, and mitigate risk
Collaborate with relevant business group to identify current and emerging risks associated with business activities and operations
Be part of the front-line Business Control Management (BCM) team responsible for review, research and disposition of transaction monitoring alerts to identify potential anomalies and policy breaches across asset classes supporting the CIB Markets business
Perform CIB Markets controls and activities across asset classes for compliance with regulatory and internal requirements
Identify any non-compliant activity and escalate questionable trading activity to the onshore team
support remediation where required
Collaborate and consult with onshore teams and India Management for any escalations and process improvement ideas
Partner the internal stakeholders (Line of Business Chief Operating Officers, Compliance, etc.) ensure adherence to the bank’s supervisory framework and to maximize efficiencies
Remain updated on developments and changes concerning relevant regulatory rules/regulations and policies
Actively participate in team meetings. Bringing solutions / suggestions / recommendations to the table
Develop, oversee, and provide independent credible challenge to standards with subject matter expertise
Assist with analysis and implementation of new and enhanced business controls and processes
Provide work direction to less experienced staff
Requirements:
4+ years of Risk Management or Control Management experience, or equivalent demonstrated through one or a combination of the following: work experience, training, military experience, education
Experience in trade surveillance, transaction monitoring, or equivalent including direct experience reviewing alerts in trade surveillance role
Ability to work in a matrix global organization structure
Strong financial products and financial markets knowledge
Proficient knowledge of data sets for trading in Markets products, including but not limited to quotes, orders and executions
Knowledge of U.S., U.K. and Asia regulations
Ability to handle multiple tasks in a fast-paced environment
Strong written communication and verbal communication skills in English
Excellent analytical skills and strong attention to detail
Must exhibit highest standards of integrity and maintain confidentiality
Experience in creating MIS and capability to work with business analytics tools (Power BI, Tableau, QlikView, MS Dynamics)