Senior Compliance Specialist

• Provide subject matter expertise with comprehensive knowledge of compliance risk for fiduciary administration, specialty asset management, and Trust Services business
• Provide oversight of the Trust Services business through governance committee attendance and credible challenge
• Provide regulatory change management support for Trust Services business
• Provide review and challenge of Trust Services policies and procedures
• Develop and execute Compliance Monitoring Activities for Trust administration and specialty asset management
• Participate and provide challenge to the RCSA process and lifecycle for Trust Services administrative and specialty asset management RAUs
• Establish, implement, and maintain risk standards and programs to drive compliance with federal, state, agency, legal and regulatory and Corporate Policy requirements
• Oversee the Front Line's execution and challenges appropriately on compliance related decisions
• Provide oversight and monitoring of risk-based compliance programs
• Provide compliance risk expertise and consulting for projects and initiatives with moderate risk for a business line or functional area
• Monitor reporting, escalation, and timely remediation of issues, deficiencies or regulatory matters regarding compliance risk management
• Provide direction to the business on developing corrective action plans and effectively managing regulatory change
• Identify and recommend opportunities for process improvement and risk control development
• Interpret policies, procedures, and compliance requirements
• Collaborate and consult with peers, colleagues and managers to resolve issues and achieve goals
• Work with complex business units, rules and regulations on moderate risk compliance matters

• 4+ years of Compliance experience, or equivalent demonstrated through one or a combination of the following: work experience, training, military experience, education
• 4+ years of trust services, philanthropic or estate settlement experience
• Ability to successfully explain and guide people through the process and manage any low-level process requirements
• Strong Analytical skills, critical thinking with problem solving competency
• Ability to redesign processes and enhance solutions through identifying technical solutions
• Experience collaborating and building relationships across multiple stakeholders
• Demonstrated ability to build and maintain strong relationships with key stakeholder groups
• Effective communication and presentation skills for varying levels of information
• Certified Trust And Fiduciary Advisor (CTFA) or Certified Regulatory Compliance Manager (CRCM)

Certified Trust And Fiduciary Advisor (CTFA) or Certified Regulatory Compliance Manager (CRCM)

• Health benefits
• 401(k) Plan
• Paid time off
• Disability benefits
• Life insurance, critical illness insurance, and accident insurance
• Parental leave
• Critical caregiving leave
• Discounts and savings
• Commuter benefits
• Tuition reimbursement
• Scholarships for dependent children
• Adoption reimbursement