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Senior Compliance Officer

https://www.randstad.com Logo

Randstad

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Location:
Canada, Toronto

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Category:
Finance

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Contract Type:
Not provided

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Salary:

Not provided

Job Description:

Our client, a major player in the financial services industry, is seeking a highly experienced Senior Compliance Officer to join their Compliance & Global Regulatory Affairs (Compliance & GRA) team. This team serves as a second line of defense by conducting regulatory compliance and EAML examinations across various lines of business and governance functions globally. ... In this role, you will be an integral member of the Compliance and EAML Examination Program (CEEP) team, leading compliance assessments with a focus on adherence to OSFI E-13 and other regulatory requirements, as outlined in the Regulatory Compliance Management (RCM) Policy. You will ensure proper execution of all examination phases—from planning through fieldwork to reporting—and may also support other portfolios within the CEEP program.

Job Responsibility:

  • Manage and execute RCM examinations according to established standards and procedures
  • Assess the design and operational effectiveness of compliance controls across Oversight Functions and Governance Groups
  • Identify and communicate areas of non-compliance or opportunities for improvement
  • Prepare clear and concise examination reports for senior leadership
  • Collaborate with team members and stakeholders to support findings and follow-up activities
  • Contribute to the broader CEEP portfolio by supporting additional examination initiatives as needed

Requirements:

  • 5+ years of experience in compliance, audit, or a related regulatory function
  • In-depth knowledge of OSFI E-13 and regulatory compliance frameworks
  • Hands-on experience conducting audits, examinations, or compliance reviews
  • Strong stakeholder engagement and communication skills
  • Former banking experience, preferably in Governance roles
  • Familiarity with Regulatory Compliance Management (RCM) policy
  • University Degree or College Diploma

Nice to have:

  • CPA, CIA, or other relevant compliance/audit certification
  • MBA or professional accounting designation
  • Prior experience in financial services or large-scale banking environments
What we offer:
  • Opportunity to work with one of Canada’s leading financial institutions
  • High-impact role with exposure to senior leaders and key stakeholders
  • Potential for extension or conversion to full-time based on performance and team needs
  • Hybrid work schedule for work-life balance
  • Dynamic team environment within a 60-person department
  • Fast-paced, collaborative projects with defined objectives

Additional Information:

Job Posted:
May 26, 2025

Expiration:
July 22, 2025

Employment Type:
Fulltime
Work Type:
Hybrid work
Job Link Share:
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