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Senior Control Management Specialist

https://www.wellsfargo.com/ Logo

Wells Fargo

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Location:
India , Hyderabad

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Category:

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Contract Type:
Not provided

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Salary:

Not provided

Job Description:

Wells Fargo is seeking a Senior Control Management Specialist

Job Responsibility:

  • Participate in identifying, assessing, managing, and mitigating current and emerging risk exposures within Control Management functional area
  • Provide risk management consulting to support the business in designing and implementing risk mitigation strategies, business processes, and business controls
  • Monitor moderately complex business specific programs and provide risk management consulting to support the business in designing and implementing risk mitigation strategies
  • Monitor, measure, evaluate, and report on the impact of decisions and controls to the relevant business group or functional area
  • Provide guidance to business groups on the development, implementation, and monitoring of business specific programs to identify, assess, and mitigate risk
  • Collaborate with relevant business group to identify current and emerging risks associated with business activities and operations
  • Policy, Procedure and Framework Oversight: Drafting, updating, and maintaining governance procedures for Trade Surveillance
  • Ensuring procedures align with internal, legal and regulatory requirements
  • Regularly review and update surveillance governance frameworks to reflect changes in trading practices and regulations
  • Risk Management Support: Assisting in identifying and mitigating governance-related risks as defined within our Team Procedures and Operating Model
  • Supporting High Priority Regulatory Initiatives
  • Data Analysis and Metrics: Analyzing Trade Surveillance data to identify trends or areas for improvement
  • Developing key performance indicators (KPIs) for governance effectiveness
  • Reporting and Documentation: Preparing Trade Surveillance reports for senior management
  • Provide regular reporting on the effectiveness and findings of the surveillance program
  • Maintaining accurate records of governance activities and decisions
  • Stakeholder Engagement: Coordinating with internal departments (legal, compliance, audit) to ensure governance alignment
  • Work with compliance, legal, and IT teams to ensure effective surveillance coverage
  • Attend team meetings and contribute to discussions on risk and compliance strategy
  • Trade Surveillance & Investigation: Promoting a culture of accountability and transparency
  • Execute and disposition daily surveillance alerts across assigned asset classes
  • Identify unusual trading pattern, trends, behaviors and potential market abuse indicators
  • Conduct detailed investigation documents finding surveillance scenarios
  • Regulatory Research: Keeping up to date with changes in laws and regulations that impact Trade Surveillance
  • Advising on implications of regulatory changes

Requirements:

  • 4+ years of Risk Management or Control Management experience, or equivalent demonstrated through one or a combination of the following: work experience, training, military experience, education
  • Experience in Trade surveillance Market abuse monitoring or compliance operations
  • Hands-on experience in Trade Surveillance within a financial institution
  • Strong understanding of market abuse risks surveillance scenarios and regulatory requirements
  • Strong understanding of capital markets (Equities, FICC, FX, Rates, etc.)
  • Ability to identify trends, patterns, behavioural red flags, and escalation triggers

Additional Information:

Job Posted:
February 06, 2026

Expiration:
February 11, 2026

Employment Type:
Fulltime
Job Link Share:

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