Senior Compliance Associate

• Develop and oversee programs and systems to ensure compliance with market rules, regulations and internal policies across Susquehanna's APAC trading businesses
• Review trading systems, development and testing of systems and controls
• Support trading activity from the point trades are executed through post trade analysis to verify that the firm is meeting all of its regulatory requirements
• Provide training and guidance on financial markets and products, trading strategies (e.g. short selling)
• Liaising with technology teams to contribute to design, development and documentation of compliance and risk specific IT applications
• Development of compliance monitoring to ensure trading systems operation and behaviour are working as expected
• Working collaboratively with colleagues in our Asia Pacific, USA and Europe locations, in support of all relevant strategic business initiatives
• Liaise with regulators and exchanges (primarily Hong Kong)
• Develop and maintain strong relationships with industry stakeholders to stay abreast of key regulatory changes and best practices in surveillance and review

• 8+ years of experience in markets Compliance
• Excellent oral, written, and interpersonal communication skills with the ability to communicate complex information to all levels of the firm
• Exhibit a strong solution focused approach which leads to timely resolutions
• Tertiary qualified and IT literate
• Professional or industry qualifications preferred
• Knowledge of Asia regulatory developments and compliance issues
• Understanding of Hong Kong Securities and Futures Ordinance and SFC Licence regime
• Knowledge of other markets e.g. AU/US/EU preferred
• Knowledge of exchange trading rules, regulations and associated market practices
• Excellent writing and communication skills to contribute and write compliance policy and procedures relevant to compliance, risk and IT areas
• Equity and derivative market experience/exposure
• Strong conceptual understanding of IT compliance systems, including development, review, and testing
• Ability to work autonomously and as a member of the wider APAC team

Knowledge of other markets e.g. AU/US/EU preferred