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Senior Compliance Consultant

https://www.roberthalf.com Logo

Robert Half

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Location:
United States , Minneapolis

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Category:
Finance

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Contract Type:
Not provided

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Salary:

Not provided
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Job Description:

This is a long-term contract position within the financial services industry, offering an opportunity to contribute expertise to develop and refine financial planning advice models and ensure regulatory compliance. The role requires a proactive individual who thrives in collaborative, cross-functional environments and is dedicated to maintaining the highest standards of fiduciary alignment and attention to detail.

Job Responsibility:

  • Act as a subject matter expert in financial planning, translating organizational decisions into effective, technology-supported advice frameworks
  • Collaborate closely with product, design, and engineering teams to review prototypes, refine planning logic, and optimize user experiences
  • Assess the quality of financial advice, ensuring compliance with fiduciary standards and financial planning regulations
  • Provide actionable feedback to enhance product workflows, methodologies, and planning strategies
  • Support pilot programs and testing initiatives by delivering comprehensive financial planning in controlled environments
  • Develop and contribute best practices related to financial planning, behavioral finance, and coaching techniques
  • Ensure thorough documentation and adherence to compliance requirements and planning assumptions
  • Stay informed on industry trends, regulatory changes, and high standards to guide decision-making and product development
  • Foster effective communication across virtual, cross-functional teams to drive project success

Requirements:

  • Active Certified Financial Planner (CFP) designation
  • Bachelor’s degree in finance, accounting, economics, or a related field
  • Minimum of 7 years of experience in financial planning or advisory roles
  • Proficiency in Excel, including advanced formulas
  • In-depth knowledge of financial compliance and regulatory requirements
  • Demonstrated experience in cross-functional project management
  • Strong communication skills, with the ability to collaborate effectively in virtual environments
  • High level of empathy and adaptability, particularly in dynamic or evolving settings
What we offer:
  • medical
  • vision
  • dental
  • life and disability insurance
  • company 401(k) plan

Additional Information:

Job Posted:
April 10, 2026

Employment Type:
Parttime
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